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Upland Software Inc.
(91544A109)

Funds Reporting Holdings of Upland Software Inc. according to 13F filings
Firm Name Shares Held / Principal Amount Market Value Option Report Period Effectiveness Date
Portolan Capital Management LLC 1,011,121 $46,036k Jun 30, 2019 Aug 14, 2019
Pembroke Management Ltd 556,400 $25,333k Jun 30, 2019 Jul 24, 2019
Driehaus Capital Management LLC 417,138 $18,992k Jun 30, 2019 Aug 14, 2019
Tiger EYE Capital LLC 410,679 $18,698k Jun 30, 2019 Aug 14, 2019
HOOD River Capital Management LLC 250,279 $11,395k Jun 30, 2019 Aug 13, 2019
General Equity Holdings LP 240,588 $10,954k Jun 30, 2019 Aug 14, 2019
Engle Capital Management LP 195,000 $8,878k Jun 30, 2019 Aug 14, 2019
G2 Investment Partners Management LLC 182,488 $8,309k Jun 30, 2019 Aug 14, 2019
RK Capital Management LLC 182,219 $8,296k Jun 30, 2019 Aug 13, 2019
Thames Capital Management LLC 146,170 $6,655k Jun 30, 2019 Aug 14, 2019
Friess Associates LLC 138,054 $6,286k Jun 30, 2019 Aug 14, 2019
Cortina Asset Management LLC 130,052 $5,921k Jun 30, 2019 Jul 2, 2019
Argent Capital Management LLC 116,415 $5,300k Jun 30, 2019 Aug 15, 2019
KOPP Investment Advisors LLC 110,613 $5,036k Jun 30, 2019 Aug 14, 2019
Raging Capital Management LLC 104,463 $4,756k Jun 30, 2019 Aug 14, 2019
Precept Management LLC 100,000 $4,553k Call Jun 30, 2019 Aug 14, 2019
Lisanti Capital Growth LLC 64,995 $2,959k Jun 30, 2019 Aug 5, 2019
Formula Growth Limited 59,900 $2,727k Jun 30, 2019 Aug 14, 2019
EAM Investors LLC 59,315 $2,701k Jun 30, 2019 Aug 14, 2019
Oak Ridge Investments LLC 54,400 $2,477k Jun 30, 2019 Aug 14, 2019
Crown Advisors Management Inc 50,000 $2,277k Jun 30, 2019 Aug 9, 2019
EAM Global Investors LLC 38,382 $1,748k Jun 30, 2019 Aug 14, 2019
LYON Street Capital LLC 27,843 $1,268k Jun 30, 2019 Aug 14, 2019
Alphaone Investment Services LLC 26,945 $1,227k Jun 30, 2019 Aug 13, 2019
Falcon Point Capital LLC 21,536 $981k Jun 30, 2019 Jul 15, 2019
Green Square Capital LLC 14,411 $656k Jun 30, 2019 Aug 14, 2019
Tocqueville Asset Management LP 7,205 $328k Jun 30, 2019 Jul 31, 2019

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