RBC Capital Markets LLC

La compañía con sede en Minnesota, RBC Capital Markets, LLC, antes conocida como RBC Capital Markets LLC, opera con una fuerza laboral total de 7576 empleados, incluyendo 1847 empleados en posiciones de asesoramiento, y sirve a una cartera de 732 clientes. La compañía tiene un estado de registro de SEC Aprobado, con una fecha de registro del 2 de junio de 1977.

• AHMED KACHENOURA

  MD, HEAD GLOBAL EQUITY LINKED PRODUCTS posee menos de 5%

• ANDREW CHRISTOPHER SMALL

  SVP, CHIEF COMPLIANCE OFFICER, RBC WEALTH MANAGEMENT - U.S. posee menos de 5%

• BRETT LANE THORNE

  HEAD, CORRESPONDENT AND ADVISOR SERVICES posee menos de 5%

• DAVID CRAIG DOWNIE

  MD, CHIEF RISK OFFICER, USA posee menos de 5%

• EDWARD GRAY

  INTERIM PRINCIPAL FINANCIAL OFFICER posee menos de 5%

• JOHN CHRISTOPHER WALMSLEY

  HEAD OF US CAPITAL MARKETS LAW GROUP posee menos de 5%

• JOHN J THURLOW

  MANAGING DIRECTOR, CHIEF OPERATING OFFICER & CHAIRMAN OF THE BOARD posee menos de 5%

• JONATHAN YIN YU

  NON-EMPLOYEE BOARD MEMBER posee menos de 5%

• MATTHEW ROSS STOPNIK

  CO-HEAD, US INVESTMENT BANKING & BOARD MEMBER posee menos de 5%

• RBC USA HOLDCO CORPORATION

  DIRECT OWNER posee 75% o más

• RYAN JOSEPH TAYLOR

  CHIEF COMPLIANCE OFFICER, RBC CAPITAL MARKETS - U.S. posee menos de 5%

• THOMAS N MURPHY

  MD, HEAD, US CM OPERATIONS posee menos de 5%

• THOMAS STEVEN SAGISSOR

  PRESIDENT OF RBC WEALTH MANAGEMENT, BOARD MEMBER posee menos de 5%

• MARK PATRICK GORIUS

  INTERIM USWM PRINCIPAL OPERATIONS OFFICER posee menos de 5%

• RBC US GROUP HOLDINGS LLC

  DIRECT OWNER posee 75% o más

• ROYAL BANK OF CANADA

  ULTIMATE OWNER posee 75% o más

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