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PROSPECT CAPITAL CORPORATION
(74348TAR3)

Funds Reporting Holdings of PROSPECT CAPITAL CORPORATION according to 13F filings
Firm Name Shares Held / Principal Amount Market Value Option Report Period Effectiveness Date
Radcliffe Capital Management LP 69,808,000 $70,263k Jun 30, 2019 Aug 14, 2019
Income Research & Management 10,700,000 $10,758k Jun 30, 2019 Aug 12, 2019
Linden Advisors LP 6,709,000 $6,754k Jun 30, 2019 Aug 14, 2019
SMH Capital Advisors LLC 5,641,000 $5,672k Jun 30, 2019 Aug 5, 2019
PIER 88 Investment Partners LLC 3,415,000 $3,434k Jun 30, 2019 Aug 8, 2019
Cheyne Capital Management UK LLP 2,550,000 $2,569k Jun 30, 2019 Aug 8, 2019
Goodman Financial Corporation 137,000 $138k Jun 30, 2019 Aug 9, 2019
Nikulski Financial Inc 50,000 $51k Jun 30, 2019 Jul 22, 2019
Cambridge Investment Research Advisors Inc 44,000 $44k Jun 30, 2019 Aug 15, 2019
Barber Financial Group 15,000 $15k Jun 30, 2019 Aug 9, 2019

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