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ARES CAP CORP
(04010L103)

Funds Reporting Holdings of ARES CAP CORP according to 13F filings
Firm Name Shares Held / Principal Amount Market Value Option Report Period Effectiveness Date
Alphasimplex Group LLC 79,917 $1,433,711k Jun 30, 2019 Aug 14, 2019
Laffer Investments Inc 37,945 $680,733k Jun 30, 2019 Aug 15, 2019
Thornburg Investment Management Inc 15,884,489 $284,968k Jun 30, 2019 Aug 6, 2019
Columbia Wanger Asset Management LLC 2,549,524 $40,079k Dec 31, 2017 Feb 13, 2018
LGT Capital Partners USA Inc 1,700,000 $30,498k Jun 30, 2019 Jul 10, 2019
Advisors Capital Management LLC 1,669,854 $29,957k Jun 30, 2019 Aug 15, 2019
Edgemoor Investment Advisors Inc 725,487 $13,015k Jun 30, 2019 Aug 9, 2019
Confluence Investment Management LLC 722,412 $12,960k Jun 30, 2019 Jul 24, 2019
NWQ Investment Management Company LLC 707,728 $12,697k Jun 30, 2019 Aug 14, 2019
RED Rocks Capital LLC 756,854 $12,457k Jun 30, 2015 Aug 14, 2015
Polar Capital LLP 685,000 $12,289k Jun 30, 2019 Aug 14, 2019
Managed Account Advisors LLC 707,809 $11,651k Jun 30, 2015 Aug 14, 2015
Avalon Advisors LLC 618,535 $11,097k Jun 30, 2019 Aug 14, 2019
Baltimore-Washington Financial Advisors Inc 615,591 $11,044k Jun 30, 2019 Jul 25, 2019
Gilbert & COOK Inc 605,606 $10,865k Jun 30, 2019 Aug 5, 2019
Telemus Capital LLC 583,427 $10,537k Jun 30, 2019 Aug 9, 2019
Ares Management LLC 547,959 $9,830k Jun 30, 2019 Aug 14, 2019
Cliffwater LLC 547,598 $9,824k Jun 30, 2019 Aug 13, 2019
Philadelphia Financial Management of SAN Francisco LLC 522,034 $9,365k Jun 30, 2019 Aug 14, 2019
Punch & Associates Investment Management Inc 512,983 $9,203k Jun 30, 2019 Aug 14, 2019
ALPS Advisors Inc 468,500 $8,404k Jun 30, 2019 Aug 7, 2019
Shufro ROSE & Co LLC 419,669 $7,529k Jun 30, 2019 Jul 24, 2019
Morgan Dempsey Capital Management LLC 372,305 $6,679k Jun 30, 2019 Aug 8, 2019
PL Capital Advisors LLC 347,500 $6,234k Jun 30, 2019 Jul 29, 2019
Chartwell Investment Partners LLC 325,000 $5,830k Jun 30, 2019 Aug 19, 2019
Glovista Investments LLC 321,384 $5,766k Jun 30, 2019 Aug 14, 2019
Financial Advantage Inc 287,150 $5,151k Jun 30, 2019 Jul 23, 2019
Tegean Capital Management LLC 250,002 $4,485k Jun 30, 2019 Aug 14, 2019
Merriman Wealth Management LLC 23,502 $4,228k Jun 30, 2019 Jul 31, 2019
Cambridge Investment Research Advisors Inc 225,931 $4,053k Jun 30, 2019 Aug 15, 2019
New England Asset Management Inc 225,900 $4,053k Jun 30, 2019 Aug 14, 2019
SFMG LLC 220,480 $4,015k Jun 30, 2019 Aug 5, 2019
Ancora Family Wealth Advisors LLC 255,360 $3,958k Sep 30, 2016 Nov 4, 2016
Allen Investment Management LLC 218,336 $3,917k Jun 30, 2019 Aug 12, 2019
Cottage Street Advisors LLC 199,079 $3,571k Jun 30, 2019 Aug 2, 2019
Cubic Asset Management LLC 191,647 $3,438k Jun 30, 2019 Jul 29, 2019
Venturi Wealth Management LLC 190,887 $3,425k Jun 30, 2019 Aug 7, 2019
Baugh & Associates LLC 190,567 $3,419k Jun 30, 2019 Jul 23, 2019
Pinkerton Retirement Specialists LLC 158,745 $2,848k Jun 30, 2019 Aug 6, 2019
Selway Asset Management Inc 132,700 $2,381k Jun 30, 2019 Jul 30, 2019
Seabridge Investment Advisors LLC 125,695 $2,255k Jun 30, 2019 Jul 18, 2019
Davenport & Company LLC 124,897 $2,241k Jun 30, 2019 Jul 10, 2019
Cornerstone Capital Inc 119,514 $2,144k Jun 30, 2019 Aug 14, 2019
Cornerstone Capital Corp 119,514 $2,144k Jun 30, 2019 Aug 14, 2019
Mirador Capital Partners LP 117,433 $2,107k Jun 30, 2019 Aug 6, 2019
Kayne Anderson Capital Advisors LP 116,768 $2,094k Jun 30, 2019 Jul 29, 2019
Bristol Advisors LLC 120,500 $2,065k Mar 31, 2019 Apr 29, 2019
Westbourne Investment Advisors Inc 112,566 $2,019k Jun 30, 2019 Jul 22, 2019
Fernwood Investment Management LLC 109,937 $1,972k Jun 30, 2019 Aug 1, 2019
ETF Managers Group LLC 106,474 $1,888k Jun 30, 2019 Aug 14, 2019
Foundations Investment Advisors LLC 100,401 $1,815k Jun 30, 2019 Jul 8, 2019
Delphi Management Inc 95,089 $1,706k Jun 30, 2019 Aug 20, 2019
Camelot Portfolios LLC 93,991 $1,686k Jun 30, 2019 Jul 19, 2019
Arlington Capital Management Inc 93,680 $1,681k Jun 30, 2019 Aug 8, 2019
BECK Capital Management LLC 90,640 $1,626k Jun 30, 2019 Aug 14, 2019
Guild Investment Management Inc 89,560 $1,607k Jun 30, 2019 Jul 29, 2019
Bramshill Investments LLC 83,087 $1,491k Jun 30, 2019 Aug 14, 2019
Ipswich Investment Management Company Inc 78,377 $1,406k Jun 30, 2019 Jul 11, 2019
Wespac Advisors LLC 76,823 $1,378k Jun 30, 2019 Jul 23, 2019
Texas Yale Capital Corp 69,925 $1,254k Jun 30, 2019 Jul 24, 2019
Sheaff Brock Investment Advisors LLC 65,046 $1,167k Jun 30, 2019 Jul 31, 2019
JAG Capital Management LLC 59,832 $1,073k Jun 30, 2019 Jul 22, 2019
Kohlberg Kravis Roberts & Co LP 58,000 $1,041k Jun 30, 2019 Aug 14, 2019
Eagle Global Advisors LLC 55,430 $994k Jun 30, 2019 Aug 13, 2019
Patton Albertson Miller Group LLC 48,835 $908k Jun 30, 2019 Aug 12, 2019
Chesley TAFT & Associates LLC 49,875 $895k Jun 30, 2019 Jul 10, 2019
QS Investors LLC 49,700 $892k Jun 30, 2019 Aug 14, 2019
Regentatlantic Capital LLC 49,320 $885k Jun 30, 2019 Jul 23, 2019
Institute FOR Wealth Management LLC 48,576 $871k Jun 30, 2019 Aug 2, 2019
PFG Advisors LLC 47,163 $859k Jun 30, 2019 Aug 5, 2019
Prelude Capital Management LLC 47,000 $843k Jun 30, 2019 Aug 14, 2019
Douglass Winthrop Advisors LLC 44,475 $798k Jun 30, 2019 Jul 10, 2019
American Asset Management Inc 44,061 $790k Jun 30, 2019 Jul 31, 2019
Joel Isaacson & Co LLC 39,768 $713k Jun 30, 2019 Jul 11, 2019
Kavar Capital Partners LLC 39,150 $702k Jun 30, 2019 Aug 1, 2019
RFG Advisory LLC 36,499 $651k Jun 30, 2019 Aug 23, 2019
The Roosevelt Investment Group Inc 34,602 $621k Jun 30, 2019 Aug 8, 2019
DEAN Capital Management LLC 32,961 $591k Jun 30, 2019 Aug 12, 2019
DEAN Capital Investments Management LLC 32,961 $591k Jun 30, 2019 Aug 12, 2019
KMS Financial Services Inc 35,192 $569k Sep 30, 2014 Nov 17, 2014
Cetera Investment Advisers LLC 29,691 $532k Jun 30, 2019 Aug 12, 2019
Front Barnett Associates LLC 28,464 $511k Jun 30, 2019 Aug 6, 2019
Grace Capital 27,800 $499k Jun 30, 2019 Aug 14, 2019
Whitener Capital Management Inc 26,263 $471k Jun 30, 2019 Aug 2, 2019
Weybosset Research & Management LLC 24,971 $448k Jun 30, 2019 Jul 22, 2019
Seven Eight Capital LP 24,658 $442k Jun 30, 2019 Aug 12, 2019
GWM Advisors LLC 22,583 $405k Jun 30, 2019 Aug 5, 2019
Summit X 22,435 $404k Jun 30, 2019 Aug 13, 2019
Moors & Cabot Inc 21,783 $391k Jun 30, 2019 Jul 18, 2019
Claraphi Advisory Network LLC 21,254 $381k Jun 30, 2019 Jul 29, 2019
Sequoia Financial Advisors LLC 19,881 $357k Jun 30, 2019 Jul 31, 2019
NWAM LLC 19,418 $348k Jun 30, 2019 Jul 18, 2019
Segment Wealth Management LLC 19,261 $346k Jun 30, 2019 Jul 29, 2019
Evanson Asset Management LLC 18,297 $328k Jun 30, 2019 Jul 11, 2019
Cipher Capital LP 16,349 $293k Jun 30, 2019 Aug 13, 2019
Stelac Advisory Services LLC 16,202 $291k Jun 30, 2019 Jul 29, 2019
American National Registered Investment Advisor Inc 16,200 $291k Jun 30, 2019 Aug 5, 2019
Partnervest Advisory Services LLC 14,866 $267k Jun 30, 2019 Aug 7, 2019
Caxton Associates LP 14,864 $267k Jun 30, 2019 Aug 14, 2019
Cornerstone Advisory LLC 14,690 $264k Jun 30, 2019 Aug 8, 2019
Miracle MILE Advisors LLC 14,269 $256k Jun 30, 2019 Aug 7, 2019
Round Table Services LLC 13,769 $247k Jun 30, 2019 Jul 17, 2019
Wiley Bros-Aintree Capital LLC 13,654 $245k Jun 30, 2019 Jul 10, 2019
Strategic International Limited 12,147 $218k Jun 30, 2019 Jul 29, 2019
Strategic Financial Group LLC 12,147 $218k Jun 30, 2019 Jul 29, 2019
Vista Investment Management LLC 12,136 $218k Jun 30, 2019 Aug 14, 2019
SSI Investment Management Inc 11,497 $209k Jun 30, 2019 Aug 12, 2019
BLB & B Advisors LLC 11,467 $206k Jun 30, 2019 Jul 29, 2019
1st Global Advisors Inc 12,358 $202k Jun 30, 2017 Aug 15, 2017
Wealth Alliance Advisory Group LLC 10,900 $199k Jun 30, 2019 Jul 17, 2019
Wealthstar Advisors LLC 11,000 $198k Jun 30, 2019 Aug 7, 2019
Baker Ellis Asset Management LLC 10,900 $196k Jun 30, 2019 Aug 12, 2019
Horizon Asset Management LLC 10,875 $195k Jun 30, 2019 Aug 14, 2019
Catalyst Capital Advisors LLC 10,326 $185k Jun 30, 2019 Aug 8, 2019
SMH Capital Advisors LLC 10,326 $185k Jun 30, 2019 Aug 5, 2019
Financial Counselors Inc 10,226 $183k Jun 30, 2019 Aug 14, 2019
Boston Private Wealth LLC 10,000 $179k Jun 30, 2019 Jul 10, 2019
EJF Capital LLC 10,000 $179k Jun 30, 2019 Aug 14, 2019
Legacy Advisors LLC 9,060 $163k Jun 30, 2019 Jul 15, 2019
Legacy Financial Advisors Inc 9,060 $163k Jun 30, 2019 Jul 15, 2019
Legacy Financial Advisors Corporation 9,060 $163k Jun 30, 2019 Jul 15, 2019
West Oak Capital LLC 7,298 $131k Jun 30, 2019 Jul 12, 2019
Baldwin Brothers Inc 6,000 $108k Jun 30, 2019 Jul 19, 2019
Point72 Asset Management LP 5,182 $93k Jun 30, 2019 Aug 14, 2019
Panagora Asset Management Inc 4,887 $88k Jun 30, 2019 Aug 9, 2019
Arlington Partners LLC 3,850 $69k Jun 30, 2019 Jul 10, 2019
First Manhattan Co 3,048 $54k Jun 30, 2019 Aug 16, 2019
Avondale Wealth Management LLC 2,745 $49k Jun 30, 2019 Jul 26, 2019
Ropes Wealth Advisors LLC 1,500 $27k Jun 30, 2019 Jul 31, 2019
Endurance Wealth Management Inc 750 $13k Jun 30, 2019 Jul 30, 2019
Mcilrath & ECK LLC 627 $11k Jun 30, 2019 Aug 8, 2019
1919 Investment Counsel LLC 300 $5k Sep 30, 2014 Nov 14, 2014
Mcmillion Capital Management Inc 96 $2k Jun 30, 2019 Jul 25, 2019

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