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AMERICAN WTR WKS CO
(030420103)

Funds Reporting Holdings of AMERICAN WTR WKS CO according to 13F filings
Firm Name Shares Held / Principal Amount Market Value Option Report Period Effectiveness Date
First Manhattan Co 227,596 $26,401k Jun 30, 2019 Aug 16, 2019
B Riley Wealth Management Inc 4,840 $561k Jun 30, 2019 Aug 14, 2019
ARS Investment Partners LLC 2,000 $232k Jun 30, 2019 Aug 12, 2019
Prospera Financial Services Inc 2,097 $245k Jun 30, 2019 Aug 14, 2019
Transamerica Financial Advisors Inc 775 $90k Jun 30, 2019 Aug 21, 2019
Calton & Associates Inc 4,915 $570k Jun 30, 2019 Jul 9, 2019
Hunter Associates Investment Management LLC 6,810 $790k Jun 30, 2019 Aug 8, 2019
Sunbelt Securities Inc 3,018 $350k Jun 30, 2019 Aug 1, 2019
Goelzer Investment Management Inc 4,900 $568k Jun 30, 2019 Jul 29, 2019
The Pacific Center FOR Financial Services 140 $16k Jun 30, 2019 Aug 15, 2019
Cleararc Capital Inc 2,706 $314k Jun 30, 2019 Aug 7, 2019
Janus Capital Management LLC 404 $31k Mar 31, 2017 May 16, 2017
Howland Capital Management LLC 130,068 $15,088k Jun 30, 2019 Jul 17, 2019
Blankinship & Foster LLC 2,463 $286k Jun 30, 2019 Jul 30, 2019
Clark Capital Management Group Inc 26,044 $3,021k Jun 30, 2019 Jul 12, 2019
Gabelli Funds LLC 289,800 $33,617k Jun 30, 2019 Aug 2, 2019
Guardian Capital LP 105,488 $12,237k Jun 30, 2019 Aug 14, 2019
Yorktown Management and Research Co Inc 1,900 $220k Jun 30, 2019 Aug 2, 2019
Bowen Hanes & Co Inc 17,358 $2,014k Jun 30, 2019 Aug 13, 2019
Murphy Capital Management Inc 17,870 $2,072k Jun 30, 2019 Jul 22, 2019
Sentry Investment Management LLC 10,322 $1,197k Jun 30, 2019 Aug 12, 2019
BTR Capital Management Inc 134,349 $15,584k Jun 30, 2019 Jul 18, 2019
Panagora Asset Management Inc 14,952 $1,734k Jun 30, 2019 Aug 9, 2019
Baldwin Brothers Inc 10,265 $1,191k Jun 30, 2019 Jul 19, 2019
Osterweis Capital Management Inc 165,836 $19,237k Jun 30, 2019 Aug 14, 2019
Pettee Investors Inc 5,812 $674k Jun 30, 2019 Aug 7, 2019
Cetera Investment Advisers LLC 8,340 $969k Jun 30, 2019 Aug 12, 2019
First Foundation Advisors 2,270 $263k Jun 30, 2019 Aug 14, 2019
Choate Investment Advisors LLC 8,266 $959k Jun 30, 2019 Aug 14, 2019
Signature Financial Management Inc 5,015 $456k Dec 31, 2018 Feb 13, 2019
Renaissance Technologies LLC 154,200 $17,887k Jun 30, 2019 Aug 12, 2019
ALTA Capital Management LLC 3,616 $419k Jun 30, 2019 Jul 26, 2019
Williams Jones & Associates LLC 19,673 $2,282k Jun 30, 2019 Aug 14, 2019
Whitener Capital Management Inc 446 $51k Jun 30, 2019 Aug 2, 2019
Pacific Global Investment Management Co 13,120 $1,522k Jun 30, 2019 Aug 14, 2019
Hanseatic Management Services Inc 7,564 $877k Jun 30, 2019 Jul 19, 2019
Dupont Capital Management Corp 2,822 $327k Jun 30, 2019 Jul 30, 2019
Security Asset Management Inc 30,055 $3,486k Jun 30, 2019 Aug 6, 2019
DUFF & Phelps Investment Management Co 933,186 $108,250k Jun 30, 2019 Aug 2, 2019
Sentry Management Inc 10,322 $1,197k Jun 30, 2019 Aug 12, 2019
Conning Inc 2,280 $264k Jun 30, 2019 Jul 25, 2019
Aurora Investment Counsel 10,458 $1,200k Jun 30, 2019 Aug 6, 2019
Cramer Rosenthal Mcglynn LLC 317,236 $36,799k Jun 30, 2019 Aug 13, 2019
Oakbrook Investments LLC 8,300 $963k Jun 30, 2019 Jul 18, 2019
Clifford SWAN Investment Counsel LLC 9,501 $1,102k Jun 30, 2019 Aug 13, 2019
Bourgeon Capital Management LLC 2,215 $257k Jun 30, 2019 Jul 18, 2019
Dearborn Partners LLC 4,763 $552k Jun 30, 2019 Jul 29, 2019
Homrich & BERG Inc 3,438 $399k Jun 30, 2019 Aug 5, 2019
ICON Advisers Inc 11,300 $1,311k Jun 30, 2019 Aug 2, 2019
HCR Wealth Advisors 31,790 $3,688k Jun 30, 2019 Jul 25, 2019
MARK Sheptoff Financial Planning LLC 18,240 $2,116k Jun 30, 2019 Aug 12, 2019
Stewart & Patten Co LLC 1,950 $226k Jun 30, 2019 Jul 17, 2019
Horizon Investments LLC 6,734 $781k Jun 30, 2019 Aug 14, 2019
Osterweis Capital Management LLC 165,836 $19,237k Jun 30, 2019 Aug 14, 2019
Daiwa SB Investments USA Ltd 122,900 $12,814k Mar 31, 2019 Apr 18, 2019
MAI Capital Management LLC 2,190 $254k Jun 30, 2019 Aug 15, 2019
Daiwa SB Investments Ltd 122,900 $12,814k Mar 31, 2019 Apr 18, 2019
Monetary Management Group Inc 800 $93k Jun 30, 2019 Aug 13, 2019
Chelsea Counsel Company 61,268 $5,231k Jun 30, 2018 Oct 3, 2018
Pinnacle Associates Ltd 2,655 $308k Jun 30, 2019 Aug 5, 2019
Trillium Asset Management LLC 365,146 $42,357k Jun 30, 2019 Aug 8, 2019
Fenimore Asset Management Inc 1,766 $205k Jun 30, 2019 Jul 16, 2019
Chesley TAFT & Associates LLC 16,945 $1,966k Jun 30, 2019 Jul 10, 2019
Scout Investments Inc 355,885 $41,283k Jun 30, 2019 Jul 10, 2019
Waverton Investment Management Limited 10,757 $1,248k Jun 30, 2019 Jul 17, 2019
Cambridge Financial Group Inc 2,190 $254k Jun 30, 2019 Jul 29, 2019
Advisors Capital Management LLC 1,912 $222k Jun 30, 2019 Aug 15, 2019
Tradition Capital Management LLC 4,817 $502k Mar 31, 2019 May 7, 2019
Impax Asset Management LLC 57,657 $4,923k Jun 30, 2018 Aug 14, 2018
Advisor Partners LLC 5,482 $636k Jun 30, 2019 Jul 26, 2019
Cambiar Investors LLC 303,324 $35,186k Jun 30, 2019 Jul 25, 2019
Welch & Forbes LLC 14,965 $1,735k Jun 30, 2019 Jul 12, 2019
Legacy Financial Advisors Corporation 95 $11k Jun 30, 2019 Jul 15, 2019
Tower Bridge Advisors Inc 2,700 $313,200k Jun 30, 2019 Aug 6, 2019
Hilton Capital Management LLC 991 $115k Jun 30, 2019 Aug 14, 2019
van Hulzen Asset Management LLC 7,570 $878k Jun 30, 2019 Aug 8, 2019
Johnson Investment Counsel Inc 8,046 $933k Jun 30, 2019 Aug 14, 2019
Cambridge Financial Group LLC 2,190 $254k Jun 30, 2019 Jul 29, 2019
North Star Investment Management Corporation 2,189 $254k Jun 30, 2019 Jul 15, 2019
Sheaff Brock Investment Advisors LLC 2,150 $249k Jun 30, 2019 Jul 31, 2019
Deroy & Devereaux Private Investment Counsel Inc 2,460 $285k Jun 30, 2019 Jul 22, 2019
Boston Common Asset Management LLC 53,892 $6,251k Jun 30, 2019 Jul 26, 2019
Tortoise Capital Advisors LLC 1,852 $215k Jun 30, 2019 Aug 14, 2019
The Caprock Group Inc 6,478 $751k Jun 30, 2019 Jul 23, 2019
EQIS Capital Management Inc 1,852 $215k Jun 30, 2019 Jul 18, 2019
Vantage Advisors LLC 293 $4k Sep 30, 2018 Nov 9, 2018
Texas Yale Capital Corp 8,925 $1,035k Jun 30, 2019 Jul 24, 2019
BTC Capital Management Inc 13,476 $1,563k Jun 30, 2019 Jul 26, 2019
Alphasimplex Group LLC 4,965 $575,940k Jun 30, 2019 Aug 14, 2019
Veritable LP 6,740 $782k Jun 30, 2019 Aug 12, 2019
Carret Asset Management LLC 6,506 $755k Jun 30, 2019 Aug 12, 2019
Hexavest Inc 3,491 $405k Jun 30, 2019 Jul 10, 2019
TSP Capital Management Group LLC 11,400 $1,322k Jun 30, 2019 Aug 9, 2019
Ascension Asset Management LLC 13,425 $1,557k Jun 30, 2019 Jul 23, 2019
1919 Investment Counsel LLC 1,230,789 $59,361k Sep 30, 2014 Nov 14, 2014
Private Wealth Partners LLC 5,400 $4k Put Jun 30, 2019 Aug 6, 2019
Accuvest Global Advisors 3,438 $399k Jun 30, 2019 Jul 17, 2019
Level Four Advisory Services LLC 3,467 $402k Jun 30, 2019 Aug 14, 2019
Cambridge Investment Research Advisors Inc 22,697 $2,633k Jun 30, 2019 Aug 15, 2019
Mckinley Carter Wealth Services Inc 1,861 $216k Jun 30, 2019 Aug 2, 2019
Copeland Capital Management LLC 42,647 $4,947k Jun 30, 2019 Jul 19, 2019
Aureus Asset Management LLC 226,498 $26,274k Jun 30, 2019 Aug 14, 2019
ELCO Management Company LLC 1,307 $152k Jun 30, 2019 Aug 1, 2019
Pacer Advisors Inc 17,043 $1,977k Jun 30, 2019 Aug 12, 2019
GLG LLC 7,972 $729k Dec 31, 2017 Feb 14, 2018
Legacy Advisors LLC 95 $11k Jun 30, 2019 Jul 15, 2019
USA Financial Portformulas Corporation 18,059 $1,883k Jun 30, 2019 Aug 12, 2019
Energy Income Partners LLC 61,565 $7,142k Jun 30, 2019 Aug 14, 2019
Brookstone Capital Management LLC 4,867 $565k Jun 30, 2019 Jul 25, 2019
Crow Point Partners LLC 200,000 $23,200k Jun 30, 2019 Aug 14, 2019
Pictet North America Advisors SA 8,508 $987k Jun 30, 2019 Aug 7, 2019
Managed Account Advisors LLC 36,043 $1,753k Jun 30, 2015 Aug 14, 2015
Ashfield Capital Partners LLC 41,213 $4,781k Jun 30, 2019 Jul 29, 2019
Impax Asset Management Ltd 57,657 $4,923k Jun 30, 2018 Aug 14, 2018
Buckingham Asset Management LLC 3,315 $385k Jun 30, 2019 Aug 5, 2019
Checchi Capital Advisers LLC 2,320 $269k Jun 30, 2019 Aug 6, 2019
Calamos Wealth Management LLC 2,035 $236k Jun 30, 2019 Aug 7, 2019
Jaffetilchin Investment Partners LLC 2,554 $296k Jun 30, 2019 Aug 13, 2019
Gilman Hill Asset Management LLC 7,975 $925k Jun 30, 2019 Jul 17, 2019
Indexiq Advisors LLC 12,450 $1,444k Jun 30, 2019 Aug 12, 2019
SFE Investment Counsel Inc 17,332 $2,011k Jun 30, 2019 Jul 26, 2019
Confluence Investment Management LLC 197,441 $22,903k Jun 30, 2019 Jul 24, 2019
ZEKE Capital Advisors LLC 3,876 $450k Jun 30, 2019 Jul 24, 2019
Tiedemann Advisors LLC 37,828 $4,388k Jun 30, 2019 Aug 13, 2019
Brasada Capital Management LP 44,554 $5,276k Jun 30, 2019 Aug 7, 2019
Endurance Wealth Management Inc 2,100 $244k Jun 30, 2019 Jul 30, 2019
Wespac Advisors LLC 7,227 $838k Jun 30, 2019 Jul 23, 2019
Wellington Shields & Co LLC 2,600 $302k Jun 30, 2019 Aug 8, 2019
Telos Capital Management Inc 2,130 $247k Jun 30, 2019 Jul 19, 2019
and Wealth Partners LLC 5,400 $4k Put Jun 30, 2019 Aug 6, 2019
Alphaone Investment Services LLC 111 $13k Jun 30, 2019 Aug 13, 2019
Evermay Wealth Management LLC 2,889 $335k Jun 30, 2019 Jul 23, 2019
The Central Trust Bank 426 $49k Jun 30, 2019 Jul 16, 2019
Kingfisher Capital LLC 22,631 $2,625k Jun 30, 2019 Aug 14, 2019
Wellington Shields Capital Management LLC 2,700 $313k Jun 30, 2019 Aug 8, 2019
Secrest Blakey & Associates LLC 2,872 $333k Jun 30, 2019 Aug 13, 2019
Water Asset Management LLC 16,252 $1,885k Jun 30, 2019 Aug 14, 2019
Cahaba Wealth Management Inc 3,280 $380k Jun 30, 2019 Jul 31, 2019
USCA RIA LLC 2,052 $238k Jun 30, 2019 Aug 14, 2019
Clear Harbor Asset Management LLC 197,161 $22,871k Jun 30, 2019 Jul 22, 2019
Avondale Wealth Management LLC 267 $31k Jun 30, 2019 Jul 26, 2019
QS Investors LLC 8,476 $984k Jun 30, 2019 Aug 14, 2019
Hermes Investment Management Limited 929,305 $79,344k Jun 30, 2018 Jul 24, 2018
ARGA Investment Management LP 3,367 $391k Jun 30, 2019 Jul 31, 2019
FFCM LLC 86 $10k Jun 30, 2019 Jul 30, 2019
American National Registered Investment Advisor Inc 3,735 $433k Jun 30, 2019 Aug 5, 2019
Personal Capital Advisors Corporation 15,508 $1,799k Jun 30, 2019 Aug 14, 2019
Weiss Asset Management LP 1,806 $209k Jun 30, 2019 Aug 14, 2019
Kavar Capital Partners LLC 50 $6k Jun 30, 2019 Aug 1, 2019
Nippon Life Global Investors Americas Inc 85,420 $9,908k Jun 30, 2019 Jul 23, 2019
Barometer Capital Management Inc 132,500 $15,370k Jun 30, 2019 Aug 13, 2019
Barrett Asset Management LLC 243 $28k Jun 30, 2019 Aug 5, 2019
Harbour Capital Advisors LLC 7,530 $873k Jun 30, 2019 Jul 10, 2019
Luminus Management LLC 231,844 $26,894k Jun 30, 2019 Aug 14, 2019
Tokio Marine Asset Management USA Ltd 2,113 $245k Jun 30, 2019 Jul 25, 2019
Legacy Financial Advisors Inc 95 $11k Jun 30, 2019 Jul 15, 2019
Magellan Asset Management Limited 1,192,279 $138,304k Jun 30, 2019 Aug 13, 2019
The Colony Group LLC 27,246 $3,161k Jun 30, 2019 Aug 19, 2019
LGT Capital Partners USA Inc 80,062 $9,287k Jun 30, 2019 Jul 10, 2019
IFM Investors PTY Ltd 13,555 $1,572k Jun 30, 2019 Jul 16, 2019
GLG Partners LP 509 $47k Dec 31, 2017 Feb 14, 2018
Zimmer Partners LP 408,000 $47,328k Jun 30, 2019 Aug 14, 2019
Vestor Capital LLC 350 $41k Jun 30, 2019 Aug 6, 2019
Harwood Advisory Group LLC 11,102 $1,288k Jun 30, 2019 Aug 7, 2019
Crabel Capital Management LLC 3,292 $382k Jun 30, 2019 Aug 13, 2019
Telemus Capital LLC 7,865 $907k Jun 30, 2019 Aug 9, 2019
ST Johns Investment Management Company LLC 400 $46k Jun 30, 2019 Jul 24, 2019
Venturi Wealth Management LLC 41,384 $4,801k Jun 30, 2019 Aug 7, 2019
Capital Bank and Trust Company 500 $58k Jun 30, 2019 Aug 14, 2019
Ostrum Asset Management US LLC 165,819 $17,288k Mar 31, 2019 May 15, 2019
Otter Creek Advisors LLC 40,806 $4,733k Jun 30, 2019 Aug 14, 2019
IHT Wealth Management LLC 5,755 $668k Jun 30, 2019 Aug 12, 2019
Kaizen Advisory LLC 468 $42k Dec 31, 2018 Feb 15, 2019
ARP Americas LP 2,952 $342k Jun 30, 2019 Jul 29, 2019
PFG Advisors LLC 4,798 $552k Jun 30, 2019 Aug 5, 2019
Gratus Capital LLC 6,900 $800k Jun 30, 2019 Aug 7, 2019
Mirador Capital Partners LP 2,707 $314k Jun 30, 2019 Aug 6, 2019
Carillon Tower Advisers Inc 243,300 $28,223k Jun 30, 2019 Aug 8, 2019
Cribstone Capital Management LLC 225 $26k Jun 30, 2019 Jul 22, 2019
Summit Partners Public Asset Management LLC 70,000 $8,120k Jun 30, 2019 Aug 14, 2019
Tortoise Index Solutions LLC 2,843 $330k Jun 30, 2019 Aug 14, 2019
The Fiduciary Group LLC 52 $6k Jun 30, 2019 Aug 14, 2019
ETF Managers Group LLC 1,846 $213k Jun 30, 2019 Aug 14, 2019
Summit X 6,360 $736k Jun 30, 2019 Aug 13, 2019
Spinnaker Investment Group LLC 1,836 $212k Jun 30, 2019 Jul 11, 2019
Arjuna Capital LLC 7,523 $873k Jun 30, 2019 Aug 21, 2019
6 Meridian LLC 5,217 $605k Jun 30, 2019 Jul 12, 2019
MANA Advisors LLC 2,822 $327k Jun 30, 2019 Aug 14, 2019
WE Donoghue & Co LLC 21,537 $2,498k Jun 30, 2019 Jul 23, 2019
Aristotle Atlantic Partners LLC 10,109 $1,173k Jun 30, 2019 Aug 13, 2019
Keeley-Teton Advisors LLC 42,172 $4,892k Jun 30, 2019 Aug 12, 2019
LMR Partners LLC 8,272 $960k Jun 30, 2019 Aug 14, 2019
Asset Advisors Investment Management LLC 127,812 $14,826k Jun 30, 2019 Jul 25, 2019
Moors & Cabot Inc 3,833 $447k Jun 30, 2019 Jul 18, 2019
VOYA Financial Advisors Inc 4,528 $522k Jun 30, 2019 Aug 14, 2019

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