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Highland Floating Rate Opportunities Fund
(43010E404)

Funds Reporting Holdings of Highland Floating Rate Opportunities Fund according to 13F filings
Firm Name Shares Held / Principal Amount Market Value Option Report Period Effectiveness Date
RiverNorth Capital Management LLC 3,218,154 $44,443k Jun 30, 2019 Aug 14, 2019
URSA Fund Management LLC 1,367,419 $18,925k Jun 30, 2019 Jul 30, 2019
Thomas J Herzfeld Advisors Inc 941,590 $13,032k Jun 30, 2019 Aug 13, 2019
City of London Investment Management Co Ltd 792,291 $10,898k Jun 30, 2019 Aug 9, 2019
Beach Point Capital Management LP 502,008 $6,948k Jun 30, 2019 Aug 7, 2019
Ionic Capital Management LLC 449,378 $6,219k Jun 30, 2019 Aug 14, 2019
Cambridge Investment Research Advisors Inc 367,868 $5,091k Jun 30, 2019 Aug 15, 2019
Northern Right Capital Management LP 197,518 $2,734k Jun 30, 2019 Aug 14, 2019
VR Advisory Services Ltd 188,192 $2,605k Jun 30, 2019 Aug 14, 2019
Camelot Portfolios LLC 99,462 $1,377k Jun 30, 2019 Jul 19, 2019
Private Wealth Advisors Inc 29,270 $405k Jun 30, 2019 Aug 7, 2019
Wealth Advisors Inc 29,270 $405k Jun 30, 2019 Aug 7, 2019
Private Wealth Advisors LLC 29,270 $405k Jun 30, 2019 Aug 7, 2019
Wealth Advisors Group LLC 29,270 $405k Jun 30, 2019 Aug 7, 2019
Cypress Wealth Services LLC 26,683 $369k Jun 30, 2019 Jul 24, 2019
Carnick & Kubik Group LLC 24,093 $333k Jun 30, 2019 Jul 30, 2019
Cruiser Capital Advisors LLC 23,650 $327k Jun 30, 2019 Aug 14, 2019
Yakira Capital Management Inc 14,002 $194k Jun 30, 2019 Aug 9, 2019

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