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UBS GROUP AG
(H42097107)

Funds Reporting Holdings of UBS GROUP AG according to 13F filings
Firm Name Shares Held / Principal Amount Market Value Option Report Period Effectiveness Date
Dodge & COX 129,141,427 $1,534,563k Jun 30, 2019 Aug 13, 2019
Pzena Investment Management LLC 7,682,763 $91,041k Jun 30, 2019 Aug 2, 2019
NWQ Investment Management Company LLC 2,533,413 $30,021k Jun 30, 2019 Aug 14, 2019
Tocqueville Asset Management LP 2,047,261 $24,260k Jun 30, 2019 Jul 31, 2019
Janney Capital Management LLC 1,124,242 $13,322k Jun 30, 2019 Jul 29, 2019
Thornburg Investment Management Inc 917,026 $10,867k Jun 30, 2019 Aug 6, 2019
Aristotle Capital Management LLC 605,040 $7,170k Jun 30, 2019 Aug 14, 2019
Lombard Odier Transatlantic Limited 143,550 $1,959k Sep 30, 2016 Nov 14, 2016
Gator Capital Management LLC 156,329 $1,935k Dec 31, 2018 Jan 31, 2019
Highvista Strategies LLC 136,075 $1,578k Jun 30, 2019 Aug 14, 2019
Amplify Investments LLC 80,612 $1,424k Mar 31, 2018 May 14, 2018
ARGA Investment Management LP 113,537 $1,349k Jun 30, 2019 Jul 31, 2019
Wealth Alliance Advisory Group LLC 97,494 $1,185k Jun 30, 2019 Jul 17, 2019
Cipher Capital LP 90,685 $1,075k Jun 30, 2019 Aug 13, 2019
QS Investors LLC 82,924 $983k Jun 30, 2019 Aug 14, 2019
Capital Insight Partners LLC 54,782 $649k Jun 30, 2019 Jul 9, 2019
Insight 2811 Inc 48,628 $583k Jun 30, 2019 Jul 9, 2019
SOL Capital Management Co 36,600 $434k Jun 30, 2019 Jul 17, 2019
KCS Wealth Advisory LLC 33,776 $400k Jun 30, 2019 Jul 29, 2019
American Financial Advisors Inc 19,845 $235k Jun 30, 2019 Aug 12, 2019
American Trust Investment Advisors LLC 19,845 $235k Jun 30, 2019 Aug 12, 2019
American Financial Advisors LLC 19,845 $235k Jun 30, 2019 Aug 12, 2019
The Fiduciary Group LLC 12,907 $153k Jun 30, 2019 Aug 14, 2019
HIGH Pointe Capital Management LLC 12,590 $149k Jun 30, 2019 Aug 12, 2019
OFI Advisors LLC 6,819 $126k Sep 30, 2015 Nov 16, 2015
Brandywine Global Investment Management LLC 1,520 $18k Jun 30, 2019 Aug 14, 2019

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