Credit Suisse Securities USA LLC

Credit Suisse Securities USA LLC, una compañía de responsabilidad limitada de Delaware, ha sido aprobada por la Comisión de Valores y Bolsa de los Estados Unidos desde el 12 de marzo de 1999. Actualmente emplea a 4.720 personas, de las cuales 5 están en puestos de asesoría, y atiende a 1 cliente.

• ANTHONY JOSEPH DELL'ARENA

  CHIEF COMPLIANCE OFFICER (CCO) FOR INVESTMENT ADVISER posee menos de 5%

• BRIAN MATTHEW CHIN

  BOARD MEMBER posee menos de 5%

• BRUCE TILTON RICHARDS

  BOARD MEMBER posee menos de 5%

• CREDIT SUISSE (USA), INC.

  SOLE MEMBER posee 75% o más

• ERIC MORRIS VARVEL

  BOARD MEMBER AND CHIEF EXECUTIVE OFFICER posee menos de 5%

• GUY CHARLES KEARSLEY

  CHIEF RISK OFFICER posee menos de 5%

• JAMES LOUIS AMINE

  BOARD MEMBER posee menos de 5%

• JERRY PRESTON LEAMON

  BOARD MEMBER posee menos de 5%

• JOACHIM CHRISTIAN OECHSLIN

  BOARD MEMBER posee menos de 5%

• MARY WYNPERLE

  SECRETARY posee menos de 5%

• PAUL REID GALIETTO

  HEAD OF EQUITIES - TEXAS DESIGNATED OFFICER posee menos de 5%

• PAULA ANN DOMINICK

  CHIEF COMPLIANCE OFFICER FOR THE BROKER DEALER posee menos de 5%

• RICHARD SR. CURRAN

  HEAD OF OPERATIONS posee menos de 5%

• SERGIO JOSEPH LUPETIN

  CHIEF FINANCIAL OFFICER posee menos de 5%

• CREDIT SUISSE AG

  SHAREHOLDER posee 75% o más

• CREDIT SUISSE GROUP AG

  SHAREHOLDER posee 75% o más

• CREDIT SUISSE HOLDINGS (USA), INC.

  SHAREHOLDER posee 75% o más

• APEX FUND SERVICES (CAYMAN) LTD
  Estados Unidos
• APEX FUND SERVICES (CAYMAN), LTD
  Estados Unidos
• DEUTSCHE BANK NATIONAL TRUST COMPANY
  Estados Unidos
• PERSHING LLC
  Estados Unidos

• GQ Asset Management LLC
• KEY Square Group LP
• Stralem & Company Incorporated
• Capra IBEX Advisors LLC
• Leeds Equity Advisors Inc
• Apollo Credit Management LLC
• Silverpeak Credit Partners LP
• Cornell Capital LLC
• Incline Global Management LLC
• KAVI Asset Management LP

• Credit Suisse prevails in lawsuit seeking $300 million for brokers: U.S. judge