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AES CORP
(00130H105)

Funds Reporting Holdings of AES CORP according to 13F filings
Firm Name Shares Held / Principal Amount Market Value Option Report Period Effectiveness Date
Irish Life Investment Managers Limited 332,732 $3,989,457k Jun 30, 2013 Aug 13, 2013
Cantab Capital Partners LLP 40,644 $448,000k Sep 30, 2017 Nov 14, 2017
AJO LP 12,211,358 $204,662k Jun 30, 2019 Aug 14, 2019
Renaissance Technologies LLC 9,930,500 $166,435k Jun 30, 2019 Aug 12, 2019
Panagora Asset Management Inc 4,171,436 $69,913k Jun 30, 2019 Aug 9, 2019
Hexavest Inc 4,023,615 $67,436k Jun 30, 2019 Jul 10, 2019
Gabelli Funds LLC 3,923,000 $65,749k Jun 30, 2019 Aug 2, 2019
Capital Guardian Trust Company 2,364,731 $39,595k Jun 30, 2019 Aug 14, 2019
First Trust Advisors LP 2,360,961 $39,570k Jun 30, 2019 Jul 30, 2019
Personal Capital Advisors Corporation 1,768,598 $29,642k Jun 30, 2019 Aug 14, 2019
Cookson Peirce & Co Inc 1,557,393 $26,102k Jun 30, 2019 Jul 31, 2019
Polaris Greystone Financial Group LLC 1,443,342 $24,205k Jun 30, 2019 Jul 25, 2019
Hennessy Advisors Inc 1,340,200 $22,462k Jun 30, 2019 Jul 11, 2019
Clark Capital Management Group Inc 1,193,629 $20,005k Jun 30, 2019 Jul 12, 2019
Avalon Advisors LLC 1,140,089 $19,108k Jun 30, 2019 Aug 14, 2019
Capital Bank and Trust Company 1,100,129 $18,430k Jun 30, 2019 Aug 14, 2019
Madison Investment Holdings Inc 826,275 $13,848k Jun 30, 2019 Aug 13, 2019
NISA Investment Advisors LLC 598,787 $10,036k Jun 30, 2019 Jul 12, 2019
Symons Capital Management Inc 592,565 $9,932k Jun 30, 2019 Aug 12, 2019
Janus Capital Management LLC 874,071 $9,772k Mar 31, 2017 May 16, 2017
Brandywine Global Investment Management LLC 503,781 $8,444k Jun 30, 2019 Aug 14, 2019
QS Investors LLC 502,669 $8,425k Jun 30, 2019 Aug 14, 2019
AXEL Capital Management LLC 500,000 $8,380k Jun 30, 2019 Aug 7, 2019
Clearbridge Investments LLC 576,291 $8,333k Dec 31, 2018 Feb 14, 2019
Edgestream Partners LP 461,330 $7,732k Jun 30, 2019 Aug 8, 2019
Winton Capital Management Ltd 537,138 $7,670k Mar 31, 2014 May 1, 2014
Asset Management One USA Inc 424,203 $7,112k Jun 30, 2019 Aug 14, 2019
Asset Management One Co Ltd 424,203 $7,112k Jun 30, 2019 Aug 14, 2019
Piedmont Investment Advisors Inc 387,780 $6,499k Jun 30, 2019 Aug 14, 2019
Calamos Advisors LLC 359,370 $6,023k Jun 30, 2019 Aug 7, 2019
Wellington Shields & Co LLC 340,786 $5,712k Jun 30, 2019 Aug 8, 2019
Brasada Capital Management LP 321,484 $5,555k Jun 30, 2019 Aug 7, 2019
LMCG Investments LLC 524,012 $5,130k Sep 30, 2015 Nov 4, 2015
Sterling Capital Management LLC 282,130 $4,728k Jun 30, 2019 Aug 14, 2019
Managed Account Advisors LLC 347,592 $4,609k Jun 30, 2015 Aug 14, 2015
Northern Right Capital Management LP 257,500 $4,316k Jun 30, 2019 Aug 14, 2019
Meridian Wealth Management LLC 25,725 $4,312k Jun 30, 2019 Jul 19, 2019
Wellington Shields Capital Management LLC 232,350 $3,894k Jun 30, 2019 Aug 8, 2019
Capital Fund Management SA 224,855 $3,769k Jun 30, 2019 Aug 12, 2019
Bowling Portfolio Management LLC 194,055 $3,252k Jun 30, 2019 Jul 25, 2019
Metlife Investment Advisors LLC 182,949 $3,066k Jun 30, 2019 Aug 14, 2019
Trexquant Investment LP 181,765 $3,046k Jun 30, 2019 Aug 9, 2019
Convergence Investment Partners LLC 171,951 $2,882k Jun 30, 2019 Jul 23, 2019
Securian Asset Management Inc 169,630 $2,843k Jun 30, 2019 Aug 5, 2019
MHI Funds LLC 164,405 $2,755k Jun 30, 2019 Jul 17, 2019
Hussman Strategic Advisors Inc 150,000 $2,514k Jun 30, 2019 Jul 31, 2019
Wakefield Asset Management LLLP 147,088 $2,465k Jun 30, 2019 Aug 13, 2019
Douglass Winthrop Advisors LLC 130,838 $2,193k Jun 30, 2019 Jul 10, 2019
Stone Ridge Asset Management LLC 127,000 $2,129k Jun 30, 2019 Aug 6, 2019
USA Financial Portformulas Corporation 105,534 $1,908k Jun 30, 2019 Aug 12, 2019
James Investment Research Inc 110,953 $1,860k Jun 30, 2019 Jul 24, 2019
LMR Partners LLC 102,122 $1,712k Jun 30, 2019 Aug 14, 2019
Davenport & Company LLC 90,115 $1,510k Jun 30, 2019 Jul 10, 2019
Quantum Capital Management LLC 89,244 $1,496k Jun 30, 2019 Aug 14, 2019
Lazard Asset Management LLC 102,739 $1,438k Sep 30, 2018 Aug 30, 2019
Stevens Capital Management LP 85,367 $1,431k Jun 30, 2019 Jul 31, 2019
EQIS Capital Management Inc 82,648 $1,385k Jun 30, 2019 Jul 18, 2019
CIBC Asset Management Inc 74,761 $1,253k Jun 30, 2019 Aug 5, 2019
OFI Advisors LLC 126,167 $1,235k Sep 30, 2015 Nov 16, 2015
Signature Estate & Investment Advisors LLC 71,781 $1,203k Jun 30, 2019 Aug 1, 2019
Brinker Capital Inc 67,133 $1,125k Jun 30, 2019 Aug 12, 2019
American Asset Management Inc 65,475 $1,097k Jun 30, 2019 Jul 31, 2019
BTC Capital Management Inc 64,571 $1,087k Jun 30, 2019 Jul 26, 2019
First National Corporation 63,563 $1,065k Jun 30, 2019 Jul 22, 2019
Pacer Advisors Inc 62,632 $1,050k Jun 30, 2019 Aug 12, 2019
Atria Investments LLC 69,188 $1,033k Jun 30, 2019 Aug 26, 2019
CPWM LLC 57,194 $959k Jun 30, 2019 Aug 2, 2019
World Asset Management Inc 56,170 $941k Jun 30, 2019 Jul 23, 2019
IFM Investors PTY Ltd 53,647 $899k Jun 30, 2019 Jul 16, 2019
Assetmark Inc 49,180 $824k Jun 30, 2019 Aug 14, 2019
Regentatlantic Capital LLC 48,733 $817k Jun 30, 2019 Jul 23, 2019
Wright Investors Service Inc 47,012 $788k Jun 30, 2019 Aug 1, 2019
Numeric Investors LLC 70,700 $766k Dec 31, 2017 Feb 14, 2018
Neuberger Berman Breton Hill ULC 69,076 $761k Sep 30, 2017 Nov 3, 2017
First Allied Advisory Services Inc 44,306 $743k Jun 30, 2019 Aug 12, 2019
FFCM LLC 41,024 $688k Jun 30, 2019 Jul 30, 2019
ICON Advisers Inc 39,500 $662k Jun 30, 2019 Aug 2, 2019
Sentry Investment Management LLC 38,346 $643k Jun 30, 2019 Aug 12, 2019
Sentry Management Inc 38,346 $643k Jun 30, 2019 Aug 12, 2019
Dupont Capital Management Corp 36,180 $606k Jun 30, 2019 Jul 30, 2019
Whitebox Advisors LLC 32,562 $546k Jun 30, 2019 Aug 14, 2019
Thrivent Financial FOR Lutherans 29,839 $500k Jun 30, 2019 Aug 13, 2019
Santori & Peters Inc 29,420 $493k Jun 30, 2019 Jul 30, 2019
Seven Eight Capital LP 27,027 $453k Jun 30, 2019 Aug 12, 2019
Gateway Investment Advisers LLC 26,359 $442k Jun 30, 2019 Jul 17, 2019
Provise Management Group LLC 24,136 $405k Jun 30, 2019 Aug 9, 2019
Gotham Asset Management LLC 24,119 $404k Jun 30, 2019 Aug 14, 2019
Ironwood Investment Management LLC 23,875 $400k Jun 30, 2019 Aug 14, 2019
Waddell & REED Inc 22,744 $381k Jun 30, 2019 Aug 14, 2019
Veritable LP 22,250 $373k Jun 30, 2019 Aug 12, 2019
ZEKE Capital Advisors LLC 20,695 $347k Jun 30, 2019 Jul 24, 2019
Monarch Capital Management Inc 20,400 $342k Jun 30, 2019 Jul 31, 2019
Acorn Advisory Capital LP 19,900 $334k Jun 30, 2019 Aug 13, 2019
The Colony Group LLC 18,256 $306k Jun 30, 2019 Aug 19, 2019
Horizon Investments LLC 17,744 $297k Jun 30, 2019 Aug 14, 2019
Johnson Investment Counsel Inc 17,158 $287k Jun 30, 2019 Aug 14, 2019
Arrow Investment Advisors LLC 15,910 $267k Jun 30, 2019 Aug 2, 2019
Cambridge Investment Research Advisors Inc 14,966 $251k Jun 30, 2019 Aug 15, 2019
Menta Capital LLC 14,029 $235k Jun 30, 2019 Aug 7, 2019
Grantham Mayo van Otterloo & Co LLC 13,500 $226k Jun 30, 2019 Aug 13, 2019
Wedbush Securities Inc 13,339 $224k Jun 30, 2019 Aug 1, 2019
GLG LLC 20,724 $224k Dec 31, 2017 Feb 14, 2018
Camelot Portfolios LLC 11,985 $201k Jun 30, 2019 Jul 19, 2019
Diligent Investors LLC 11,970 $201k Jun 30, 2019 Aug 1, 2019
Hanseatic Management Services Inc 11,930 $200k Jun 30, 2019 Jul 19, 2019
The Renaissance Group LLC 11,346 $190k Jun 30, 2019 Aug 13, 2019
Renaissance Investment Group LLC 11,346 $190k Jun 30, 2019 Aug 13, 2019
Evergreen Capital Management LLC 11,052 $185k Jun 30, 2019 Aug 14, 2019
Morris Capital Advisors Inc 10,948 $183k Jun 30, 2019 Jul 15, 2019
Teewinot Capital Advisers LLC 10,700 $179k Jun 30, 2019 Aug 15, 2019
Point72 Asset Management LP 10,600 $178k Jun 30, 2019 Aug 14, 2019
Conning Inc 10,447 $175k Jun 30, 2019 Jul 25, 2019
Carret Asset Management LLC 10,367 $174k Jun 30, 2019 Aug 12, 2019
Wilmington Trust Investment Management LLC 10,170 $158k Jun 30, 2014 Aug 13, 2014
Global X Management Company LLC 4,396 $59k Jun 30, 2018 Aug 16, 2018
First Manhattan Co 3,200 $53k Jun 30, 2019 Aug 16, 2019
Markston International LLC 2,800 $47k Jun 30, 2019 Aug 6, 2019
CSAT Investment Advisory LP 1,551 $26k Jun 30, 2019 Aug 15, 2019
Kaizen Advisory LLC 1,635 $24k Dec 31, 2018 Feb 15, 2019
Ellevest Inc 706 $12k Jun 30, 2019 Aug 20, 2019
HOWE and Rusling Inc 686 $11k Jun 30, 2019 Aug 12, 2019
Johnson Financial Group LLC 643 $11k Jun 30, 2019 Aug 9, 2019
Financial Architects Inc 500 $8k Jun 30, 2019 Aug 14, 2019
Kavar Capital Partners LLC 500 $8k Jun 30, 2019 Aug 1, 2019
North Star Asset Management Inc 500 $8k Jun 30, 2019 Aug 12, 2019
Pathstone Family Office LLC 298 $5k Jun 30, 2019 Aug 14, 2019
Prelude Capital Management LLC 237 $4k Jun 30, 2019 Aug 14, 2019
WBI Investments Inc 128 $2k Jun 30, 2019 Jul 23, 2019
Thompson Siegel & Walmsley LLC 2 $0k Jun 30, 2019 Aug 12, 2019

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