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ANNALY CAP MGMT INC
(035710409)

Funds Reporting Holdings of ANNALY CAP MGMT INC according to 13F filings
Firm Name Shares Held / Principal Amount Market Value Option Report Period Effectiveness Date
Waddell & REED Inc 3,562,100 $32,522k Jun 30, 2019 Aug 14, 2019
First Manhattan Co 2,833 $25k Jun 30, 2019 Aug 16, 2019
KMS Financial Services Inc 126,201 $1,348k Sep 30, 2014 Nov 17, 2014
American Research & Management Company 2,000 $18k Jun 30, 2019 Jul 18, 2019
Wedgewood Partners Inc 60,500 $552k Jun 30, 2019 Aug 14, 2019
The Pacific Center FOR Financial Services 444 $4k Jun 30, 2019 Aug 15, 2019
Selway Asset Management Inc 47,597 $435k Jun 30, 2019 Jul 30, 2019
Janus Capital Management LLC 411,686 $4,574k Mar 31, 2017 May 16, 2017
Twin Capital Management Inc 202,870 $1,852k Jun 30, 2019 Aug 1, 2019
Symons Capital Management Inc 860,516 $7,857k Jun 30, 2019 Aug 12, 2019
Evergreen Capital Management LLC 972,856 $8,882k Jun 30, 2019 Aug 14, 2019
Yorktown Management and Research Co Inc 442,000 $4,035k Jun 30, 2019 Aug 2, 2019
Bridgewater Associates LP 1,175,716 $10,734k Jun 30, 2019 Aug 13, 2019
Panagora Asset Management Inc 116,497 $1,064k Jun 30, 2019 Aug 9, 2019
Cetera Investment Advisers LLC 15,791 $147k Jun 30, 2019 Aug 12, 2019
Tocqueville Asset Management LP 22,303 $204k Jun 30, 2019 Jul 31, 2019
Legacy Capital Partners Inc 38,900 $355k Jun 30, 2019 Jul 16, 2019
Schafer Cullen Capital Management Inc 34,440 $318k Jun 30, 2019 Jul 30, 2019
West Chester Capital Advisors Inc 46,262 $422k Jun 30, 2019 Jul 30, 2019
Santori & Peters Inc 39,810 $363k Jun 30, 2019 Jul 30, 2019
First Foundation Advisors 18,456 $169k Jun 30, 2019 Aug 14, 2019
Clinton Group Inc 36,380 $372k Sep 30, 2018 Oct 10, 2018
Wright Investors Service Inc 44,970 $411k Jun 30, 2019 Aug 1, 2019
Renaissance Technologies LLC 511,400 $4,669k Jun 30, 2019 Aug 12, 2019
Pzena Investment Management LLC 13,089 $120k Jun 30, 2019 Aug 2, 2019
Albert D Mason Inc 49,615 $453k Jun 30, 2019 Jul 30, 2019
United Asset Strategies Inc 75,838 $692k Jun 30, 2019 Jul 31, 2019
PENN Mutual Asset Management LLC 1,751,800 $15,994k Jun 30, 2019 Aug 14, 2019
Steinberg Global Asset Management Ltd 25,684 $257k Mar 31, 2019 Apr 24, 2019
Markston International LLC 1,200 $11k Jun 30, 2019 Aug 6, 2019
Oakbrook Investments LLC 29,000 $265k Jun 30, 2019 Jul 18, 2019
White Lighthouse Investment Management Inc 80,093 $731k Jun 30, 2019 Jul 31, 2019
Valmark Advisers Inc 10,245 $94k Jun 30, 2019 Aug 7, 2019
Shamrock Asset Management LLC 117,019 $1,068k Jun 30, 2019 Aug 9, 2019
Karpas Strategies LLC 11,700 $107k Jun 30, 2019 Jul 25, 2019
Apriem Advisors 150,230 $1,372k Jun 30, 2019 Aug 14, 2019
Brave Asset Management Inc 33,438 $305k Jun 30, 2019 Aug 5, 2019
HIGH Falls Advisors Inc 13,382 $122k Jun 30, 2019 Aug 15, 2019
MARK Sheptoff Financial Planning LLC 2,237 $20k Jun 30, 2019 Aug 12, 2019
Bristlecone Advisors LLC 24,787 $226k Jun 30, 2019 Jul 19, 2019
Monetary Management Group Inc 1,750 $16k Jun 30, 2019 Aug 13, 2019
First Heartland Consultants Inc 10,793 $99k Jun 30, 2019 Aug 12, 2019
Davidson Investment Advisors Inc 779,220 $7,114k Jun 30, 2019 Aug 13, 2019
Buckhead Capital Management LLC 299,281 $2,732k Jun 30, 2019 Aug 1, 2019
Brandywine Global Investment Management LLC 8,577,127 $78,310k Jun 30, 2019 Aug 14, 2019
Stuyvesant Capital Management Corporation 98,450 $967k Dec 31, 2018 Feb 8, 2019
QCM Cayman Ltd 22,063 $201k Jun 30, 2019 Aug 14, 2019
Legacy Financial Advisors Corporation 62,050 $567k Jun 30, 2019 Jul 15, 2019
Hilton Capital Management LLC 5,000 $46k Jun 30, 2019 Aug 14, 2019
Sheaff Brock Investment Advisors LLC 75,387 $688k Jun 30, 2019 Jul 31, 2019
The O'Dell Group LLC 10,592 $97k Jun 30, 2019 Jul 24, 2019
RMR Advisors LLC 319,998 $2,922k Jun 30, 2019 Jul 24, 2019
Tiemann Investment Advisors LLC 44,766 $409k Jun 30, 2019 Aug 13, 2019
RB Capital Management LLC 12,945 $118k Jun 30, 2019 Aug 7, 2019
Texas Yale Capital Corp 52,775 $482k Jun 30, 2019 Jul 24, 2019
Annex Advisory Services LLC 29,178 $266k Jun 30, 2019 Jul 18, 2019
Alphasimplex Group LLC 62,523 $570,835k Jun 30, 2019 Aug 14, 2019
Alexandria Capital LLC 22,335 $204k Jun 30, 2019 Aug 12, 2019
Meridian Investment Counsel Inc 171,750 $1,568k Jun 30, 2019 Aug 13, 2019
Hexavest Inc 2,161 $20k Jun 30, 2019 Jul 10, 2019
Global Financial Private Capital LLC 851 $8k Jun 30, 2019 Aug 14, 2019
1919 Investment Counsel LLC 219,093 $2,340k Sep 30, 2014 Nov 14, 2014
Level Four Advisory Services LLC 55,694 $508k Jun 30, 2019 Aug 14, 2019
Cambridge Investment Research Advisors Inc 472,365 $4,313k Jun 30, 2019 Aug 15, 2019
Campbell & Company Investment Adviser LLC 41,302 $377k Jun 30, 2019 Jul 10, 2019
Ziegler Capital Management LLC 226,634 $2,624k Sep 30, 2013 Nov 6, 2013
BLB & B Advisors LLC 78,700 $719k Jun 30, 2019 Jul 29, 2019
Legacy Advisors LLC 62,050 $567k Jun 30, 2019 Jul 15, 2019
Catalyst Capital Advisors LLC 27,510 $251k Jun 30, 2019 Aug 8, 2019
Concorde Asset Management LLC 19,378 $177k Jun 30, 2019 Aug 8, 2019
Nepsis Inc 55,225 $504k Jun 30, 2019 Jul 22, 2019
Brookstone Capital Management LLC 107,439 $981k Jun 30, 2019 Jul 25, 2019
Managed Account Advisors LLC 709,057 $6,516k Jun 30, 2015 Aug 14, 2015
Accurate Investment Solutions Inc 0 $0k Jun 30, 2019 Jul 12, 2019
Checchi Capital Advisers LLC 17,274 $158k Jun 30, 2019 Aug 6, 2019
Frontier Wealth Management LLC 50,273 $459k Jun 30, 2019 Aug 16, 2019
Westbourne Investment Advisors Inc 20,650 $189k Jun 30, 2019 Jul 22, 2019
Wealthtrust Axiom LLC 156,494 $1,428k Jun 30, 2019 Aug 7, 2019
Hollow Brook Wealth Management LLC 10,000 $91k Jun 30, 2019 Aug 13, 2019
DEAN Capital Management LLC 54,195 $495k Jun 30, 2019 Aug 12, 2019
Camelot Portfolios LLC 87,383 $798k Jun 30, 2019 Jul 19, 2019
Confluence Investment Management LLC 681,782 $6,225k Jun 30, 2019 Jul 24, 2019
NWAM LLC 72,386 $661k Jun 30, 2019 Jul 18, 2019
Wespac Advisors LLC 173,702 $1,586k Jun 30, 2019 Jul 23, 2019
Menta Capital LLC 88,600 $809k Jun 30, 2019 Aug 7, 2019
Carnegie Capital Asset Management LLC 124,263 $1,135k Jun 30, 2019 Jul 24, 2019
Wellington Shields Capital Management LLC 14,211 $130k Jun 30, 2019 Aug 8, 2019
Dynamic Advisor Solutions LLC 17,651 $161k Jun 30, 2019 Aug 13, 2019
Successful Portfolios LLC 17,684 $161k Jun 30, 2019 Jul 11, 2019
Newsquare Capital LLC 158,118 $1,444k Jun 30, 2019 Aug 20, 2019
QS Investors LLC 462,494 $4,223k Jun 30, 2019 Aug 14, 2019
BECK Capital Management LLC 256,228 $2,339k Jun 30, 2019 Aug 14, 2019
Allsquare Wealth Management LLC 8,390 $77k Jun 30, 2019 Aug 13, 2019
Arbor Wealth Management LLC 280,062 $2,557k Jun 30, 2019 Jul 16, 2019
Huber Financial Advisors LLC 10,989 $100k Jun 30, 2019 Aug 5, 2019
FFCM LLC 34,595 $316k Jun 30, 2019 Jul 30, 2019
Sippican Capital Advisors LLC 29,530 $270k Jun 30, 2019 Jul 17, 2019
Barrett Asset Management LLC 38,757 $354k Jun 30, 2019 Aug 5, 2019
DT Investment Partners LLC 13,108 $120k Jun 30, 2019 Jul 30, 2019
Prelude Capital Management LLC 3,500 $32k Jun 30, 2019 Aug 14, 2019
MRAZ Amerine & Associates Inc 16,000 $146k Jun 30, 2019 Aug 2, 2019
Legacy Financial Advisors Inc 62,050 $567k Jun 30, 2019 Jul 15, 2019
CWA Asset Management Group LLC 571,937 $5,222k Jun 30, 2019 Aug 13, 2019
The Colony Group LLC 28,384 $259k Jun 30, 2019 Aug 19, 2019
American Financial Network Advisory Services LLC 13,763 $125k Jun 30, 2019 Aug 9, 2019
DEAN Capital Investments Management LLC 54,195 $495k Jun 30, 2019 Aug 12, 2019
Sovarnum Capital LP 375,000 $3,424k Jun 30, 2019 Aug 14, 2019
Telemetry Investments LLC 37,786 $345k Jun 30, 2019 Aug 14, 2019
Bramshill Investments LLC 236,065 $2,155k Jun 30, 2019 Aug 14, 2019
IFM Investors PTY Ltd 111,759 $1,020k Jun 30, 2019 Jul 16, 2019
Regent Investment Management LLC 1,000 $9k Jun 30, 2019 Jul 15, 2019
Wealthstar Advisors LLC 10,000 $90k Jun 30, 2019 Aug 7, 2019
Claraphi Advisory Network LLC 62,021 $566k Jun 30, 2019 Jul 29, 2019
Lakeview Capital Partners LLC 44,690 $408k Jun 30, 2019 Aug 5, 2019
UNIO Capital LLC 44,406 $408k Jun 30, 2019 Aug 14, 2019
Cedar Wealth Management LLC 63,762 $582k Jun 30, 2019 Jul 24, 2019
Emerald Investment Partners LLC 57,243 $523k Jun 30, 2019 Aug 12, 2019
IHT Wealth Management LLC 40,609 $371k Jun 30, 2019 Aug 12, 2019
Good Life Advisors LLC 20,982 $193k Jun 30, 2019 Aug 6, 2019
DB Root & Company LLC 83,764 $764k Jun 30, 2019 Jul 19, 2019
Quadrant Private Wealth Management LLC 64,393 $588k Jun 30, 2019 Aug 13, 2019
Berkeley Capital Partners LLC 57,616 $526k Jun 30, 2019 Aug 8, 2019
Patton Albertson Miller Group LLC 27,880 $263k Jun 30, 2019 Aug 12, 2019
Moloney Securities Asset Management LLC 55,027 $502k Jun 30, 2019 Jul 29, 2019
Point72 Asset Management LP 8,400 $77k Jun 30, 2019 Aug 14, 2019
Equity Investment Corporation 12,466 $114k Jun 30, 2019 Aug 5, 2019
Keeley-Teton Advisors LLC 10,194 $93k Jun 30, 2019 Aug 12, 2019
Cypress Wealth Services LLC 11,879 $108k Jun 30, 2019 Jul 24, 2019
VOYA Financial Advisors Inc 121,790 $1,108k Jun 30, 2019 Aug 14, 2019

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