A Deep Dive into Vivaldi Capital's Q3 2022 vs. Q4 2022 13F Holdings: Winners, Losers, and Surprises

Vivaldi Capital Management, a Chicago-based SEC registered investment adviser, recently filed their Form 13F for the third and fourth quarter of 2022. The report reveals the company's holdings in various stocks traded on U.S. exchanges.

Through rigorous analysis of the 13F filings, we have highlighted the winners, losers, and surprises among Vivaldi Capital Management's holdings.

Winners

One of the biggest winners in Vivaldi Capital's portfolio is SPDR S&P 500 ETF TR (SPY). The fund's holdings fell by 1.1%, but the value increased by 5.8%, moving from $15.4 billion to $16.3 billion, likely due to the market's performance.

Another significant winner is Gaming & Leisure Properties Inc. (GLPI), with an increase of 16.8% in net assets. Although the option type and shares in the stock remained constant, GLPI's net asset value rose from $4.8 million to $5.6 million, increasing the total value by 17%.

Other notable winners in Vivaldi Capital's portfolio include Apple Inc. (AAPL), which reduced its holdings by 1.2%, but the value of the shares increased by 7.5%. Similarly, ISHARES TR (IVV) rose 11.3% in value, and FIRST TR EXCHANGE-TRADED FD (LMBS) rose by 8.9%.

Losers

The biggest loser in Vivaldi Capital's holdings is Angel Oak Mortgage Inc. (AOMR), with a drastic decrease of 53.4% in net assets. The number of shares fell from 1.98 million to 1.59 million, and the option type remained the same, but the value of the shares drastically reduced from $23 million to $10.7 million between Q3 2022 and Q4 2022.

Another significant loser in Vivaldi Capital's portfolio is Ares Dynamic Credit Allocation Fund Inc. (ARDC), which decreased by 10.6% in net assets. The number of shares increased from 299,908 to 332,300, but the value of those shares decreased by 10.6%, from $354 million to $395 million between Q3 2022 and Q4 2022.

Other notable losers include Tesla Inc. (TSLA), with a 38.3% reduction in net assets, and Vanguard Scottsdale Fds (VGSH), with a decline of 50.5%.

Surprise

One of the most surprising findings in Vivaldi Capital Management's Q3 2022 vs. Q4 2022 13F holdings is Sch Schwab Strategic Tr (SCHO). The fund had the most significant reduction in the number of shares held by the company, falling from 152,643 to 70,181, and a significant decrease in its net assets by 53.7%, dropping from $73.5 million to $34 million during this period.

Other surprising findings include the increase in holdings of Vanguard Index Fds (VTI), iShares Tr (EFA), and Vanguard Index Fds (VTV), which surprised market analysts.

Conclusion

Vivaldi Capital Management's Q3 2022 vs. Q4 2022 13F filings reveal both the winners and the losers in their holdings. Although many holdings remained relatively unchanged, some stocks sharply increased or decreased in net assets. By analyzing financial reports, investors can make informed decisions and avoid surprises. In conclusion, we suggest diversifying investments to manage risk and maximize potential returns.