Aegis Capital Corp

AEGIS CAPITAL CORP. is a NY Corporation that employs 61 people, all of whom work in advisory roles. It is unclear how many clients they serve, but the U.S. Securities and Exchange Commission approved their status on May 10, 2010, as listed in their last report.

• AEGIS CAPITAL HOLDING CORP.

  HOLDING COMPANY owns 75% or more

• ANTHONY GUGLIELMO

  MUNICIPAL PRINCIPAL owns less than 5%

• ANTONY CARMINE NACCARELLI

  AMLCO owns less than 5%

• DAVID STANLEY HENTSCHEL

  CHIEF COMPLIANCE OFFICER owns less than 5%

• ERIC NEWMAN

  CHIEF SUPERVISORY OFFICER owns less than 5%

• GEORGE GREGORY KOTT

  CHIEF OPERATING OFFICER owns less than 5%

• ROBERT JAY EIDE

  CEO, SECRETARY, CLO, DIRECTOR owns less than 5%

• TERESA WATKINS DOUBERLY

  REGISTERED OPTIONS PRINCIPAL owns less than 5%

• THOMAS CHAMPNEY POSS

  CHIEF FINANCIAL OFFICER owns less than 5%

• TIMOTHY TREBLE

  CHIEF COMPLIANCE OFFICER owns less than 5%

• ROBERT JAY EIDE

  SHAREHOLDER owns 75% or more

• AEGIS CAPITAL CORP.
  United States

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