AXA Equitable Funds Management Group LLC

AXA Equitable Funds Management Group LLC, also known as AXA EQUITABLE FUNDS MANAGEMENT GROUP, LLC, is a Delaware Limited Liability Company with 70 employees, including 13 in advisory roles. While the number of clients served by the firm is unknown, its SEC status is listed as approved, with a registration date of March 24, 2011.

• AXA EQUITABLE LIFE INSURANCE COMPANY

  MEMBER owns 75% or more

• BRIAN E (MI ONLY) WALSH

  DIRECTOR owns less than 5%

• JOSEPH JOHN PAOLO

  SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER owns less than 5%

• KENNETH THOMAS KOZLOWSKI

  DIRECTOR owns less than 5%

• MICHAL LEVY

  DIRECTOR owns less than 5%

• STEVEN MICHAEL JOENK

  CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER AND PRESIDENT owns less than 5%

• WILLIAM T MACGREGOR

  EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY owns less than 5%

• AXA EQUITABLE FINANCIAL SERVICES, INC

  SHAREHOLDER owns 75% or more

• AXA EQUITABLE HOLDINGS, INC.

  SHAREHOLDER owns 75% or more

• AXA SA

  SHAREHOLDER owns more than 25% but less than 50%

• CAPITAL MANAGEMENT ASSOCIATES INC
• Franklin Templeton Institutional LLC
• KLS Diversified Asset Management LP
• VIP Capital Management LP
• Vitral Advisors LLC
• Pandion MINE Finance LP
• Arena Investors LP
• UCAP Asset Management LLC
• Grace & White Inc
• Safanad Inc