Wells Fargo Advisors Financial Network LLC

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Wells Fargo Advisors Financial Network LLC

ONE NORTH JEFFERSON AVENUE, MAIL CODE: H0004-050, ST. LOUIS, MO

314-875-3000

844-879-2154

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Wells Fargo Advisors Financial Network LLC, rechtlich bekannt als WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, ist eine in Delaware ansässige Gesellschaft mit beschränkter Haftung mit 1978 Mitarbeitern, von denen 1211 beratende Funktionen innehaben. Das Unternehmen betreut derzeit 1211 Kunden und hat einen SEC-Status von genehmigt, mit einem Registrierungsdatum vom 3. April 2000.

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Direkte Eigentümer

ALEX MARCUS DAVID
MANAGING DIRECTOR OF BRANCH DEVELOPMENT GROUP AND MARKETING besitzt weniger als 5%
BRAND FREDERICK MEYER
MEMBER- BOARD OF MANAGERS besitzt weniger als 5%
CHARLIE KENT CHRISTIAN
PRESIDENT/CEO/MEMBER-BOARD OF MANAGERS besitzt weniger als 5%
HEATHER HUNTRUDDY
MEMBER - BOARD OF MANAGERS besitzt weniger als 5%
JAMES MCHALE
BUSINESS CONTROL LEADER besitzt weniger als 5%
KATHLEEN ELLEN BARNEY
PRINCIPAL FINANCIAL OFFICER besitzt weniger als 5%
KELLY METZ
PRINCIPAL OPERATIONS OFFICER/BACK OFFICE OPERATIONS besitzt weniger als 5%
KEVIN BRADY HURLEY
COMPLIANCE OFFICER (INVESTMENT ADVISOR ONLY) besitzt weniger als 5%
PAUL CAMERON SANKOVICH
CHIEF COMPLIANCE OFFICER (EXCEPT INVESTMENT ADVISOR) besitzt weniger als 5%
ULRIC P MCGOUGH
DESIGNATED TEXAS OFFICER; DIRECTOR OF SUPERVISION, RISK, AND CONTROL besitzt weniger als 5%
WACHOVIA SECURITIES FINANCIAL HOLDINGS, LLC
SOLE MEMBER besitzt 75% oder mehr

Indirekte Eigentümer

EVEREN CAPITAL CORPORATION
SHARE HOLDER besitzt 75% oder mehr
WELLS FARGO & COMPANY
SHARE HOLDER besitzt 75% oder mehr
WFC HOLDINGS, LLC
SHARE HOLDER besitzt 75% oder mehr