B Riley Wealth Management Inc
Legal Name: B RILEY WEALTH MANAGEMENT, INC.
Full Contact Details
B Riley Wealth Management Inc
40 SOUTH MAIN, SUITE 1800, MEMPHIS, TN
901-251-1330
901-251-1352
Other Info
B Riley Wealth Management Inc is legally known as B RILEY WEALTH MANAGEMENT, INC.. It is a TN Corporation. This firm has 289 employees, of which 208 are employees in advisory roles. It serves 11 clients. The firm's last reported SEC (U.S. Securities and Exchange Commission) status is listed as “Approved”, with a registration date of Feb 5, 2007.
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Direct Owners
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B. RILEY WEALTH MANAGEMENT HOLDINGS, INC.
DIRECT OWNER owns 75% or more
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CANDY JOHNSON PALUGI
CHIEF COMPLIANCE OFFICER - INVESTMENT ADVISORY SERVICES owns less than 5%
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JAMES TIMOTHY RITT
CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL owns less than 5%
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MARY NELL SWAIN
CHIEF FINANCIAL OFFICER owns less than 5%
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PHILIP JR ZANONE
DIRECTOR/CEO owns less than 5%
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STEPHEN JOSEPH BONNEMA
CHIEF ADMINISTRATIVE OFFICER owns less than 5%
Indirect Owners
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B. RILEY FINANCIAL, INC.
PARENT owns 75% or more
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News
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