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ALLERGAN PLC
(G0177J108)

Funds Reporting Holdings of ALLERGAN PLC according to 13F filings
Firm Name Shares Held / Principal Amount Market Value Option Report Period Effectiveness Date
Alphasimplex Group LLC 20,369 $3,410,382k Jun 30, 2019 Aug 14, 2019
Artisan Partners Limited Partnership 7,594,387 $1,271,528k Jun 30, 2019 Aug 9, 2019
Longview Partners Guernsey Limited 6,986,566 $1,169,761k Jun 30, 2019 Aug 13, 2019
Janus Capital Management LLC 3,751,400 $896,277k Mar 31, 2017 May 16, 2017
The Baupost Group LLC 3,679,549 $616,067k Jun 30, 2019 Aug 13, 2019
Pentwater Capital Management LP 3,576,000 $598,730k Jun 30, 2019 Aug 14, 2019
Renaissance Technologies LLC 2,743,966 $459,422k Jun 30, 2019 Aug 12, 2019
Partner Fund Management LP 1,785,597 $298,963k Jun 30, 2019 Aug 14, 2019
Appaloosa LP 1,295,000 $216,822k Jun 30, 2019 Aug 14, 2019
Sarissa Capital Management LP 1,042,500 $174,545k Jun 30, 2019 Aug 14, 2019
Empyrean Capital Partners LP 1,027,200 $171,984k Jun 30, 2019 Aug 14, 2019
FRED Alger Management Inc 1,012,533 $169,528k Jun 30, 2019 Aug 14, 2019
Diamond Hill Capital Management Inc 970,322 $162,461k Jun 30, 2019 Aug 1, 2019
Magnetar Financial LLC 966,272 $161,783k Jun 30, 2019 Aug 14, 2019
Santa Barbara Asset Management LLC 1,070,728 $156,765k Mar 31, 2019 May 14, 2019
CNH Partners LLC 896,000 $150,017k Jun 30, 2019 Aug 14, 2019
Scharf Investments LLC 707,723 $118,494k Jun 30, 2019 Aug 13, 2019
Alpine Associates Management Inc 631,600 $105,748k Jun 30, 2019 Aug 12, 2019
Camber Capital Management LP 500,000 $83,715k Call Jun 30, 2019 Aug 14, 2019
TIG Advisors LLC 490,275 $82,087k Jun 30, 2019 Aug 30, 2019
P Schoenfeld Asset Management LP 479,610 $80,301k Jun 30, 2019 Aug 14, 2019
Arrowgrass Capital Partners US LP 405,630 $67,915k Jun 30, 2019 Aug 14, 2019
King Street Capital Management LP 400,000 $66,972k Jun 30, 2019 Aug 13, 2019
Thornburg Investment Management Inc 394,213 $66,003k Jun 30, 2019 Aug 6, 2019
Quattro Advisors LLC 400 $64,780k Jun 30, 2019 Jul 26, 2019
Quattro Financial Advisors LLC 400 $64,780k Jun 30, 2019 Jul 26, 2019
RE Advisers Corporation 375,609 $62,888k Jun 30, 2019 Aug 12, 2019
Panagora Asset Management Inc 357,324 $59,827k Jun 30, 2019 Aug 9, 2019
Golub Group LLC 343,361 $57,489k Jun 30, 2019 Aug 13, 2019
Calamos Advisors LLC 322,937 $54,069k Jun 30, 2019 Aug 7, 2019
NWQ Investment Management Company LLC 322,442 $53,986k Jun 30, 2019 Aug 14, 2019
Grantham Mayo van Otterloo & Co LLC 316,840 $53,049k Jun 30, 2019 Aug 13, 2019
Gabelli Funds LLC 305,015 $51,069k Jun 30, 2019 Aug 2, 2019
Becker Capital Management Inc 303,395 $50,797k Jun 30, 2019 Aug 8, 2019
ARP Americas LP 266,263 $44,580k Jun 30, 2019 Jul 29, 2019
FIR Tree Capital Management LP 260,000 $43,532k Jun 30, 2019 Aug 14, 2019
First Eagle Investment Management LLC 253,479 $42,440k Jun 30, 2019 Aug 13, 2019
Canyon Capital Advisors LLC 250,000 $41,858k Jun 30, 2019 Aug 15, 2019
Cooke & Bieler LP 215,100 $36,014k Jun 30, 2019 Aug 12, 2019
Cacti Asset Management LLC 215,018 $35,908k Jun 30, 2019 Jul 1, 2019
Rothschild & Co Asset Management US Inc 211,510 $35,413k Jun 30, 2019 Jul 25, 2019
River ROAD Asset Management LLC 203,594 $34,088k Jun 30, 2019 Aug 12, 2019
MAR Vista Investment Partners LLC 199,183 $33,349k Jun 30, 2019 Aug 13, 2019
Confluence Investment Management LLC 174,164 $29,160k Jun 30, 2019 Jul 24, 2019
Verition Fund Management LLC 169,500 $28,379k Put Jun 30, 2019 Aug 14, 2019
Smith Asset Management Group LP 156,089 $26,134k Jun 30, 2019 Aug 15, 2019
Graticule Asia Macro Advisors LLC 150,000 $25,115k Jun 30, 2019 Aug 14, 2019
Tekla Capital Management LLC 144,281 $24,157k Jun 30, 2019 Aug 14, 2019
TODD Asset Management LLC 138,659 $23,215k Jun 30, 2019 Aug 6, 2019
Boston Private Wealth LLC 138,162 $23,132k Jun 30, 2019 Jul 10, 2019
Acadian Asset Management LLC 135,993 $22,769k Jun 30, 2019 Aug 8, 2019
LMR Partners LLC 131,610 $22,035k Jun 30, 2019 Aug 14, 2019
Crescent Park Management LP 129,053 $21,607k Jun 30, 2019 Aug 13, 2019
Mawer Investment Management Ltd 127,759 $21,391k Jun 30, 2019 Aug 6, 2019
Angelo Gordon & Co LP 125,000 $20,929k Jun 30, 2019 Aug 14, 2019
Zweig-Dimenna Associates LLC 123,053 $20,603k Jun 30, 2019 Jul 10, 2019
Whitebox Advisors LLC 121,700 $20,376k Jun 30, 2019 Aug 14, 2019
Spears Abacus Advisors LLC 117,663 $19,700k Jun 30, 2019 Aug 9, 2019
Shufro ROSE & Co LLC 116,858 $19,566k Jun 30, 2019 Jul 24, 2019
Raging Capital Management LLC 116,600 $19,522k Jun 30, 2019 Aug 14, 2019
Broadfin Capital LLC 114,804 $19,222k Jun 30, 2019 Aug 14, 2019
Advisors Capital Management LLC 112,030 $18,757k Jun 30, 2019 Aug 15, 2019
Tocqueville Asset Management LP 108,366 $18,144k Jun 30, 2019 Jul 31, 2019
Perella Weinberg Partners Capital Management LP 106,808 $17,883k Jun 30, 2019 Jul 22, 2019
Eubel Brady & Suttman Asset Management Inc 83,229 $13,935k Jun 30, 2019 Aug 12, 2019
Bruce & Co Inc 80,900 $13,545k Jun 30, 2019 Aug 14, 2019
MSD Partners LP 80,000 $13,394k Jun 30, 2019 Aug 14, 2019
Sectoral Asset Management Inc 78,300 $13,110k Jun 30, 2019 Aug 14, 2019
Janney Capital Management LLC 78,123 $13,080k Jun 30, 2019 Jul 29, 2019
The Colony Group LLC 75,250 $12,599k Jun 30, 2019 Aug 19, 2019
Clearbridge Investments LLC 89,567 $11,972k Dec 31, 2018 Feb 14, 2019
DLD Asset Management LP 71,245 $11,929k Jun 30, 2019 Aug 14, 2019
Gabelli & Company Investment Advisers Inc 70,684 $11,835k Jun 30, 2019 Aug 2, 2019
Hunting Hill Global Capital LLC 70,000 $11,720k Jun 30, 2019 Aug 14, 2019
Markston International LLC 60,232 $10,085k Jun 30, 2019 Aug 6, 2019
EP Wealth Advisors LLC 60,181 $10,076k Jun 30, 2019 Aug 27, 2019
Arnhold LLC 58,061 $9,721k Jun 30, 2019 Aug 8, 2019
Sandell Asset Management Corp 54,000 $9,041k Jun 30, 2019 Aug 14, 2019
Stanley Capital Management LLC 51,600 $8,639k Jun 30, 2019 Aug 14, 2019
Kingdon Capital Management LLC 50,000 $8,372k Jun 30, 2019 Aug 14, 2019
Clifford SWAN Investment Counsel LLC 47,525 $7,957k Jun 30, 2019 Aug 13, 2019
PURA VIDA Investments LLC 47,109 $7,887k Jun 30, 2019 Aug 14, 2019
Cetera Advisors LLC 46,397 $7,783k Jun 30, 2019 Aug 12, 2019
Goodman Financial Corporation 45,777 $7,664k Jun 30, 2019 Aug 9, 2019
MOAB Capital Partners LLC 45,000 $7,534k Jun 30, 2019 Aug 14, 2019
Yakira Capital Management Inc 40,150 $6,722k Jun 30, 2019 Aug 9, 2019
Maverick Capital Ltd 38,810 $6,498k Jun 30, 2019 Aug 14, 2019
First Manhattan Co 38,381 $6,426k Jun 30, 2019 Aug 16, 2019
Triarii Capital Management LP 32,000 $6,095k Sep 30, 2018 Nov 14, 2018
Sofinnova Ventures Inc 35,876 $6,007k Jun 30, 2019 Aug 13, 2019
FORT PITT Capital Group LLC 35,687 $5,975k Jun 30, 2019 Aug 9, 2019
Steinberg Asset Management LLC 35,260 $5,904k Jun 30, 2019 Aug 14, 2019
RNC Capital Management LLC 34,030 $5,698k Jun 30, 2019 Jul 25, 2019
Affinity Investment Advisors LLC 33,989 $5,691k Jun 30, 2019 Aug 8, 2019
West Coast Financial LLC 33,296 $5,575k Jun 30, 2019 Jul 16, 2019
Gateway Investment Advisers LLC 32,363 $5,419k Jun 30, 2019 Jul 17, 2019
Quantitative Investment Management LLC 31,001 $5,190k Jun 30, 2019 Aug 14, 2019
Manikay Partners LLC 30,827 $5,161k Jun 30, 2019 Aug 14, 2019
Lombard Odier Asset Management USA Corp 30,100 $5,040k Jun 30, 2019 Aug 14, 2019
Indexiq Advisors LLC 29,998 $5,023k Jun 30, 2019 Aug 12, 2019
Nippon Life Global Investors Americas Inc 29,500 $4,939k Jun 30, 2019 Jul 23, 2019
Marco Investment Management LLC 28,032 $4,693k Jun 30, 2019 Aug 6, 2019
Gibraltar Capital Management Inc 26,231 $4,392k Jun 30, 2019 Jul 17, 2019
Havens Advisors LLC 26,000 $4,353k Jun 30, 2019 Jul 12, 2019
Twin Securities Inc 25,000 $4,186k Jun 30, 2019 Aug 14, 2019
Point72 Asset Management LP 25,000 $4,186k Jun 30, 2019 Aug 14, 2019
Twin Capital Management Inc 24,767 $4,147k Jun 30, 2019 Aug 1, 2019
South Street Advisors LLC 24,522 $4,106k Jun 30, 2019 Jul 22, 2019
Bowling Portfolio Management LLC 24,067 $4,030k Jun 30, 2019 Jul 25, 2019
ICON Advisers Inc 22,500 $3,767k Jun 30, 2019 Aug 2, 2019
Manning & Napier Advisors LLC 16,960 $3,475k Sep 30, 2017 Nov 7, 2017
QS Investors LLC 20,334 $3,405k Jun 30, 2019 Aug 14, 2019
DSC Advisors LP 20,000 $3,349k Call Jun 30, 2019 Aug 14, 2019
Crestline Management LP 20,000 $3,349k Jun 30, 2019 Aug 13, 2019
Westchester Capital Management LLC 19,955 $3,341k Jun 30, 2019 Aug 5, 2019
Westchester Capital Management Inc 19,955 $3,341k Jun 30, 2019 Aug 5, 2019
MAI Capital Management LLC 19,062 $3,192k Jun 30, 2019 Aug 15, 2019
USCA RIA LLC 18,810 $3,149k Jun 30, 2019 Aug 14, 2019
Highvista Strategies LLC 18,433 $3,086k Jun 30, 2019 Aug 14, 2019
Round Hill Asset Management Inc 18,280 $3,066k Jun 30, 2019 Aug 13, 2019
GLG LLC 18,426 $3,014k Dec 31, 2017 Feb 14, 2018
Sentry Management Inc 17,736 $2,970k Jun 30, 2019 Aug 12, 2019
Sentry Investment Management LLC 17,736 $2,970k Jun 30, 2019 Aug 12, 2019
Exchange Capital Management Inc 17,536 $2,936k Jun 30, 2019 Jul 22, 2019
World Asset Management Inc 16,983 $2,843k Jun 30, 2019 Jul 23, 2019
Level Four Advisory Services LLC 16,546 $2,769k Jun 30, 2019 Aug 14, 2019
Cambridge Investment Research Advisors Inc 16,358 $2,739k Jun 30, 2019 Aug 15, 2019
Calton & Associates Inc 15,673 $2,624k Jun 30, 2019 Jul 9, 2019
Wetherby Asset Management 15,569 $2,607k Jun 30, 2019 Jul 25, 2019
Weiss Multi-Strategy Advisers LLC 15,000 $2,511k Jun 30, 2019 Aug 14, 2019
Woodstock Corporation 14,532 $2,433k Jun 30, 2019 Jul 3, 2019
Kempner Capital Management Inc 14,340 $2,401k Jun 30, 2019 Jul 8, 2019
HIGH Pointe Capital Management LLC 12,520 $2,096k Jun 30, 2019 Aug 12, 2019
Aristotle Atlantic Partners LLC 12,500 $2,093k Jun 30, 2019 Aug 13, 2019
Colrain Capital LLC 12,365 $2,070k Jun 30, 2019 Aug 6, 2019
TDAM USA Inc 11,543 $1,933k Jun 30, 2019 Aug 1, 2019
Regentatlantic Capital LLC 11,476 $1,921k Jun 30, 2019 Jul 23, 2019
Eagle Asset Management Inc 11,438 $1,915k Jun 30, 2019 Aug 6, 2019
Crystal Rock Capital Management LLC 10,511 $1,760k Jun 30, 2019 Aug 9, 2019
Oakbrook Investments LLC 10,325 $1,729k Jun 30, 2019 Jul 18, 2019
Portland Global Advisors LLC 9,988 $1,672k Jun 30, 2019 Jul 26, 2019
Wrapmanager Inc 9,980 $1,671k Jun 30, 2019 Jul 31, 2019
Cumberland Advisors Inc 9,355 $1,566k Jun 30, 2019 Jul 11, 2019
Searle & Co 9,185 $1,538k Jun 30, 2019 Jul 17, 2019
Patton Albertson Miller Group LLC 9,540 $1,525k Jun 30, 2019 Aug 12, 2019
Auxier Asset Management LLC 8,440 $1,413k Jun 30, 2019 Aug 15, 2019
Fenimore Asset Management Inc 8,400 $1,406k Jun 30, 2019 Jul 16, 2019
Personal Capital Advisors Corporation 8,345 $1,397k Jun 30, 2019 Aug 14, 2019
Clark Capital Management Group Inc 8,243 $1,380k Jun 30, 2019 Jul 12, 2019
Centiva Capital LP 8,200 $1,374k Put Jun 30, 2019 Aug 13, 2019
OFI Advisors LLC 4,993 $1,357k Sep 30, 2015 Nov 16, 2015
Neuberger Berman Breton Hill ULC 6,535 $1,339k Sep 30, 2017 Nov 3, 2017
FNY Investment Advisers LLC 7,643 $1,279k Jun 30, 2019 Jul 24, 2019
Veritable LP 7,512 $1,258k Jun 30, 2019 Aug 12, 2019
Carret Asset Management LLC 7,248 $1,214k Jun 30, 2019 Aug 12, 2019
Harbour Capital Advisors LLC 7,123 $1,193k Jun 30, 2019 Jul 10, 2019
Stratos Wealth Partners Ltd 7,018 $1,175k Jun 30, 2019 Aug 6, 2019
S & Co Inc 6,925 $1,159k Jun 30, 2019 Jul 23, 2019
Laurion Capital Management LP 6,890 $1,153k Jun 30, 2019 Aug 13, 2019
Keeley-Teton Advisors LLC 6,809 $1,140k Jun 30, 2019 Aug 12, 2019
Prospera Financial Services Inc 6,561 $1,100k Jun 30, 2019 Aug 14, 2019
Baker Avenue Asset Management LP 6,453 $1,080k Jun 30, 2019 Aug 14, 2019
Endurance Wealth Management Inc 6,338 $1,061k Jun 30, 2019 Jul 30, 2019
Hedeker Wealth LLC 6,174 $1,033k Jun 30, 2019 Jul 26, 2019
Chicago Equity Partners LLC 5,975 $1,000k Jun 30, 2019 Aug 2, 2019
Provise Management Group LLC 5,815 $974k Jun 30, 2019 Aug 9, 2019
Pinnacle Associates Ltd 5,616 $940k Jun 30, 2019 Aug 5, 2019
Independent Investors Inc 5,508 $922k Jun 30, 2019 Jul 18, 2019
ZEKE Capital Advisors LLC 5,489 $919k Jun 30, 2019 Jul 24, 2019
OLD West Investment Management LLC 5,372 $899k Jun 30, 2019 Aug 14, 2019
Sippican Capital Advisors LLC 5,297 $887k Jun 30, 2019 Jul 17, 2019
Private Harbour Investment Management & Counsel LLC 5,249 $879k Jun 30, 2019 Aug 6, 2019
Sunbelt Securities Inc 5,141 $861k Jun 30, 2019 Aug 1, 2019
The Investment House LLC 5,035 $843k Jun 30, 2019 Aug 5, 2019
Wellington Shields & Co LLC 5,003 $838k Jun 30, 2019 Aug 8, 2019
Vista Investment Management LLC 4,952 $829k Jun 30, 2019 Aug 14, 2019
The Fiduciary Group LLC 4,942 $827k Jun 30, 2019 Aug 14, 2019
Clear Harbor Asset Management LLC 4,895 $820k Jun 30, 2019 Jul 22, 2019
Dupont Capital Management Corp 4,883 $818k Jun 30, 2019 Jul 30, 2019
Institute FOR Wealth Management LLC 4,852 $812k Jun 30, 2019 Aug 2, 2019
Conning Inc 4,830 $809k Jun 30, 2019 Jul 25, 2019
NWAM LLC 4,789 $802k Jun 30, 2019 Jul 18, 2019
First Foundation Advisors 4,623 $774k Jun 30, 2019 Aug 14, 2019
Piedmont Investment Advisors Inc 4,569 $765k Jun 30, 2019 Aug 14, 2019
HM Capital Management LLC 4,552 $762k Jun 30, 2019 Jul 24, 2019
Welch & Forbes LLC 4,528 $759k Jun 30, 2019 Jul 12, 2019
The Roosevelt Investment Group Inc 4,373 $732k Jun 30, 2019 Aug 8, 2019
Cleararc Capital Inc 4,200 $703k Jun 30, 2019 Aug 7, 2019
Ridgewood Investments LLC 3,838 $643k Jun 30, 2019 Jul 12, 2019
Atria Investments LLC 3,881 $617k Jun 30, 2019 Aug 26, 2019
Vontobel Swiss Wealth Advisors AG 3,400 $569k Jun 30, 2019 Aug 12, 2019
DUFF & Phelps Investment Management Co 3,370 $564k Jun 30, 2019 Aug 2, 2019
Bienville Capital Management LLC 3,213 $538k Jun 30, 2019 Aug 14, 2019
Hallmark Capital Management Inc 3,179 $532k Jun 30, 2019 Aug 8, 2019
Buckingham Asset Management LLC 3,140 $526k Jun 30, 2019 Aug 5, 2019
Johnson Investment Counsel Inc 3,086 $516k Jun 30, 2019 Aug 14, 2019
Abner Herrman & Brock LLC 3,013 $504k Jun 30, 2019 Jul 19, 2019
Harvest Management LLC 3,000 $502k Jun 30, 2019 Jul 24, 2019
RFG Advisory LLC 2,991 $500k Jun 30, 2019 Aug 23, 2019
Mengis Capital Management Inc 2,946 $493k Jun 30, 2019 Jul 18, 2019
Pathstone Family Office LLC 2,774 $464k Jun 30, 2019 Aug 14, 2019
Altavista Wealth Management Inc 2,772 $464k Jun 30, 2019 Aug 13, 2019
NTV Asset Management LLC 2,736 $458k Jun 30, 2019 Jul 29, 2019
Sterling Capital Management LLC 2,693 $451k Jun 30, 2019 Aug 14, 2019
Copperwynd Financial LLC 2,656 $445k Jun 30, 2019 Aug 7, 2019
Lombard Odier Transatlantic Limited 1,900 $438k Sep 30, 2016 Nov 14, 2016
Miles Capital Inc 2,609 $437k Jun 30, 2019 Aug 13, 2019
Advisor Partners LLC 2,610 $437k Jun 30, 2019 Jul 26, 2019
Apriem Advisors 2,600 $435k Jun 30, 2019 Aug 14, 2019
Telemus Capital LLC 2,682 $431k Jun 30, 2019 Aug 9, 2019
Murphy Capital Management Inc 2,547 $426k Jun 30, 2019 Jul 22, 2019
Traynor Capital Management Inc 2,528 $423k Jun 30, 2019 Jul 26, 2019
The Rikoon Group LLC 2,521 $422k Jun 30, 2019 Aug 6, 2019
The Rock Creek Group LP 2,500 $419k Jun 30, 2019 Aug 14, 2019
Numeric Investors LLC 2,500 $409k Dec 31, 2017 Feb 14, 2018
Plancorp LLC 2,410 $404k Jun 30, 2019 Aug 13, 2019
Cetera Advisor Networks LLC 2,366 $397k Jun 30, 2019 Aug 12, 2019
American National Registered Investment Advisor Inc 2,276 $381k Jun 30, 2019 Aug 5, 2019
PURE Financial Advisors Inc 2,156 $361k Jun 30, 2019 Jul 11, 2019
First Light Asset Management LLC 2,157 $361k Jun 30, 2019 Aug 14, 2019
Choate Investment Advisors LLC 2,137 $358k Jun 30, 2019 Aug 14, 2019
Buckley Wealth Management LLC 2,035 $341k Jun 30, 2019 Jul 19, 2019
Checchi Capital Advisers LLC 1,928 $323k Jun 30, 2019 Aug 6, 2019
Schonfeld Strategic Advisors LLC 1,849 $310k Jun 30, 2019 Aug 14, 2019
Douglass Winthrop Advisors LLC 1,830 $306k Jun 30, 2019 Jul 10, 2019
Brave Asset Management Inc 1,795 $301k Jun 30, 2019 Aug 5, 2019
Insight 2811 Inc 1,772 $301k Jun 30, 2019 Jul 9, 2019
Dynamic Advisor Solutions LLC 1,765 $295k Jun 30, 2019 Aug 13, 2019
Goelzer Investment Management Inc 1,701 $285k Jun 30, 2019 Jul 29, 2019
Regent Investment Management LLC 1,705 $285k Jun 30, 2019 Jul 15, 2019
Moors & Cabot Inc 1,681 $280k Jun 30, 2019 Jul 18, 2019
Morris Capital Advisors Inc 1,661 $278k Jun 30, 2019 Jul 15, 2019
Sigma Investment Counselors Inc 1,548 $259k Jun 30, 2019 Jul 23, 2019
Davenport & Company LLC 1,522 $255k Jun 30, 2019 Jul 10, 2019
Pillar Pacific Capital Management LLC 1,515 $254k Jun 30, 2019 Aug 7, 2019
Sigma Planning Corporation 1,510 $253k Jun 30, 2019 Aug 1, 2019
Blue CHIP Wealth Management Inc 1,506 $252k Jun 30, 2019 Aug 13, 2019
Marathon Trading Investment Management LLC 1,500 $251k Jun 30, 2019 Aug 14, 2019
Sanders Morris Harris LLC 1,500 $251k Jun 30, 2019 Jul 10, 2019
Boston Advisors LLC 1,380 $231k Jun 30, 2019 Jul 30, 2019
Court Place Advisors LLC 1,302 $218k Jun 30, 2019 Jul 30, 2019
Haverford Financial Services Inc 1,265 $212k Jun 30, 2019 Aug 13, 2019
Dowling & Yahnke LLC 1,244 $208k Jun 30, 2019 Jul 22, 2019
Venturi Wealth Management LLC 1,227 $205k Jun 30, 2019 Aug 7, 2019
Prelude Capital Management LLC 1,200 $201k Put Jun 30, 2019 Aug 14, 2019
Kaizen Advisory LLC 848 $113k Dec 31, 2018 Feb 15, 2019
GLG Partners LP 486 $79k Dec 31, 2017 Feb 14, 2018
Ropes Wealth Advisors LLC 331 $55k Jun 30, 2019 Jul 31, 2019
Rational Advisors Inc 285 $48k Jun 30, 2019 Aug 8, 2019
Castleark Management LLC 232 $39k Jun 30, 2019 Aug 13, 2019
Shamrock Asset Management LLC 197 $33k Jun 30, 2019 Aug 9, 2019
Bridges Investment Management Inc 200 $33k Jun 30, 2019 Aug 7, 2019
Cowen Prime Services LLC 181 $30k Jun 30, 2019 Jul 31, 2019
Cornercap Investment Counsel Inc 118 $20k Jun 30, 2019 Aug 14, 2019
Capital Bank and Trust Company 70 $12k Jun 30, 2019 Aug 14, 2019
MARK Sheptoff Financial Planning LLC 66 $11k Jun 30, 2019 Aug 12, 2019
Vantage Advisors LLC 40 $8k Sep 30, 2018 Nov 9, 2018
Winch Advisory Services LLC 49 $8k Jun 30, 2019 Aug 7, 2019
Princeton Capital Management LLC 40 $7k Jun 30, 2019 Aug 12, 2019
North Star Asset Management Inc 10 $2k Jun 30, 2019 Aug 12, 2019

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