NUVEEN PFD & INCM SECURTIES
(67072C105)
Funds Reporting Holdings of NUVEEN PFD & INCM SECURTIES according to 13F filings
| Firm Name | Shares Held / Principal Amount | Market Value | Option | Report Period | Effectiveness Date |
|---|---|---|---|---|---|
| Cambridge Investment Research Advisors Inc | 358,917 | $3,410k | Jun 30, 2019 | Aug 15, 2019 | |
| Greatmark Investment Partners Inc | 356,881 | $3,390k | Jun 30, 2019 | Aug 5, 2019 | |
| Prelude Capital Management LLC | 110,000 | $1,045k | Jun 30, 2019 | Aug 14, 2019 | |
| Bruderman Asset Management LLC | 98,451 | $935k | Jun 30, 2019 | Aug 12, 2019 | |
| Shaker Financial Services LLC | 47,302 | $449k | Jun 30, 2019 | Aug 8, 2019 | |
| Vista Investment Management LLC | 39,336 | $374k | Jun 30, 2019 | Aug 14, 2019 | |
| Westbourne Investment Advisors Inc | 27,100 | $257k | Jun 30, 2019 | Jul 22, 2019 | |
| Signet Financial Management LLC | 20,748 | $203k | Jun 30, 2019 | Aug 13, 2019 | |
| Clifford SWAN Investment Counsel LLC | 21,381 | $203k | Jun 30, 2019 | Aug 13, 2019 | |
| United Asset Strategies Inc | 18,895 | $180k | Jun 30, 2019 | Jul 31, 2019 | |
| Connecticut Wealth Management LLC | 15,269 | $145k | Jun 30, 2019 | Jul 29, 2019 | |
| Green Square Capital LLC | 14,935 | $142k | Jun 30, 2019 | Aug 14, 2019 | |
| Asset Planning Services Inc | 10,336 | $98k | Jun 30, 2019 | Jul 17, 2019 | |
| Asset Planning Services Ltd | 10,336 | $98k | Jun 30, 2019 | Jul 17, 2019 | |
| True Private Wealth Advisors LLC | 4,206 | $40k | Jun 30, 2019 | Aug 1, 2019 |