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B. Riley Wealth Management, Inc.
(016259103)

Funds Reporting Holdings of B. Riley Wealth Management, Inc. according to 13F filings
Firm Name Shares Held / Principal Amount Market Value Option Report Period Effectiveness Date
B Riley Wealth Management Inc 160,567 $143k Jun 30, 2019 Aug 14, 2019
Shufro ROSE & Co LLC 10,000 $9k Jun 30, 2019 Jul 24, 2019
Panagora Asset Management Inc 507 $0k Jun 30, 2019 Aug 9, 2019
Renaissance Technologies LLC 1,128,404 $1,004k Jun 30, 2019 Aug 12, 2019
PALO ALTO Investors LP 3,013,793 $2,682k Jun 30, 2019 Aug 14, 2019
Cambridge Investment Research Advisors Inc 18,100 $16k Jun 30, 2019 Aug 15, 2019
Weiss Multi-Strategy Advisers LLC 84,000 $75k Jun 30, 2019 Aug 14, 2019
Stonepine Capital Management LLC 6,439,498 $5,731k Jun 30, 2019 Aug 13, 2019
Columbia Pacific Advisors LLC 50,468 $45k Jun 30, 2019 Aug 6, 2019
Venbio Select Advisor LLC 6,240,000 $5,554k Jun 30, 2019 Aug 14, 2019
Deerfield Management Company LP Series C 6,052,935 $5,387k Jun 30, 2019 Aug 14, 2019
Prelude Capital Management LLC 1,016 $1k Jun 30, 2019 Aug 14, 2019
JW Asset Management LLC 413,300 $368k Jun 30, 2019 Aug 9, 2019
Boothbay Fund Management LLC 1,120,000 $997k Jun 30, 2019 Aug 14, 2019
Armistice Capital LLC 5,836,000 $5,194k Jun 30, 2019 Aug 14, 2019

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