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AMERIPRISE FINL INC
(03076C106)

Funds Reporting Holdings of AMERIPRISE FINL INC according to 13F filings
Firm Name Shares Held / Principal Amount Market Value Option Report Period Effectiveness Date
Aristotle Capital Management LLC 2,937,416 $426,395k Jun 30, 2019 Aug 14, 2019
Lyrical Asset Management LP 2,401,547 $348,609k Jun 30, 2019 Aug 14, 2019
GS Investments Inc 16,815 $240,865k Jun 30, 2019 Aug 9, 2019
Panagora Asset Management Inc 1,100,840 $159,798k Jun 30, 2019 Aug 9, 2019
Winton Capital Management Ltd 685,077 $75,406k Mar 31, 2014 May 1, 2014
Zacks Investment Management Inc 428,595 $62,215k Jun 30, 2019 Aug 14, 2019
Carillon Tower Advisers Inc 421,034 $61,117k Jun 30, 2019 Aug 8, 2019
TODD Asset Management LLC 255,984 $37,159k Jun 30, 2019 Aug 6, 2019
Waddell & REED Inc 225,000 $32,661k Jun 30, 2019 Aug 14, 2019
Welch & Forbes LLC 214,692 $31,164k Jun 30, 2019 Jul 12, 2019
Brandywine Global Investment Management LLC 203,132 $29,487k Jun 30, 2019 Aug 14, 2019
Azora Capital LP 201,891 $29,306k Jun 30, 2019 Aug 14, 2019
Cohen & Steers Capital Management Inc 181,600 $23,761k Mar 31, 2015 May 15, 2015
AJO LP 113,007 $16,404k Jun 30, 2019 Aug 14, 2019
Boston Private Wealth LLC 112,575 $16,341k Jun 30, 2019 Jul 10, 2019
Financial Counselors Inc 104,971 $15,238k Jun 30, 2019 Aug 14, 2019
Foresters Investment Management Company Inc 86,550 $12,564k Jun 30, 2019 Aug 12, 2019
Northrock Partners LLC 73,027 $10,601k Jun 30, 2019 Aug 12, 2019
Grantham Mayo van Otterloo & Co LLC 65,814 $9,554k Jun 30, 2019 Aug 13, 2019
Bragg Financial Advisors Inc 60,346 $8,760k Jun 30, 2019 Aug 14, 2019
LOWE Brockenbrough & Company Inc 56,503 $8,202k Jun 30, 2019 Aug 12, 2019
SKBA Capital Management LLC 40,450 $5,872k Jun 30, 2019 Aug 12, 2019
TDAM USA Inc 40,080 $5,818k Jun 30, 2019 Aug 1, 2019
Punch & Associates Investment Management Inc 39,026 $5,665k Jun 30, 2019 Aug 14, 2019
Cohen Klingenstein LLC 38,655 $5,611k Jun 30, 2019 Jul 15, 2019
Klingenstein Fields & Co LLC 37,494 $5,443k Jun 30, 2019 Aug 12, 2019
Greatmark Investment Partners Inc 35,384 $5,136k Jun 30, 2019 Aug 5, 2019
Interval Partners LP 35,175 $5,106k Jun 30, 2019 Aug 12, 2019
Indexiq Advisors LLC 34,295 $4,978k Jun 30, 2019 Aug 12, 2019
Dividend Assets Capital LLC 32,236 $4,679k Jun 30, 2019 Jul 12, 2019
Boyar Asset Management Inc 29,976 $4,351k Jun 30, 2019 Aug 6, 2019
First Manhattan Co 29,433 $4,272k Jun 30, 2019 Aug 16, 2019
Dupont Capital Management Corp 28,500 $4,137k Jun 30, 2019 Jul 30, 2019
Hudson BAY Capital Management LP 27,500 $3,992k Jun 30, 2019 Aug 14, 2019
Managed Account Advisors LLC 31,479 $3,933k Jun 30, 2015 Aug 14, 2015
SIT Investment Associates Inc 26,210 $3,805k Jun 30, 2019 Aug 14, 2019
Sterling Capital Management LLC 25,157 $3,652k Jun 30, 2019 Aug 14, 2019
Copeland Capital Management LLC 24,673 $3,582k Jun 30, 2019 Jul 19, 2019
ARP Americas LP 23,797 $3,454k Jun 30, 2019 Jul 29, 2019
USCA RIA LLC 22,154 $3,216k Jun 30, 2019 Aug 14, 2019
Choate Investment Advisors LLC 21,426 $3,110k Jun 30, 2019 Aug 14, 2019
First Eagle Investment Management LLC 21,324 $3,095k Jun 30, 2019 Aug 13, 2019
Hennessy Advisors Inc 20,000 $2,903k Jun 30, 2019 Jul 11, 2019
Convergence Investment Partners LLC 19,885 $2,886k Jun 30, 2019 Jul 23, 2019
1919 Investment Counsel LLC 21,935 $2,707k Sep 30, 2014 Nov 14, 2014
WBI Investments Inc 18,313 $2,658k Jun 30, 2019 Jul 23, 2019
Point72 Asset Management LP 17,586 $2,553k Jun 30, 2019 Aug 14, 2019
Ferguson Wellman Capital Management Inc 17,274 $2,507k Jun 30, 2019 Jul 16, 2019
Strategic Global Advisors LLC 17,038 $2,473k Jun 30, 2019 Aug 13, 2019
Hengehold Capital Management LLC 16,942 $2,459k Jun 30, 2019 Jul 23, 2019
Richard Bernstein Advisors LLC 16,738 $2,429k Jun 30, 2019 Aug 9, 2019
Acadian Asset Management LLC 16,471 $2,391k Jun 30, 2019 Aug 8, 2019
Cadence Capital Management LLC 16,219 $2,354k Jun 30, 2019 Aug 12, 2019
QS Investors LLC 16,139 $2,343k Jun 30, 2019 Aug 14, 2019
Polaris Greystone Financial Group LLC 15,875 $2,314k Jun 30, 2019 Jul 25, 2019
Janus Capital Management LLC 17,574 $2,279k Mar 31, 2017 May 16, 2017
Loudon Investment Management LLC 15,335 $2,226k Jun 30, 2019 Aug 13, 2019
Keeley-Teton Advisors LLC 14,950 $2,170k Jun 30, 2019 Aug 12, 2019
Maverick Capital Ltd 13,560 $1,968k Jun 30, 2019 Aug 14, 2019
Highland Capital Management LP 13,500 $1,960k Jun 30, 2019 Aug 14, 2019
Pacer Advisors Inc 13,116 $1,904k Jun 30, 2019 Aug 12, 2019
Oakbrook Investments LLC 13,012 $1,889k Jun 30, 2019 Jul 18, 2019
Stevens Capital Management LP 12,800 $1,858k Jun 30, 2019 Jul 31, 2019
New Potomac Partners LLC 12,725 $1,847k Jun 30, 2019 Jul 26, 2019
Renaissance Technologies LLC 11,400 $1,655k Jun 30, 2019 Aug 12, 2019
Ashfield Capital Partners LLC 11,312 $1,642k Jun 30, 2019 Jul 29, 2019
ETF Managers Group LLC 11,369 $1,637k Jun 30, 2019 Aug 14, 2019
Regent Investment Management LLC 11,173 $1,622k Jun 30, 2019 Jul 15, 2019
GLG LLC 9,326 $1,580k Dec 31, 2017 Feb 14, 2018
Carret Asset Management LLC 10,416 $1,512k Jun 30, 2019 Aug 12, 2019
Twin Capital Management Inc 10,070 $1,462k Jun 30, 2019 Aug 1, 2019
Landscape Capital Management LLC 10,073 $1,462k Jun 30, 2019 Aug 8, 2019
IFM Investors PTY Ltd 9,833 $1,427k Jun 30, 2019 Jul 16, 2019
BTC Capital Management Inc 9,686 $1,405k Jun 30, 2019 Jul 26, 2019
Cambridge Investment Research Advisors Inc 9,612 $1,395k Jun 30, 2019 Aug 15, 2019
OFI Advisors LLC 11,972 $1,307k Sep 30, 2015 Nov 16, 2015
Cambria Investment Management LP 8,857 $1,286k Jun 30, 2019 Aug 12, 2019
Davenport & Company LLC 8,724 $1,266k Jun 30, 2019 Jul 10, 2019
Sentry Investment Management LLC 8,435 $1,224k Jun 30, 2019 Aug 12, 2019
Sentry Management Inc 8,435 $1,224k Jun 30, 2019 Aug 12, 2019
Aristotle Atlantic Partners LLC 8,235 $1,195k Jun 30, 2019 Aug 13, 2019
Patton Albertson Miller Group LLC 8,750 $1,153k Jun 30, 2019 Aug 12, 2019
Holocene Advisors LP 7,913 $1,149k Jun 30, 2019 Aug 14, 2019
Malaga COVE Capital LLC 7,841 $1,138k Jun 30, 2019 Aug 14, 2019
Gator Capital Management LLC 10,853 $1,133k Dec 31, 2018 Jan 31, 2019
Thomas White International Ltd 6,875 $998k Jun 30, 2019 Aug 13, 2019
DEAN Investment Associates LLC 6,546 $950k Jun 30, 2019 Aug 14, 2019
LMR Partners LLC 6,455 $937k Jun 30, 2019 Aug 14, 2019
Regentatlantic Capital LLC 5,893 $855k Jun 30, 2019 Jul 23, 2019
Williams Jones & Associates LLC 5,873 $853k Jun 30, 2019 Aug 14, 2019
Sanders Morris Harris LLC 5,870 $848k Jun 30, 2019 Jul 10, 2019
Teza Capital Management LLC 5,561 $807k Jun 30, 2019 Aug 8, 2019
Gargoyle Investment Advisor LLC 5,290 $768k Jun 30, 2019 Aug 13, 2019
Johnson Investment Counsel Inc 5,210 $756k Jun 30, 2019 Aug 14, 2019
Cornercap Investment Counsel Inc 5,083 $738k Jun 30, 2019 Aug 14, 2019
Vishria BIRD Financial Group LLC 5,083 $738k Jun 30, 2019 Jul 15, 2019
Bayesian Capital Management LP 5,000 $726k Jun 30, 2019 Aug 13, 2019
Advisor Partners LLC 4,799 $697k Jun 30, 2019 Jul 26, 2019
Auxier Asset Management LLC 4,733 $687k Jun 30, 2019 Aug 15, 2019
Veritable LP 4,736 $687k Jun 30, 2019 Aug 12, 2019
Quantitative Investment Management LLC 4,679 $679k Jun 30, 2019 Aug 14, 2019
Altium Wealth Management LLC 4,672 $678k Jun 30, 2019 Jul 18, 2019
Tocqueville Asset Management LP 4,560 $662k Jun 30, 2019 Jul 31, 2019
Wellesley Investment Partners LLC 4,482 $650k Jun 30, 2019 Aug 5, 2019
EQIS Capital Management Inc 4,372 $635k Jun 30, 2019 Jul 18, 2019
Frontier Wealth Management LLC 4,069 $591k Jun 30, 2019 Aug 16, 2019
Appleton Partners Inc 4,023 $584k Jun 30, 2019 Jul 25, 2019
1st Global Advisors Inc 4,540 $578k Jun 30, 2017 Aug 15, 2017
Meritage Portfolio Management Inc 3,727 $541k Jun 30, 2019 Jul 30, 2019
Wellington Shields Capital Management LLC 3,372 $489k Jun 30, 2019 Aug 8, 2019
Stewart & Patten Co LLC 3,330 $483k Jun 30, 2019 Jul 17, 2019
Copperwynd Financial LLC 3,306 $480k Jun 30, 2019 Aug 7, 2019
Savant Capital LLC 3,242 $471k Jun 30, 2019 Aug 6, 2019
Becker Capital Management Inc 3,218 $467k Jun 30, 2019 Aug 8, 2019
Wilmington Funds Management Corporation 3,840 $461k Jun 30, 2014 Aug 13, 2014
Ellington Financial Management LLC 3,100 $450k Jun 30, 2019 Aug 14, 2019
Howland Capital Management LLC 3,000 $435k Jun 30, 2019 Jul 17, 2019
Gabelli Funds LLC 3,000 $435k Jun 30, 2019 Aug 2, 2019
Dodge & COX 2,942 $427k Jun 30, 2019 Aug 13, 2019
Midas Management Corporation 2,800 $406k Jun 30, 2019 Jul 9, 2019
Clifford SWAN Investment Counsel LLC 2,689 $390k Jun 30, 2019 Aug 13, 2019
Horizon Asset Management LLC 2,681 $389k Jun 30, 2019 Aug 14, 2019
Wilmington Trust Investment Management LLC 3,219 $386k Jun 30, 2014 Aug 13, 2014
ZEKE Capital Advisors LLC 2,656 $386k Jun 30, 2019 Jul 24, 2019
Conning Inc 2,593 $376k Jun 30, 2019 Jul 25, 2019
Penobscot Investment Management Company Inc 2,575 $374k Jun 30, 2019 Aug 2, 2019
GWM Advisors LLC 2,534 $368k Jun 30, 2019 Aug 5, 2019
Pillar Pacific Capital Management LLC 2,483 $360k Jun 30, 2019 Aug 7, 2019
BLB & B Advisors LLC 2,422 $352k Jun 30, 2019 Jul 29, 2019
Aureus Asset Management LLC 2,407 $349k Jun 30, 2019 Aug 14, 2019
Pettee Investors Inc 2,400 $348k Jun 30, 2019 Aug 7, 2019
Hilton Capital Management LLC 2,400 $348k Jun 30, 2019 Aug 14, 2019
Mairs and Power Inc 2,331 $338k Jun 30, 2019 Aug 14, 2019
MAI Capital Management LLC 2,287 $332k Jun 30, 2019 Aug 15, 2019
Bank of Hawaii 2,245 $326k Jun 30, 2019 Aug 15, 2019
Perritt Capital Management Inc 2,212 $321k Jun 30, 2019 Aug 13, 2019
Front Barnett Associates LLC 2,190 $318k Jun 30, 2019 Aug 6, 2019
FORT PITT Capital Group LLC 2,151 $312k Jun 30, 2019 Aug 9, 2019
Telemus Capital LLC 2,246 $293k Jun 30, 2019 Aug 9, 2019
Cleararc Capital Inc 2,011 $292k Jun 30, 2019 Aug 7, 2019
FORT Point Capital Partners LLC 1,989 $289k Jun 30, 2019 Aug 9, 2019
Pinnacle Associates Ltd 1,924 $279k Jun 30, 2019 Aug 5, 2019
Fundx Investment Group LLC 1,800 $261k Jun 30, 2019 Aug 5, 2019
FJ Capital Management LLC 2,000 $255k Jun 30, 2019 Aug 14, 2019
Capital Returns Management LLC 1,760 $255k Jun 30, 2019 Aug 14, 2019
Clarivest Asset Management LLC 1,730 $251k Jun 30, 2019 Aug 16, 2019
Impax Asset Management LLC 1,780 $249k Jun 30, 2018 Aug 14, 2018
Impax Asset Management Ltd 1,780 $249k Jun 30, 2018 Aug 14, 2018
SRB Corporation 1,693 $246k Jun 30, 2019 Aug 14, 2019
Horizon Investments LLC 1,659 $241k Jun 30, 2019 Aug 14, 2019
Bienville Capital Management LLC 1,628 $236k Jun 30, 2019 Aug 14, 2019
Eagle Global Advisors LLC 1,605 $233k Jun 30, 2019 Aug 13, 2019
Alpine Woods Capital Investors LLC 1,500 $218k Jun 30, 2019 Aug 5, 2019
Meridian Wealth Management LLC 150 $218k Jun 30, 2019 Jul 19, 2019
Aries Wealth Management LLC 1,438 $216k Jun 30, 2019 Jul 15, 2019
Gilbert & COOK Inc 1,486 $216k Jun 30, 2019 Aug 5, 2019
Ropes Wealth Advisors LLC 1,477 $214k Jun 30, 2019 Jul 31, 2019
LLBH Private Wealth Management LLC 1,451 $211k Jun 30, 2019 Aug 13, 2019
Buckingham Asset Management LLC 1,442 $209k Jun 30, 2019 Aug 5, 2019
Thompson Investment Management Inc 1,402 $204k Jun 30, 2019 Aug 7, 2019
Weiss Asset Management LP 1,378 $200k Jun 30, 2019 Aug 14, 2019
Prelude Capital Management LLC 1,283 $186k Jun 30, 2019 Aug 14, 2019
Lejeune Puetz Investment Counsel 850 $123k Jun 30, 2019 Jul 29, 2019
Shine Investment Advisory Services Inc 465 $67k Jun 30, 2019 Jul 25, 2019
Legacy Financial Advisors Corporation 369 $54k Jun 30, 2019 Jul 15, 2019
Legacy Advisors LLC 369 $54k Jun 30, 2019 Jul 15, 2019
Legacy Financial Advisors Inc 369 $54k Jun 30, 2019 Jul 15, 2019
Whitener Capital Management Inc 300 $43k Jun 30, 2019 Aug 2, 2019
Kaizen Advisory LLC 389 $41k Dec 31, 2018 Feb 15, 2019
The Central Trust Bank 260 $38k Jun 30, 2019 Jul 16, 2019
Gables Capital Management Inc 250 $36k Jun 30, 2019 Jul 31, 2019
Mcmillion Capital Management Inc 246 $36k Jun 30, 2019 Jul 25, 2019
Smith Asset Management Group LP 230 $33k Jun 30, 2019 Aug 15, 2019
Capital Bank and Trust Company 200 $29k Jun 30, 2019 Aug 14, 2019
Hallmark Capital Management Inc 180 $26k Jun 30, 2019 Aug 8, 2019
Vantage Advisors LLC 191 $10k Sep 30, 2018 Nov 9, 2018
Winch Advisory Services LLC 53 $8k Jun 30, 2019 Aug 7, 2019
Ellevest Inc 25 $4k Jun 30, 2019 Aug 20, 2019
Kavar Capital Partners LLC 13 $2k Jun 30, 2019 Aug 1, 2019
Newfound Research LLC 15 $2k Jun 30, 2019 Aug 13, 2019
The Fiduciary Group LLC 5 $1k Jun 30, 2019 Aug 14, 2019

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