Aperture Investors LLC

Aperture Investors LLC, a Delaware Limited Liability Company with 26 employees, including 12 in advisory roles, was granted SEC approval on September 17, 2018. While the number of clients served is unknown, the firm continues to operate as a registered financial advisory.

• GENERALI ALPHA CORP

  MAJORITY STAKEHOLDER owns more than 50% but less than 75%

• JAMES KENNETH O'CONNOR

  CHIEF OPERATING OFFICER owns less than 5%

• KATHLEEN MARY OLIN

  CHIEF COMPLIANCE OFFICER owns less than 5%

• MATTHEW SIEGEL

  CHIEF MARKETING OFFICER owns less than 5%

• PETER S KRAUS

  CHAIRMAN, CEO, OWNER owns more than 10% but less than 25%

• MATTHEW LOUIS SIEGEL

  CHIEF MARKETING OFFICER owns less than 5%

• PETER STEVEN KRAUS

  CHAIRMAN, CEO, OWNER owns more than 10% but less than 25%

• ASSICURAZONI GENERALI S.P.A

  OWNER, GENERALI INVESTMENT HOLDINGS SPA owns more than 25% but less than 50%

• GENERALI DEUTSCHLAND HOLDING AG

  OWNER, GENERALI INVESTMENT HOLDINGS SPA owns more than 25% but less than 50%

• GENERALI FRANCE SA

  OWNER, GENERALI INVESTMENT HOLDINGS SPA owns more than 25% but less than 50%

• GENERALI INVESTMENT HOLDINGS SPA

  OWNER, GENERALI ALPHA CORP owns 75% or more

• Protea Asset Management LLC
• Perry Creek Capital LP
• TSE Capital Management LP
• LCN Capital Partners LP
• Midocean Credit Fund Management LP
• BAJA Wealth Advisors LLC
• Bluemountain CLO Management LLC
• Wellspring Capital Management LLC
• JC Flowers & Co LLC
• Mistral Capital Management LLC