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BROADRIDGE FINL SOLN
(11133T103)

Funds Reporting Holdings of BROADRIDGE FINL SOLN according to 13F filings
Firm Name Shares Held / Principal Amount Market Value Option Report Period Effectiveness Date
Rmsincerbeaux Capital Management LLC 12,900 $1,647,072k Jun 30, 2019 Aug 9, 2019
Janus Capital Management LLC 7,193,202 $488,778k Mar 31, 2017 May 16, 2017
Jensen Investment Management Inc 1,171,813 $149,617k Jun 30, 2019 Aug 2, 2019
Artisan Partners Limited Partnership 1,052,365 $134,366k Jun 30, 2019 Aug 9, 2019
Confluence Investment Management LLC 918,628 $117,290k Jun 30, 2019 Jul 24, 2019
Waddell & REED Inc 877,088 $111,987k Jun 30, 2019 Aug 14, 2019
Clarkston Capital Partners LLC 630,400 $80,489k Jun 30, 2019 Jul 24, 2019
Schwartz Investment Counsel Inc 435,800 $55,643k Jun 30, 2019 Jul 24, 2019
ALTA Capital Management LLC 423,672 $54,094k Jun 30, 2019 Jul 26, 2019
Ensemble Capital Management LLC 389,883 $49,780k Jun 30, 2019 Aug 14, 2019
AMI Asset Management Corp 351,145 $44,834k Jun 30, 2019 Aug 5, 2019
Anchor Capital Advisors LLC 348,930 $44,551k Jun 30, 2019 Aug 1, 2019
Timessquare Capital Management LLC 299,600 $38,253k Jun 30, 2019 Aug 2, 2019
Southernsun Asset Management LLC 298,837 $38,156k Jun 30, 2019 Aug 14, 2019
Bristol Gate Capital Partners Inc 286,548 $36,584k Jun 30, 2019 Aug 14, 2019
Diamond Hill Capital Management Inc 267,649 $34,173k Jun 30, 2019 Aug 1, 2019
Hermes Investment Management Limited 277,946 $31,992k Jun 30, 2018 Jul 24, 2018
Kayne Anderson Rudnick Investment Management LLC 245,113 $31,297k Jun 30, 2019 Aug 14, 2019
Fenimore Asset Management Inc 242,182 $30,922k Jun 30, 2019 Jul 16, 2019
GW&K Investment Management LLC 224,418 $28,654k Jun 30, 2019 Aug 6, 2019
Columbia Wanger Asset Management LLC 299,357 $27,116k Dec 31, 2017 Feb 13, 2018
Hilton Capital Management LLC 190,903 $24,374k Jun 30, 2019 Aug 14, 2019
Investec Asset Management Limited 648,507 $23,550k Jun 30, 2019 Jul 30, 2019
Motley FOOL Wealth Management LLC 163,457 $20,870k Jun 30, 2019 Aug 14, 2019
Dearborn Partners LLC 125,914 $16,077k Jun 30, 2019 Jul 29, 2019
Congress Asset Management Company LLP 114,052 $14,562k Jun 30, 2019 Aug 7, 2019
Lucia Wealth Services LLC 107,156 $13,682k Jun 30, 2019 Jul 23, 2019
Strycker VIEW Capital LLC 106,211 $13,561k Jun 30, 2019 Jul 26, 2019
Osterweis Capital Management Inc 82,928 $10,588k Jun 30, 2019 Aug 14, 2019
Osterweis Capital Management LLC 82,928 $10,588k Jun 30, 2019 Aug 14, 2019
Wendell David Associates Inc 76,434 $9,759k Jun 30, 2019 Jul 16, 2019
Middleton & Company Inc 75,004 $9,577k Jun 30, 2019 Jul 25, 2019
Mcrae Capital Management Inc 61,688 $7,876k Jun 30, 2019 Jul 29, 2019
Motley FOOL Asset Management LLC 55,000 $7,022k Jun 30, 2019 Aug 14, 2019
Marsico Capital Management LLC 53,174 $6,789k Jun 30, 2019 Aug 14, 2019
Vision Capital Management Corporation 51,911 $6,628k Jun 30, 2019 Jul 29, 2019
Vision Capital Management Inc 51,911 $6,628k Jun 30, 2019 Jul 29, 2019
Eulav Asset Management 45,700 $5,835k Jun 30, 2019 Aug 5, 2019
EFG Asset Management Americas Corp 42,455 $5,421k Jun 30, 2019 Jul 9, 2019
Cambria Investment Management LP 40,350 $5,152k Jun 30, 2019 Aug 12, 2019
Copeland Capital Management LLC 39,269 $5,014k Jun 30, 2019 Jul 19, 2019
Hamilton Point Investment Advisors LLC 37,110 $4,756k Jun 30, 2019 Jul 18, 2019
Alley Company LLC 36,623 $4,676k Jun 30, 2019 Jul 30, 2019
PFG Advisors LLC 29,148 $3,917k Jun 30, 2019 Aug 5, 2019
Progressive Investment Management Corporation 27,727 $3,540k Jun 30, 2019 Aug 12, 2019
GHP Investment Advisors Inc 22,373 $2,857k Jun 30, 2019 Aug 2, 2019
Element Capital Management LLC 21,697 $2,770k Jun 30, 2019 Aug 14, 2019
Brown Capital Management LLC 21,523 $2,748k Jun 30, 2019 Aug 13, 2019
FORT LP 21,109 $2,695k Jun 30, 2019 Aug 13, 2019
Global Financial Private Capital LLC 20,973 $2,688k Jun 30, 2019 Aug 14, 2019
Bowling Portfolio Management LLC 20,893 $2,668k Jun 30, 2019 Jul 25, 2019
WBI Investments Inc 19,989 $2,552k Jun 30, 2019 Jul 23, 2019
Legacy Capital Partners Inc 19,869 $2,537k Jun 30, 2019 Jul 16, 2019
WE Donoghue & Co LLC 19,748 $2,521k Jun 30, 2019 Jul 23, 2019
Mount Lucas Management LP 19,318 $2,467k Jun 30, 2019 Aug 14, 2019
MRAZ Amerine & Associates Inc 19,050 $2,432k Jun 30, 2019 Aug 2, 2019
LONG ROAD Investment Counsel LLC 18,200 $2,324k Jun 30, 2019 Aug 9, 2019
Krueger & Catalano Capital Partners LLC 17,009 $2,172k Jun 30, 2019 Jul 22, 2019
Crawford Investment Counsel Inc 16,446 $2,100k Jun 30, 2019 Aug 12, 2019
Amplify Investments LLC 16,744 $1,837k Mar 31, 2018 May 14, 2018
Aurora Investment Counsel 13,863 $1,762k Jun 30, 2019 Aug 6, 2019
Three Peaks Capital Management LLC 13,790 $1,761k Jun 30, 2019 Aug 6, 2019
Cadence Capital Management LLC 12,838 $1,639k Jun 30, 2019 Aug 12, 2019
Cambridge Investment Research Advisors Inc 11,643 $1,487k Jun 30, 2019 Aug 15, 2019
Boyar Asset Management Inc 11,231 $1,434k Jun 30, 2019 Aug 6, 2019
Pacer Advisors Inc 10,982 $1,402k Jun 30, 2019 Aug 12, 2019
Managed Account Advisors LLC 27,320 $1,366k Jun 30, 2015 Aug 14, 2015
East Coast Asset Management LLC 10,143 $1,295k Jun 30, 2019 Aug 14, 2019
Northwest Investment Counselors LLC 9,654 $1,233k Jun 30, 2019 Jul 25, 2019
Tributary Capital Management LLC 8,825 $1,127k Jun 30, 2019 Jul 11, 2019
Altium Wealth Management LLC 6,969 $890k Jun 30, 2019 Jul 18, 2019
Wellesley Investment Partners LLC 6,865 $876k Jun 30, 2019 Aug 5, 2019
Sentry Investment Management LLC 6,837 $873k Jun 30, 2019 Aug 12, 2019
Sentry Management Inc 6,837 $873k Jun 30, 2019 Aug 12, 2019
Welch & Forbes LLC 6,681 $853k Jun 30, 2019 Jul 12, 2019
Spears Abacus Advisors LLC 6,460 $825k Jun 30, 2019 Aug 9, 2019
Howland Capital Management LLC 5,500 $702k Jun 30, 2019 Jul 17, 2019
Panagora Asset Management Inc 5,441 $695k Jun 30, 2019 Aug 9, 2019
Advisors Capital Management LLC 4,657 $595k Jun 30, 2019 Aug 15, 2019
Tocqueville Asset Management LP 4,499 $574k Jun 30, 2019 Jul 31, 2019
Accredited Investors Inc 4,319 $551k Jun 30, 2019 Aug 13, 2019
Northstar Company LLC 4,280 $547k Jun 30, 2019 Jul 12, 2019
The Northstar Group Inc 4,280 $547k Jun 30, 2019 Jul 12, 2019
Ashfield Capital Partners LLC 4,166 $532k Jun 30, 2019 Jul 29, 2019
Biltmore Family Office LLC 4,000 $513k Jun 30, 2019 Jul 31, 2019
Cipher Capital LP 3,922 $501k Jun 30, 2019 Aug 13, 2019
BKD Wealth Advisors LLC 3,814 $487k Jun 30, 2019 Jul 10, 2019
Wellington Shields Capital Management LLC 3,808 $486k Jun 30, 2019 Aug 8, 2019
OFI Advisors LLC 8,684 $481k Sep 30, 2015 Nov 16, 2015
Guardian Capital LP 3,650 $466k Jun 30, 2019 Aug 14, 2019
First Manhattan Co 3,533 $451k Jun 30, 2019 Aug 16, 2019
Venturi Wealth Management LLC 3,462 $442k Jun 30, 2019 Aug 7, 2019
Granite Investment Advisors LLC 3,400 $434k Jun 30, 2019 Jul 23, 2019
Granite Group Advisors LLC 3,400 $434k Jun 30, 2019 Jul 23, 2019
Westover Capital Advisors LLC 3,242 $414k Jun 30, 2019 Aug 13, 2019
Mitchell Mcleod PUGH & Williams Inc 3,225 $412k Jun 30, 2019 Jul 9, 2019
DB Root & Company LLC 3,200 $408k Jun 30, 2019 Jul 19, 2019
Zebra Capital Management LLC 3,057 $390k Jun 30, 2019 Aug 14, 2019
SKYE Global Management LP 3,000 $383k Jun 30, 2019 Aug 13, 2019
Appleton Partners Inc 2,879 $368k Jun 30, 2019 Jul 25, 2019
Baker Ellis Asset Management LLC 2,850 $364k Jun 30, 2019 Aug 12, 2019
Moody Aldrich Partners LLC 2,793 $357k Jun 30, 2019 Jul 26, 2019
Horizon Investments LLC 2,781 $355k Jun 30, 2019 Aug 14, 2019
Wheatland Advisors Inc 2,662 $340k Jun 30, 2019 Aug 7, 2019
QS Investors LLC 2,603 $333k Jun 30, 2019 Aug 14, 2019
Cypress Wealth Services LLC 2,516 $321k Jun 30, 2019 Jul 24, 2019
Measured Wealth Private Client Group LLC 2,473 $316k Jun 30, 2019 Jul 26, 2019
Aureus Asset Management LLC 2,382 $304k Jun 30, 2019 Aug 14, 2019
PRIO Wealth Limited Partnership 2,325 $296k Jun 30, 2019 Jul 18, 2019
Court Place Advisors LLC 2,317 $296k Jun 30, 2019 Jul 30, 2019
ZWJ Investment Counsel Inc 2,302 $294k Jun 30, 2019 Jul 24, 2019
Mission Wealth Management LP 2,276 $291k Jun 30, 2019 Aug 9, 2019
Polaris Greystone Financial Group LLC 2,227 $288k Jun 30, 2019 Jul 25, 2019
Segment Wealth Management LLC 2,244 $287k Jun 30, 2019 Jul 29, 2019
AULL & Monroe Investment Management Corp 2,242 $286k Jun 30, 2019 Jul 29, 2019
Avalon Advisors LLC 2,141 $273k Jun 30, 2019 Aug 14, 2019
Ifrah Financial Services Inc 2,064 $264k Jun 30, 2019 Aug 6, 2019
Marco Investment Management LLC 1,800 $230k Jun 30, 2019 Aug 6, 2019
Cleararc Capital Inc 1,721 $220k Jun 30, 2019 Aug 7, 2019
Teza Capital Management LLC 1,681 $215k Jun 30, 2019 Aug 8, 2019
Choate Investment Advisors LLC 1,589 $203k Jun 30, 2019 Aug 14, 2019
Dupont Capital Management Corp 1,461 $187k Jun 30, 2019 Jul 30, 2019
Point72 Asset Management LP 1,200 $153k Jun 30, 2019 Aug 14, 2019
Acadian Asset Management LLC 1,037 $132k Jun 30, 2019 Aug 8, 2019
West Oak Capital LLC 800 $102k Jun 30, 2019 Jul 12, 2019
Alpha Windward LLC 425 $57k Jun 30, 2019 Jul 30, 2019
Accurate Investment Solutions Inc 427 $55k Jun 30, 2019 Jul 12, 2019
FFCM LLC 150 $19k Jun 30, 2019 Jul 30, 2019
CI Global Investments Inc 60 $8k Sep 30, 2018 Nov 9, 2018
The Fiduciary Group LLC 31 $4k Jun 30, 2019 Aug 14, 2019
1919 Investment Counsel LLC 50 $3k Sep 30, 2014 Nov 14, 2014

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