| Firm Name | Shares Held / Principal Amount | Market Value | Option | Report Period | Effectiveness Date |
|---|---|---|---|---|---|
| Wespac Advisors LLC | 55,645 | $769k | Jun 30, 2019 | Jul 23, 2019 | |
| Stearns Financial Services Group Inc | 14,924 | $206k | Jun 30, 2019 | Aug 14, 2019 | |
| Terra NOVA Asset Management LLC | 12,545 | $158k | Dec 31, 2018 | Feb 15, 2019 |
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