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B. Riley Wealth Management, Inc.
(023111206)

Funds Reporting Holdings of B. Riley Wealth Management, Inc. according to 13F filings
Firm Name Shares Held / Principal Amount Market Value Option Report Period Effectiveness Date
B Riley Wealth Management Inc 10,550 $205k Jun 30, 2019 Aug 14, 2019
Cetera Advisors LLC 66,330 $1,309k Jun 30, 2019 Aug 12, 2019
Monetta Financial Services Inc 250,000 $4,847k Jun 30, 2019 Aug 9, 2019
Tocqueville Asset Management LP 114,100 $2,212k Jun 30, 2019 Jul 31, 2019
West Chester Capital Advisors Inc 60,607 $1,175k Jun 30, 2019 Jul 30, 2019
Shine Investment Advisory Services Inc 2,032 $39k Jun 30, 2019 Jul 25, 2019
Frontier Capital Management Co LLC 1,028,474 $19,942k Jun 30, 2019 Aug 14, 2019
FRED Alger Management Inc 85,000 $1,648k Jun 30, 2019 Aug 14, 2019
Williams Jones & Associates LLC 33,500 $650k Jun 30, 2019 Aug 14, 2019
Dupont Capital Management Corp 25,347 $491k Jun 30, 2019 Jul 30, 2019
Loring Wolcott & Coolidge Fiduciary Advisors LLP 13,325 $258k Jun 30, 2019 Aug 9, 2019
Farallon Capital Management LLC 4,250,000 $82,408k Jun 30, 2019 Aug 14, 2019
Fagan Associates Inc 53,965 $1,046k Jun 30, 2019 Jul 12, 2019
Signature Estate & Investment Advisors LLC 10,407 $202k Jun 30, 2019 Aug 1, 2019
Court Place Advisors LLC 10,000 $194k Jun 30, 2019 Jul 30, 2019
Highland Capital Management LP 70,500 $1,367k Jun 30, 2019 Aug 14, 2019
Pinnacle Associates Ltd 36,942 $716k Jun 30, 2019 Aug 5, 2019
Youngs Advisory Group Inc 20,159 $391k Jun 30, 2019 Jul 16, 2019
Mcclain Value Management LLC 23,431 $454k Jun 30, 2019 Aug 8, 2019
Premier Asset Management LLC 28,312 $548k Jun 30, 2019 Aug 7, 2019
Hendershot Investments Inc 10,000 $194k Jun 30, 2019 Jul 31, 2019
Orbimed Advisors LLC 717,600 $13,914k Jun 30, 2019 Aug 14, 2019
Tekla Capital Management LLC 553,295 $10,728k Jun 30, 2019 Aug 14, 2019
Opaleye Management Inc 645,000 $12,507k Jun 30, 2019 Aug 14, 2019
Johnson Financial Group LLC 500 $10k Jun 30, 2019 Aug 9, 2019
Cambridge Investment Research Advisors Inc 22,357 $434k Jun 30, 2019 Aug 15, 2019
Polar Capital LLP 500,000 $9,695k Jun 30, 2019 Aug 14, 2019
Oracle Investment Management Inc 650,700 $478k Call Jun 30, 2019 Aug 14, 2019
Stonepine Capital Management LLC 930,604 $18,044k Jun 30, 2019 Aug 13, 2019
Catalyst Capital Advisors LLC 233,000 $4,518k Jun 30, 2019 Aug 8, 2019
Nicholas Investment Partners LP 419,457 $8,133k Jun 30, 2019 Aug 9, 2019
Crow Point Partners LLC 20,193 $392k Jun 30, 2019 Aug 14, 2019
Accurate Investment Solutions Inc 500 $10k Jun 30, 2019 Jul 12, 2019
Atria Investments LLC 11,350 $166k Jun 30, 2019 Aug 26, 2019
Endurance Wealth Management Inc 1,500 $29k Jun 30, 2019 Jul 30, 2019
Hudock Capital Group LLC 491 $9k Jun 30, 2019 Jul 30, 2019
Artisan Partners Limited Partnership 161,760 $3,137k Jun 30, 2019 Aug 9, 2019
Lombard Odier Asset Management USA Corp 200,000 $3,878k Jun 30, 2019 Aug 14, 2019
Venbio Select Advisor LLC 7,500,000 $145,425k Jun 30, 2019 Aug 14, 2019
Eulav Asset Management 1,740,000 $33,739k Jun 30, 2019 Aug 5, 2019
Broadfin Capital LLC 291,000 $5,642k Jun 30, 2019 Aug 14, 2019
J Goldman & Co LP 256,915 $4,982k Jun 30, 2019 Aug 14, 2019
ELK Creek Partners LLC 535,409 $10,382k Jun 30, 2019 Aug 9, 2019
Prelude Capital Management LLC 40,800 $791k Call Jun 30, 2019 Aug 14, 2019
Baker BROS Advisors LP 41,544,288 $805,544k Jun 30, 2019 Aug 14, 2019
Healthcor Management LP 3,047,910 $59,099k Jun 30, 2019 Aug 14, 2019
Sofinnova Ventures Inc 5,208,305 $100,989k Jun 30, 2019 Aug 13, 2019
Sabby Management LLC 31,433 $609k Jun 30, 2019 Aug 14, 2019
Consonance Capital Management LP 8,613,823 $167,022k Jun 30, 2019 Aug 14, 2019
Claraphi Advisory Network LLC 74,992 $1,454k Jun 30, 2019 Jul 29, 2019
HOOD River Capital Management LLC 2,378,848 $46,126k Jun 30, 2019 Aug 13, 2019
PURA VIDA Investments LLC 235,204 $4,561k Jun 30, 2019 Aug 14, 2019
Rock Springs Capital Management LP 4,525,000 $87,740k Jun 30, 2019 Aug 14, 2019
Chartwell Investment Partners LLC 342,760 $6,646k Jun 30, 2019 Aug 19, 2019
DLD Asset Management LP 25,000 $485k Jun 30, 2019 Aug 14, 2019
Spiderrock Advisors LLC 77,600 $83k Put Jun 30, 2019 Jul 29, 2019
Gainplan LLC 30,000 $582k Jun 30, 2019 Aug 7, 2019
Cribstone Capital Management LLC 5,000 $97k Jun 30, 2019 Jul 22, 2019
Crawford Lake Capital Management LLC 225,339 $4,369k Jun 30, 2019 Aug 14, 2019
Point72 Asset Management LP 1,000,000 $19,390k Call Jun 30, 2019 Aug 14, 2019
Rubric Capital Management LP 2,700,000 $52,353k Jun 30, 2019 Aug 13, 2019
F3Logic LLC 12,515 $243k Jun 30, 2019 Aug 2, 2019
Davenport & Company LLC 163,550 $3,171k Jun 30, 2019 Jul 10, 2019

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