Highland Floating Rate Opportunities Fund
(43010E404)
Funds Reporting Holdings of Highland Floating Rate Opportunities Fund according to 13F filings
| Firm Name | Shares Held / Principal Amount | Market Value | Option | Report Period | Effectiveness Date |
|---|---|---|---|---|---|
| RiverNorth Capital Management LLC | 3,218,154 | $44,443k | Jun 30, 2019 | Aug 14, 2019 | |
| URSA Fund Management LLC | 1,367,419 | $18,925k | Jun 30, 2019 | Jul 30, 2019 | |
| Thomas J Herzfeld Advisors Inc | 941,590 | $13,032k | Jun 30, 2019 | Aug 13, 2019 | |
| City of London Investment Management Co Ltd | 792,291 | $10,898k | Jun 30, 2019 | Aug 9, 2019 | |
| Beach Point Capital Management LP | 502,008 | $6,948k | Jun 30, 2019 | Aug 7, 2019 | |
| Ionic Capital Management LLC | 449,378 | $6,219k | Jun 30, 2019 | Aug 14, 2019 | |
| Cambridge Investment Research Advisors Inc | 367,868 | $5,091k | Jun 30, 2019 | Aug 15, 2019 | |
| Northern Right Capital Management LP | 197,518 | $2,734k | Jun 30, 2019 | Aug 14, 2019 | |
| VR Advisory Services Ltd | 188,192 | $2,605k | Jun 30, 2019 | Aug 14, 2019 | |
| Camelot Portfolios LLC | 99,462 | $1,377k | Jun 30, 2019 | Jul 19, 2019 | |
| Private Wealth Advisors Inc | 29,270 | $405k | Jun 30, 2019 | Aug 7, 2019 | |
| Wealth Advisors Inc | 29,270 | $405k | Jun 30, 2019 | Aug 7, 2019 | |
| Private Wealth Advisors LLC | 29,270 | $405k | Jun 30, 2019 | Aug 7, 2019 | |
| Wealth Advisors Group LLC | 29,270 | $405k | Jun 30, 2019 | Aug 7, 2019 | |
| Cypress Wealth Services LLC | 26,683 | $369k | Jun 30, 2019 | Jul 24, 2019 | |
| Carnick & Kubik Group LLC | 24,093 | $333k | Jun 30, 2019 | Jul 30, 2019 | |
| Cruiser Capital Advisors LLC | 23,650 | $327k | Jun 30, 2019 | Aug 14, 2019 | |
| Yakira Capital Management Inc | 14,002 | $194k | Jun 30, 2019 | Aug 9, 2019 |