ARES CAP CORP
(04010L103)
Funds Reporting Holdings of ARES CAP CORP according to 13F filings
| Firm Name | Shares Held / Principal Amount | Market Value | Option | Report Period | Effectiveness Date |
|---|---|---|---|---|---|
| Alphasimplex Group LLC | 79,917 | $1,433,711k | Jun 30, 2019 | Aug 14, 2019 | |
| Laffer Investments Inc | 37,945 | $680,733k | Jun 30, 2019 | Aug 15, 2019 | |
| Thornburg Investment Management Inc | 15,884,489 | $284,968k | Jun 30, 2019 | Aug 6, 2019 | |
| Columbia Wanger Asset Management LLC | 2,549,524 | $40,079k | Dec 31, 2017 | Feb 13, 2018 | |
| LGT Capital Partners USA Inc | 1,700,000 | $30,498k | Jun 30, 2019 | Jul 10, 2019 | |
| Advisors Capital Management LLC | 1,669,854 | $29,957k | Jun 30, 2019 | Aug 15, 2019 | |
| Edgemoor Investment Advisors Inc | 725,487 | $13,015k | Jun 30, 2019 | Aug 9, 2019 | |
| Confluence Investment Management LLC | 722,412 | $12,960k | Jun 30, 2019 | Jul 24, 2019 | |
| NWQ Investment Management Company LLC | 707,728 | $12,697k | Jun 30, 2019 | Aug 14, 2019 | |
| RED Rocks Capital LLC | 756,854 | $12,457k | Jun 30, 2015 | Aug 14, 2015 | |
| Polar Capital LLP | 685,000 | $12,289k | Jun 30, 2019 | Aug 14, 2019 | |
| Managed Account Advisors LLC | 707,809 | $11,651k | Jun 30, 2015 | Aug 14, 2015 | |
| Avalon Advisors LLC | 618,535 | $11,097k | Jun 30, 2019 | Aug 14, 2019 | |
| Baltimore-Washington Financial Advisors Inc | 615,591 | $11,044k | Jun 30, 2019 | Jul 25, 2019 | |
| Gilbert & COOK Inc | 605,606 | $10,865k | Jun 30, 2019 | Aug 5, 2019 | |
| Telemus Capital LLC | 583,427 | $10,537k | Jun 30, 2019 | Aug 9, 2019 | |
| Ares Management LLC | 547,959 | $9,830k | Jun 30, 2019 | Aug 14, 2019 | |
| Cliffwater LLC | 547,598 | $9,824k | Jun 30, 2019 | Aug 13, 2019 | |
| Philadelphia Financial Management of SAN Francisco LLC | 522,034 | $9,365k | Jun 30, 2019 | Aug 14, 2019 | |
| Punch & Associates Investment Management Inc | 512,983 | $9,203k | Jun 30, 2019 | Aug 14, 2019 | |
| ALPS Advisors Inc | 468,500 | $8,404k | Jun 30, 2019 | Aug 7, 2019 | |
| Shufro ROSE & Co LLC | 419,669 | $7,529k | Jun 30, 2019 | Jul 24, 2019 | |
| Morgan Dempsey Capital Management LLC | 372,305 | $6,679k | Jun 30, 2019 | Aug 8, 2019 | |
| PL Capital Advisors LLC | 347,500 | $6,234k | Jun 30, 2019 | Jul 29, 2019 | |
| Chartwell Investment Partners LLC | 325,000 | $5,830k | Jun 30, 2019 | Aug 19, 2019 | |
| Glovista Investments LLC | 321,384 | $5,766k | Jun 30, 2019 | Aug 14, 2019 | |
| Financial Advantage Inc | 287,150 | $5,151k | Jun 30, 2019 | Jul 23, 2019 | |
| Tegean Capital Management LLC | 250,002 | $4,485k | Jun 30, 2019 | Aug 14, 2019 | |
| Merriman Wealth Management LLC | 23,502 | $4,228k | Jun 30, 2019 | Jul 31, 2019 | |
| New England Asset Management Inc | 225,900 | $4,053k | Jun 30, 2019 | Aug 14, 2019 | |
| Cambridge Investment Research Advisors Inc | 225,931 | $4,053k | Jun 30, 2019 | Aug 15, 2019 | |
| SFMG LLC | 220,480 | $4,015k | Jun 30, 2019 | Aug 5, 2019 | |
| Ancora Family Wealth Advisors LLC | 255,360 | $3,958k | Sep 30, 2016 | Nov 4, 2016 | |
| Allen Investment Management LLC | 218,336 | $3,917k | Jun 30, 2019 | Aug 12, 2019 | |
| Cottage Street Advisors LLC | 199,079 | $3,571k | Jun 30, 2019 | Aug 2, 2019 | |
| Cubic Asset Management LLC | 191,647 | $3,438k | Jun 30, 2019 | Jul 29, 2019 | |
| Venturi Wealth Management LLC | 190,887 | $3,425k | Jun 30, 2019 | Aug 7, 2019 | |
| Baugh & Associates LLC | 190,567 | $3,419k | Jun 30, 2019 | Jul 23, 2019 | |
| Pinkerton Retirement Specialists LLC | 158,745 | $2,848k | Jun 30, 2019 | Aug 6, 2019 | |
| Selway Asset Management Inc | 132,700 | $2,381k | Jun 30, 2019 | Jul 30, 2019 | |
| Seabridge Investment Advisors LLC | 125,695 | $2,255k | Jun 30, 2019 | Jul 18, 2019 | |
| Davenport & Company LLC | 124,897 | $2,241k | Jun 30, 2019 | Jul 10, 2019 | |
| Cornerstone Capital Inc | 119,514 | $2,144k | Jun 30, 2019 | Aug 14, 2019 | |
| Cornerstone Capital Corp | 119,514 | $2,144k | Jun 30, 2019 | Aug 14, 2019 | |
| Mirador Capital Partners LP | 117,433 | $2,107k | Jun 30, 2019 | Aug 6, 2019 | |
| Kayne Anderson Capital Advisors LP | 116,768 | $2,094k | Jun 30, 2019 | Jul 29, 2019 | |
| Bristol Advisors LLC | 120,500 | $2,065k | Mar 31, 2019 | Apr 29, 2019 | |
| Westbourne Investment Advisors Inc | 112,566 | $2,019k | Jun 30, 2019 | Jul 22, 2019 | |
| Fernwood Investment Management LLC | 109,937 | $1,972k | Jun 30, 2019 | Aug 1, 2019 | |
| ETF Managers Group LLC | 106,474 | $1,888k | Jun 30, 2019 | Aug 14, 2019 | |
| Foundations Investment Advisors LLC | 100,401 | $1,815k | Jun 30, 2019 | Jul 8, 2019 | |
| Delphi Management Inc | 95,089 | $1,706k | Jun 30, 2019 | Aug 20, 2019 | |
| Camelot Portfolios LLC | 93,991 | $1,686k | Jun 30, 2019 | Jul 19, 2019 | |
| Arlington Capital Management Inc | 93,680 | $1,681k | Jun 30, 2019 | Aug 8, 2019 | |
| BECK Capital Management LLC | 90,640 | $1,626k | Jun 30, 2019 | Aug 14, 2019 | |
| Guild Investment Management Inc | 89,560 | $1,607k | Jun 30, 2019 | Jul 29, 2019 | |
| Bramshill Investments LLC | 83,087 | $1,491k | Jun 30, 2019 | Aug 14, 2019 | |
| Ipswich Investment Management Company Inc | 78,377 | $1,406k | Jun 30, 2019 | Jul 11, 2019 | |
| Wespac Advisors LLC | 76,823 | $1,378k | Jun 30, 2019 | Jul 23, 2019 | |
| Texas Yale Capital Corp | 69,925 | $1,254k | Jun 30, 2019 | Jul 24, 2019 | |
| Sheaff Brock Investment Advisors LLC | 65,046 | $1,167k | Jun 30, 2019 | Jul 31, 2019 | |
| JAG Capital Management LLC | 59,832 | $1,073k | Jun 30, 2019 | Jul 22, 2019 | |
| Kohlberg Kravis Roberts & Co LP | 58,000 | $1,041k | Jun 30, 2019 | Aug 14, 2019 | |
| Eagle Global Advisors LLC | 55,430 | $994k | Jun 30, 2019 | Aug 13, 2019 | |
| Patton Albertson Miller Group LLC | 48,835 | $908k | Jun 30, 2019 | Aug 12, 2019 | |
| Chesley TAFT & Associates LLC | 49,875 | $895k | Jun 30, 2019 | Jul 10, 2019 | |
| QS Investors LLC | 49,700 | $892k | Jun 30, 2019 | Aug 14, 2019 | |
| Regentatlantic Capital LLC | 49,320 | $885k | Jun 30, 2019 | Jul 23, 2019 | |
| Institute FOR Wealth Management LLC | 48,576 | $871k | Jun 30, 2019 | Aug 2, 2019 | |
| PFG Advisors LLC | 47,163 | $859k | Jun 30, 2019 | Aug 5, 2019 | |
| Prelude Capital Management LLC | 47,000 | $843k | Jun 30, 2019 | Aug 14, 2019 | |
| Douglass Winthrop Advisors LLC | 44,475 | $798k | Jun 30, 2019 | Jul 10, 2019 | |
| American Asset Management Inc | 44,061 | $790k | Jun 30, 2019 | Jul 31, 2019 | |
| Joel Isaacson & Co LLC | 39,768 | $713k | Jun 30, 2019 | Jul 11, 2019 | |
| Kavar Capital Partners LLC | 39,150 | $702k | Jun 30, 2019 | Aug 1, 2019 | |
| RFG Advisory LLC | 36,499 | $651k | Jun 30, 2019 | Aug 23, 2019 | |
| The Roosevelt Investment Group Inc | 34,602 | $621k | Jun 30, 2019 | Aug 8, 2019 | |
| DEAN Capital Management LLC | 32,961 | $591k | Jun 30, 2019 | Aug 12, 2019 | |
| DEAN Capital Investments Management LLC | 32,961 | $591k | Jun 30, 2019 | Aug 12, 2019 | |
| KMS Financial Services Inc | 35,192 | $569k | Sep 30, 2014 | Nov 17, 2014 | |
| Cetera Investment Advisers LLC | 29,691 | $532k | Jun 30, 2019 | Aug 12, 2019 | |
| Front Barnett Associates LLC | 28,464 | $511k | Jun 30, 2019 | Aug 6, 2019 | |
| Grace Capital | 27,800 | $499k | Jun 30, 2019 | Aug 14, 2019 | |
| Whitener Capital Management Inc | 26,263 | $471k | Jun 30, 2019 | Aug 2, 2019 | |
| Weybosset Research & Management LLC | 24,971 | $448k | Jun 30, 2019 | Jul 22, 2019 | |
| Seven Eight Capital LP | 24,658 | $442k | Jun 30, 2019 | Aug 12, 2019 | |
| GWM Advisors LLC | 22,583 | $405k | Jun 30, 2019 | Aug 5, 2019 | |
| Summit X | 22,435 | $404k | Jun 30, 2019 | Aug 13, 2019 | |
| Moors & Cabot Inc | 21,783 | $391k | Jun 30, 2019 | Jul 18, 2019 | |
| Claraphi Advisory Network LLC | 21,254 | $381k | Jun 30, 2019 | Jul 29, 2019 | |
| Sequoia Financial Advisors LLC | 19,881 | $357k | Jun 30, 2019 | Jul 31, 2019 | |
| NWAM LLC | 19,418 | $348k | Jun 30, 2019 | Jul 18, 2019 | |
| Segment Wealth Management LLC | 19,261 | $346k | Jun 30, 2019 | Jul 29, 2019 | |
| Evanson Asset Management LLC | 18,297 | $328k | Jun 30, 2019 | Jul 11, 2019 | |
| Cipher Capital LP | 16,349 | $293k | Jun 30, 2019 | Aug 13, 2019 | |
| Stelac Advisory Services LLC | 16,202 | $291k | Jun 30, 2019 | Jul 29, 2019 | |
| American National Registered Investment Advisor Inc | 16,200 | $291k | Jun 30, 2019 | Aug 5, 2019 | |
| Partnervest Advisory Services LLC | 14,866 | $267k | Jun 30, 2019 | Aug 7, 2019 | |
| Caxton Associates LP | 14,864 | $267k | Jun 30, 2019 | Aug 14, 2019 | |
| Cornerstone Advisory LLC | 14,690 | $264k | Jun 30, 2019 | Aug 8, 2019 | |
| Miracle MILE Advisors LLC | 14,269 | $256k | Jun 30, 2019 | Aug 7, 2019 | |
| Round Table Services LLC | 13,769 | $247k | Jun 30, 2019 | Jul 17, 2019 | |
| Wiley Bros-Aintree Capital LLC | 13,654 | $245k | Jun 30, 2019 | Jul 10, 2019 | |
| Vista Investment Management LLC | 12,136 | $218k | Jun 30, 2019 | Aug 14, 2019 | |
| Strategic Financial Group LLC | 12,147 | $218k | Jun 30, 2019 | Jul 29, 2019 | |
| Strategic International Limited | 12,147 | $218k | Jun 30, 2019 | Jul 29, 2019 | |
| SSI Investment Management Inc | 11,497 | $209k | Jun 30, 2019 | Aug 12, 2019 | |
| BLB & B Advisors LLC | 11,467 | $206k | Jun 30, 2019 | Jul 29, 2019 | |
| 1st Global Advisors Inc | 12,358 | $202k | Jun 30, 2017 | Aug 15, 2017 | |
| Wealth Alliance Advisory Group LLC | 10,900 | $199k | Jun 30, 2019 | Jul 17, 2019 | |
| Wealthstar Advisors LLC | 11,000 | $198k | Jun 30, 2019 | Aug 7, 2019 | |
| Baker Ellis Asset Management LLC | 10,900 | $196k | Jun 30, 2019 | Aug 12, 2019 | |
| Horizon Asset Management LLC | 10,875 | $195k | Jun 30, 2019 | Aug 14, 2019 | |
| SMH Capital Advisors LLC | 10,326 | $185k | Jun 30, 2019 | Aug 5, 2019 | |
| Catalyst Capital Advisors LLC | 10,326 | $185k | Jun 30, 2019 | Aug 8, 2019 | |
| Financial Counselors Inc | 10,226 | $183k | Jun 30, 2019 | Aug 14, 2019 | |
| EJF Capital LLC | 10,000 | $179k | Jun 30, 2019 | Aug 14, 2019 | |
| Boston Private Wealth LLC | 10,000 | $179k | Jun 30, 2019 | Jul 10, 2019 | |
| Legacy Financial Advisors Corporation | 9,060 | $163k | Jun 30, 2019 | Jul 15, 2019 | |
| Legacy Advisors LLC | 9,060 | $163k | Jun 30, 2019 | Jul 15, 2019 | |
| Legacy Financial Advisors Inc | 9,060 | $163k | Jun 30, 2019 | Jul 15, 2019 | |
| West Oak Capital LLC | 7,298 | $131k | Jun 30, 2019 | Jul 12, 2019 | |
| Baldwin Brothers Inc | 6,000 | $108k | Jun 30, 2019 | Jul 19, 2019 | |
| Point72 Asset Management LP | 5,182 | $93k | Jun 30, 2019 | Aug 14, 2019 | |
| Panagora Asset Management Inc | 4,887 | $88k | Jun 30, 2019 | Aug 9, 2019 | |
| Arlington Partners LLC | 3,850 | $69k | Jun 30, 2019 | Jul 10, 2019 | |
| First Manhattan Co | 3,048 | $54k | Jun 30, 2019 | Aug 16, 2019 | |
| Avondale Wealth Management LLC | 2,745 | $49k | Jun 30, 2019 | Jul 26, 2019 | |
| Ropes Wealth Advisors LLC | 1,500 | $27k | Jun 30, 2019 | Jul 31, 2019 | |
| Endurance Wealth Management Inc | 750 | $13k | Jun 30, 2019 | Jul 30, 2019 | |
| Mcilrath & ECK LLC | 627 | $11k | Jun 30, 2019 | Aug 8, 2019 | |
| 1919 Investment Counsel LLC | 300 | $5k | Sep 30, 2014 | Nov 14, 2014 | |
| Mcmillion Capital Management Inc | 96 | $2k | Jun 30, 2019 | Jul 25, 2019 |