| Firm Name | Shares Held / Principal Amount | Market Value | Option | Report Period | Effectiveness Date |
|---|---|---|---|---|---|
| Liberty Street Advisors Inc | 4,075 | $203k | Dec 31, 2015 | Feb 8, 2016 | |
| Managed Account Advisors LLC | 244 | $12k | Jun 30, 2015 | Aug 14, 2015 |
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