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ABB LTD
(000375204)

Funds Reporting Holdings of ABB LTD according to 13F filings
Firm Name Shares Held / Principal Amount Market Value Option Report Period Effectiveness Date
DA Davidson & Co 44,760 $897k Jun 30, 2019 Aug 13, 2019
Oppenheimer & Co Inc 152,259 $3,050k Jun 30, 2019 Aug 9, 2019
Moors & Cabot Inc 120,263 $2,407k Jun 30, 2019 Jul 18, 2019
Wedbush Securities Inc 11,985 $240k Jun 30, 2019 Aug 1, 2019
VOYA Financial Advisors Inc 10,021 $200k Jun 30, 2019 Aug 14, 2019
Shufro ROSE & Co LLC 236,188 $4,731k Jun 30, 2019 Jul 24, 2019
KMS Financial Services Inc 38,880 $871k Sep 30, 2014 Nov 17, 2014
Commonwealth Equity Services LLC 77,271 $1,547k Jun 30, 2019 Jul 19, 2019
Rodgers Brothers Inc 32,774 $656k Jun 30, 2019 Aug 14, 2019
Advisors Asset Management Inc 118,288 $2,369k Jun 30, 2019 Aug 14, 2019
Kayne Anderson Rudnick Investment Management LLC 116 $2k Jun 30, 2019 Aug 14, 2019
Keystone Financial Planning Inc 104,112 $2,085k Jun 30, 2019 Aug 5, 2019
Gabelli Funds LLC 95,000 $1,903k Jun 30, 2019 Aug 2, 2019
Wheatland Advisors Inc 15,340 $307k Jun 30, 2019 Aug 7, 2019
PRIO Wealth Limited Partnership 49,936 $1,000k Jun 30, 2019 Jul 18, 2019
Bowen Hanes & Co Inc 98,815 $1,979k Jun 30, 2019 Aug 13, 2019
Schafer Cullen Capital Management Inc 2,692,911 $50,923k Jun 30, 2019 Jul 30, 2019
Manning & Napier Advisors LLC 28,035 $693k Sep 30, 2017 Nov 7, 2017
Horizon Asset Management LLC 42,305 $847k Jun 30, 2019 Aug 14, 2019
Sonora Investment Management LLC 36,050 $722k Jun 30, 2019 Jul 19, 2019
Renaissance Technologies LLC 2,532,900 $50,734k Jun 30, 2019 Aug 12, 2019
Natixis Advisors LP 656,331 $13,146k Jun 30, 2019 Aug 12, 2019
First Trust Advisors LP 1,692,491 $33,901k Jun 30, 2019 Jul 30, 2019
Loring Wolcott & Coolidge Fiduciary Advisors LLP 720 $14k Jun 30, 2019 Aug 9, 2019
Wetherby Asset Management 43,694 $875k Jun 30, 2019 Jul 25, 2019
Conning Inc 29,250 $586k Jun 30, 2019 Jul 25, 2019
Beddow Capital Management Inc 298,095 $5,971k Jun 30, 2019 Aug 9, 2019
Earnest Partners LLC 18,620 $373k Jun 30, 2019 Aug 13, 2019
Nomura Asset Management USA Inc 0 $0k Jun 30, 2019 Aug 13, 2019
Thomas J Herzfeld Advisors Inc 150 $3k Jun 30, 2019 Aug 13, 2019
First Republic Investment Management Inc 78,236 $1,567k Jun 30, 2019 Aug 7, 2019
Logan Capital Management Inc 22,775 $456k Jun 30, 2019 Jul 24, 2019
Portland Global Advisors LLC 128,896 $2,582k Jun 30, 2019 Jul 26, 2019
Guardian Capital Advisors LP 248,982 $4,982k Jun 30, 2019 Aug 14, 2019
Murphy Pohlad Asset Management LLC 85,090 $1,704k Jun 30, 2019 Aug 6, 2019
TDAM USA Inc 16,395 $328k Jun 30, 2019 Aug 1, 2019
PENN Davis Mcfarland Inc 536,914 $10,754k Jun 30, 2019 Jul 16, 2019
Pinnacle Associates Ltd 67,728 $1,357k Jun 30, 2019 Aug 5, 2019
Eagle Asset Management Inc 13,709 $274k Jun 30, 2019 Aug 6, 2019
Nomura Asset Management Co Ltd 0 $0k Jun 30, 2019 Aug 13, 2019
Grandfield & DODD LLC 841,644 $16,858k Jun 30, 2019 Jul 29, 2019
Willis Investment Counsel Inc 858,500 $17,196k Jun 30, 2019 Aug 14, 2019
Steigerwald Gordon & KOCH Inc 334,551 $6,701k Jun 30, 2019 Jul 15, 2019
Brinker Capital Inc 22,652 $454k Jun 30, 2019 Aug 12, 2019
Scout Investments Inc 160,532 $3,215k Jun 30, 2019 Jul 10, 2019
Morningstar Investment Services LLC 321,671 $6,443k Jun 30, 2019 Aug 13, 2019
Avalon Advisors LLC 68,654 $1,375k Jun 30, 2019 Aug 14, 2019
Cullen Capital Management LLC 213,430 $4,275k Jun 30, 2019 Jul 30, 2019
Causeway Capital Management LLC 1,935,760 $38,773k Jun 30, 2019 Aug 14, 2019
Premier Asset Management LLC 96,025 $1,923k Jun 30, 2019 Aug 7, 2019
National Asset Management Inc 27,229 $546k Jun 30, 2019 Aug 5, 2019
Johnson Investment Counsel Inc 12,460 $249k Jun 30, 2019 Aug 14, 2019
North Star Investment Management Corporation 62,000 $1,242k Jun 30, 2019 Jul 15, 2019
Marathon Capital Management LLC 118,682 $2,377k Jun 30, 2019 Jul 25, 2019
Lazard Asset Management LLC 3,268,748 $77,240k Sep 30, 2018 Aug 30, 2019
Tortoise Capital Advisors LLC 49 $1k Jun 30, 2019 Aug 14, 2019
The Caprock Group Inc 10,634 $213k Jun 30, 2019 Jul 23, 2019
Johnson Financial Group LLC 450 $9k Jun 30, 2019 Aug 9, 2019
Sowell Financial Services LLC 13,375 $252k Mar 31, 2019 May 15, 2019
Investment Advisors Asset Management LLC 118,288 $2,369k Jun 30, 2019 Aug 14, 2019
Thompson Investment Management Inc 161,623 $3,237k Jun 30, 2019 Aug 7, 2019
Sandhill Capital Partners LLC 24,423 $489k Jun 30, 2019 Aug 13, 2019
Dividend Assets Capital LLC 65,040 $1,303k Jun 30, 2019 Jul 12, 2019
Hexavest Inc 708 $14k Jun 30, 2019 Jul 10, 2019
OFI Advisors LLC 8,912 $157k Sep 30, 2015 Nov 16, 2015
1919 Investment Counsel LLC 395,422 $8,862k Sep 30, 2014 Nov 14, 2014
Cambridge Investment Research Advisors Inc 36,979 $741k Jun 30, 2019 Aug 15, 2019
Clearbridge Investments LLC 95,362 $1,813k Dec 31, 2018 Feb 14, 2019
Pacer Advisors Inc 131,785 $2,640k Jun 30, 2019 Aug 12, 2019
First Allied Advisory Services Inc 15,575 $312k Jun 30, 2019 Aug 12, 2019
Managed Account Advisors LLC 387,840 $8,098k Jun 30, 2015 Aug 14, 2015
BB&T Securities LLC 12,284 $246k Jun 30, 2019 Aug 7, 2019
Global Trust Asset Management LLC 3,399 $68k Jun 30, 2019 Jul 23, 2019
Checchi Capital Advisers LLC 14,948 $299k Jun 30, 2019 Aug 6, 2019
Atria Investments LLC 26,641 $491k Jun 30, 2019 Aug 26, 2019
Nicholas Hoffman & Company LLC 10,632 $213k Jun 30, 2019 Aug 12, 2019
Advisory Services Network LLC 2,005 $40k Jun 30, 2019 Aug 1, 2019
Eventide Asset Management LLC 16,000 $320k Jun 30, 2019 Aug 14, 2019
Energy Opportunities Capital Management LLC 53,440 $1,070k Jun 30, 2019 Aug 15, 2019
Cohen Klingenstein LLC 25,000 $501k Jun 30, 2019 Jul 15, 2019
Nuance Investments LLC 2,088,781 $41,838k Jun 30, 2019 Aug 12, 2019
Wellington Shields & Co LLC 78,240 $1,567k Jun 30, 2019 Aug 8, 2019
Raymond James Financial Services Advisors Inc 108,714 $2,178k Jun 30, 2019 Aug 6, 2019
Capital Investment Advisory Services LLC 7,135 $135k Jun 30, 2019 Aug 8, 2019
Hudock Capital Group LLC 332 $6k Jun 30, 2019 Jul 30, 2019
Gotham Asset Management LLC 20,217 $405k Jun 30, 2019 Aug 14, 2019
ACG Wealth Inc 14,264 $286k Jun 30, 2019 Aug 6, 2019
Carnegie Capital Asset Management LLC 24,400 $489k Jun 30, 2019 Jul 24, 2019
Wellington Shields Capital Management LLC 82,800 $1,658k Jun 30, 2019 Aug 8, 2019
Two Sigma Advisers LP 22,034 $441k Jun 30, 2019 Aug 14, 2019
Allsquare Wealth Management LLC 90 $2k Jun 30, 2019 Aug 13, 2019
13D Management LLC 686,343 $13,747k Jun 30, 2019 Aug 14, 2019
Verition Fund Management LLC 12,727 $255k Jun 30, 2019 Aug 14, 2019
Quantitative Investment Management LLC 84,512 $1,692k Jun 30, 2019 Aug 14, 2019
Janney Capital Management LLC 10,105 $202k Jun 30, 2019 Jul 29, 2019
True Private Wealth Advisors LLC 277 $5k Jun 30, 2019 Aug 1, 2019
Motley FOOL Wealth Management LLC 198,462 $3,975k Jun 30, 2019 Aug 14, 2019
Ropes Wealth Advisors LLC 1,215 $24k Jun 30, 2019 Jul 31, 2019
The Capital Group Investment Advisory Services LLC 7,135 $135k Jun 30, 2019 Aug 8, 2019
Cribstone Capital Management LLC 470 $9k Jun 30, 2019 Jul 22, 2019
Dorchester Wealth Management Company 12,000 $240k Jun 30, 2019 Jul 19, 2019
Moloney Securities Asset Management LLC 15,505 $311k Jun 30, 2019 Jul 29, 2019
Steward Partners Investment Advisory LLC 4,244 $85k Jun 30, 2019 Jul 25, 2019
Point72 Asset Management LP 2,100 $42k Jun 30, 2019 Aug 14, 2019
180 Wealth Advisors LLC 11,344 $210k Jun 30, 2019 Aug 5, 2019
Prime Capital Investment Advisors LLC 1,200 $24k Jun 30, 2019 Aug 6, 2019
Centerstar Asset Management LLC 4,300 $2k Put Jun 30, 2019 Aug 2, 2019
FNY Investment Advisers LLC 28,761 $576k Jun 30, 2019 Jul 24, 2019
Fieldpoint Private Securities LLC 998 $20k Jun 30, 2019 Aug 14, 2019

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