BOFA Securities Inc

BOFA Securities Inc, also known as BOFA SECURITIES, INC., is a financial advisory firm based in Delaware with 293 employees, all of whom are engaged in advisory roles. While the number of clients served is unknown, the firm is listed as Approved by the U.S. Securities and Exchange Commission with a registration date of March 29, 2018.

• ANDREA BRADLEY SMITH

  OUTSIDE DIRECTOR owns less than 5%

• FABRIZIO GALLO

  DIRECTOR owns less than 5%

• JOHN ANDREW CARTAINA

  CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER owns less than 5%

• JOSEPH JR GUARDINO

  CHIEF OPERATIONS OFFICER & FINOP owns less than 5%

• LIZBETH NELLE APPLEBAUM

  CHIEF FINANCIAL OFFICER owns less than 5%

• NB HOLDINGS CORPORATION

  SOLE STOCKHOLDER owns 75% or more

• THOMAS KELL MONTAG

  DIRECTOR & CHIEF EXECUTIVE OFFICER owns less than 5%

• WILFRED ERIC GALLINEK

  CHIEF COMPLIANCE OFFICER / BROKER-DEALER owns less than 5%

• WILLIAM JR CACCAMISE

  CHIEF LEGAL OFFICER owns less than 5%

• GLEN ALEXANDER RAE

  CHIEF LEGAL OFFICER owns less than 5%

• SYED FARUQE ALAM

  CHIEF FINANCIAL OFFICER owns less than 5%

• BANK OF AMERICA CORPORATION

  SOLE SHAREHOLDER owns 75% or more

• PREMIER WEALTH ADVISORS, LLC
• Rafferty Asset Management LLC
• RG Niederhoffer Capital Management Inc
• Third North Capital LP
• Intermediate Capital Group Inc
• New LEAF Venture Partners LLC
• UBS Asset Management Americas Inc
• PURA VIDA Investments LLC
• Pivotalpath Americas LLC
• Trilantic Capital Management LP

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