| Firm Name | Shares Held / Principal Amount | Market Value | Option | Report Period | Effectiveness Date |
|---|---|---|---|---|---|
| Research Affiliates LLC | 693,011 | $14,068k | Sep 30, 2013 | Feb 13, 2014 | |
| 1919 Investment Counsel LLC | 100 | $3k | Sep 30, 2014 | Nov 14, 2014 |
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