57 Stars LLC

57 STARS LLC is a Delaware Limited Liability Company that has been approved by the U.S. Securities and Exchange Commission since September 2005. With 22 employees, 16 of whom are advisors, the number of clients they serve is unknown.

• 57 STARS HOLDINGS LP

  MEMBER owns 75% or more

• 57 STARS LLC

  MEMBER, 57 STARS INTERNATIONAL ADVISORS, LLC owns 75% or more

• 57 STARS LLC

  MEMBER, 57 STARS GLOBAL OPPORTUNITIES FUND 2 ADVISOR, LLC owns 75% or more

• 57 STARS LLC

  MEMBER, 57 STARS EMERGING EUROPE ADVISOR, LLC owns 75% or more

• CHARLES DAVID TOY

  MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER owns less than 5%

• EUGENE VINCENT POHREN

  MANAGING DIRECTOR owns less than 5%

• MITCHELL DARRIN FENSTER

  CHIEF FINANCIAL OFFICER AND ASSOCIATE COMPLIANCE OFFICER owns less than 5%

• STEPHEN HUMBERT ONEILL

  MANAGING DIRECTOR owns less than 5%

• STEVEN JONAS COWAN

  MANAGING DIRECTOR owns less than 5%

• 57 STARS HOLDINGS LP

  MEMBER

• EUGENE VINCENT POHREN

  MEMBER

• STEPHEN HUMBERT ONEILL

  MEMBER

• STEVEN JONAS COWAN

  MEMBER

• CITIBANK PREFERRED CUSTODY SERVICES
  United States

• ACON Investments Management LLC
• LYNX Investment Advisory LLC
• IRON Point Partners LLC
• International City Management Association Retirement Corporation
• Albright Capital Management LLC
• Small Enterprise Assistance Funds
• Bryspen Incorporated
• Raffa Wealth Management LLC
• Paladin Capital Management LLC
• Halifax Investment Management LLC