CY 4 1/2 1/15/22
(232806AM1)
Funds Reporting Holdings of CY 4 1/2 1/15/22 according to 13F filings
| Firm Name | Shares Held / Principal Amount | Market Value | Option | Report Period | Effectiveness Date |
|---|---|---|---|---|---|
| Castle Creek Arbitrage LLC | 18,029,000 | $30,244k | Jun 30, 2019 | Jul 23, 2019 | |
| FIR Tree Capital Management LP | 17,100,000 | $28,756k | Jun 30, 2019 | Aug 14, 2019 | |
| Gabelli Funds LLC | 3,750,000 | $6,289k | Jun 30, 2019 | Aug 2, 2019 | |
| Havens Advisors LLC | 1,000,000 | $1,679k | Jun 30, 2019 | Jul 12, 2019 | |
| Mohican Financial Management LLC | 1,000,000 | $1,677k | Jun 30, 2019 | Jul 11, 2019 | |
| Nicholas Investment Partners LP | 475,000 | $797k | Jun 30, 2019 | Aug 9, 2019 | |
| Oaktree Capital Management LP | 252,000 | $424k | Jun 30, 2019 | Aug 14, 2019 | |
| Teton Advisors Inc | 250,000 | $419k | Jun 30, 2019 | Aug 2, 2019 |