Nomura Corporate Research and Asset Management Inc

Nomura Corporate Research and Asset Management Inc opera como una corporación DE, con un equipo de 41 empleados, 20 de los cuales son expertos asesores. Aunque no se ha revelado el número de sus clientes, su estado en la SEC está listado como Aprobado desde el 7 de junio de 1991, lo que indica su cumplimiento con los requisitos regulatorios.

• AMY YU CHANG

  EXECUTIVE DIRECTOR AND PORTFOLIO MANAGER posee menos de 5%

• DAVID MAIR FINDLAY

  PRESIDENT, CHIEF EXECUTIVE OFFICER, AND CHAIRMAN OF THE BOARD posee menos de 5%

• DAVID OWEN CRALL

  MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER posee menos de 5%

• DAVID OWEN CRALL

  BOARD OF DIRECTOR posee menos de 5%

• JENNIE H WONG

  MANAGING DIRECTOR posee menos de 5%

• NEIL ANTHONY DANIELE

  CHIEF COMPLIANCE OFFICER posee menos de 5%

• NOMURA HOLDING AMERICA, INC.

  SHAREHOLDER posee 75% o más

• NOMURA HOLDINGS, INC.

  SHAREHOLDER posee menos de 5%

• STEPHEN SPENCER KOTSEN

  MANAGING DIRECTOR AND PORTFOLIO MANAGER posee menos de 5%

• STEVE ROSENTHAL

  EXECUTIVE DIRECTOR AND PORTFOLIO MANAGER posee menos de 5%

• STEVEN ZORIC

  GENERAL COUNSEL AND CHIEF OPERATING OFFICER posee menos de 5%

• TSUTOMU TAKEMURA

  BOARD OF DIRECTOR posee menos de 5%

• YUICHI NOMOTO

  BOARD OF DIRECTOR posee menos de 5%

• NOMURA HOLDINGS, INC.

  INDIRECT OWNER posee 75% o más

• Smith Affiliated Capital Corp
• Palladium Equity Partners Advisor LLC
• LGT Capital Partners USA Inc
• Parplus Partners LLC
• OWL Rock Capital Private Fund Advisors LLC
• Prelude Capital Management LLC
• Blackstone Property Advisors LP
• Tiedemann Advisors LLC
• Canam Capital Management LLC
• Meadow Capital Management LLC

• Certain Closed End Funds Advised by Western Asset Management Company, LLC Announce New Director/Trustee