FNY Investment Advisers LLC

FNY Investment Advisers LLC, una sociedad de responsabilidad limitada de Delaware, opera con un equipo numeroso de 175 empleados, de los cuales 125 tienen roles de asesoramiento. Si bien se desconoce el número de clientes que atienden, mantienen un estado aprobado por la SEC con una fecha de registro tan reciente como abril de 2018.

• DAVID STEVEN ABRAMSON

  INVESTMENT COMMITTEE MEMBER posee menos de 5%

• DONALD ERIC MOTSCHWILLER

  MANAGING MEMBER, CEO AND CHAIR OF THE INVESTMENT COMMITTEE posee menos de 5%

• DONNA ANN ERRIGO

  CHIEF OPERATIONS OFFICER AND CHIEF FINANCIAL OFFICER posee menos de 5%

• FERDINAND M DI MARIA

  CHIEF RISK OFFICER & INVESTMENT COMMITTEE MEMBER posee menos de 5%

• FNY HOLDINGS, LLC

  MEMBER posee 75% o más

• SANDRO M POLVERINO

  CHIEF TECHNOLOGY OFFICER posee menos de 5%

• SHAWN FISCHMAN

  CHIEF COMPLIANCE OFFICER posee menos de 5%

• MICHAEL LAWRENCE FRIEDMAN

  MEMBER AND EXECUTIVE BOARD MEMBER posee más del 25% pero menos del 50%

• ABN AMRO SECURITIES (USA) LLC
  Estados Unidos
• APEX CLEARING CORPORATION
  Estados Unidos
• BANK OF AMERICA, N.A.
  Estados Unidos
• BNP PARIBAS SECURITIES CORP.
  Estados Unidos
• CREDIT SUISSE INTERNATIONAL
  Reino Unido
• CREDIT SUISSE SECURITIES (EUROPE) LIMITED
  Reino Unido
• CREDIT SUISSE SECURITIES (USA) LLC
  Estados Unidos
• E D & F MAN CAPITAL MARKETS INC.
  Estados Unidos
• INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC
  Estados Unidos
• NOMURA INTERNATIONAL PLC
  Reino Unido
• UBS AG
  Estados Unidos

• The Northstar Group Inc
• STRF Advisors LLC
• Joel Isaacson & Co LLC
• Muzinich & Co Inc
• GCA Investment Management LLC
• DC Capital Advisors Limited
• ACT II Capital LLC
• Madryn Asset Management LP
• Wynnefield Capital Inc
• Governors Lane LP

• FNY Investment Advisers, LLC Q3 2023 vs. Q4 2023 13F Holdings Comparison
• FNY Investment Advisers, LLC Q2 2023 vs. Q3 2023 13F Holdings Comparison
• FNY Investment Advisers, LLC Q1 2023 vs. Q2 2023 13F Holdings Comparison
• FNY Investment Advisers, LLC Q4 2022 vs. Q1 2023 13F Holdings Comparison

• AKOUSTIS TECHNOLOGIES INC $1,298k
• ALLERGAN PLC $1,279k
• ABB LTD $576k
• ABERDEEN ASIA PACIFIC INCOM $200k
• AEROHIVE NETWORKS INC $188k
• AL $165k
• AERCAP HOLDINGS $156k
• ACREAGE HOLDINGS ORD $123k
• AGNICO EAGLE MINES LTD $122k
• AKAMAI TECH INC $108k