CRI Securities LLC

CRI Securities LLC, también conocida como CRI SECURITIES, LLC, es una compañía de responsabilidad limitada con sede en Minnesota, registrada con la SEC. Con 265 empleados, entre los cuales 180 trabajan como asesores, la firma ofrece servicios de asesoría financiera de primera calidad a 1811 clientes. Su último estado registrado ante la SEC, reportado como aprobado, se registró en 2003.

• ANTHONY JOSEPH MARTINS

  MEMBER OF BOARD OF GOVERNORS posee menos de 5%

• DAVID NMN VASOS

  SR VICE PRESIDENT, MEMBER OF THE BOARD OF GOVERNORS posee menos de 5%

• EDWARD GEORGE DEUTSCHLANDER

  MEMBER OF BOARD OF GOVERNORS posee menos de 5%

• GEORGE IGNATIUS CONNOLLY

  PRESIDENT, CHIEF EXECUTIVE OFFICER & MEMBER OF BOARD OF GOVERNORS posee menos de 5%

• KERI SUE O'BRIEN

  SECRETARY posee menos de 5%

• KIMBERLY KAY CARPENTER

  SENIOR VICE PRESIDENT & CHIEF COMPLIANCE OFFICER & ANTI-MONEY LAUNDERING COMPLIANCE OFFICER posee menos de 5%

• KJIRSTEN GARETH ZELLMER

  VICE PRESIDENT, PRINCIPAL OPERATIONS OFFICER - FINOP posee menos de 5%

• KRISTIN MARY FERGUSON

  VICE PRESIDENT, TREASURER, CHIEF FINANCIAL OFFICER & FINOP posee menos de 5%

• MINNESOTA LIFE INSURANCE COMPANY

  SHAREHOLDER posee más del 50% pero menos del 75%

• PETER GORDON BERLUTE

  MEMBER OF THE BOARD OF GOVERNORS posee menos de 5%

• PHILLIP C. RICHARDS AND SUSAN B. RICHARDS JOINT LIVING TRUST

  SHAREHOLDER posee más del 50% pero menos del 75%

• PHILLIP CROCE RICHARDS

  CHAIRMAN OF THE BOARD OF GOVERNORS posee menos de 5%

• MINNESOTA MUTUAL COMPANIES, INC.

  SHAREHOLDER posee 75% o más

• SECURIAN FINANCIAL GROUP, INC.

  SHAREHOLDER posee 75% o más

• SECURIAN HOLDING COMPANY

  SHAREHOLDER posee 75% o más

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