Caldwell Sutter Capital Inc
Legal Name: CALDWELL SUTTER CAPITAL, INC.
Full Contact Details
Caldwell Sutter Capital Inc
30 LIBERTY SHIP WAY #3225, SAUSALITO, CA
415-962-2526
415-332-1838
Other Info
Caldwell Sutter Capital Inc is legally known as CALDWELL SUTTER CAPITAL, INC.. It is a CA Corporation. This firm has 16 employees, of which 2 are employees in advisory roles. The number of clients served by it is unknown. The firm's last reported SEC (U.S. Securities and Exchange Commission) status is listed as “Approved”, with a registration date of Feb 8, 2006.
Caldwell Sutter Capital
What We Do Our Team My Account Contact PUBLIC FINANCE Back Investment Management Brokerage Services What We Do Investment Management Brokerage Services Our TeamMy AccountContact PUBLIC FINANCE Scroll Sausalito | San Ramon The background of this firm and investment professionals may be …
Direct Owners
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CHRISTOPHER WILLIAM ANDERSON
CHIEF COMPLIANCE OFFICER owns less than 5%
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CHRISTOPHER WILLIAM ANDERSON
FINANCIAL AND OPERATIONS PRINCIPAL owns less than 5%
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CHRISTOPHER WILLIAM ANDERSON
CHIEF FINANCIAL OFFICER owns less than 5%
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JOHN AND JINX HELMER REVOCABLE TRUST DATED JANUARY 4, 2005
SHAREHOLDER owns 75% or more
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JOHN CALDWELL HELMER
FOUNDER, TRUSTEE owns less than 5%
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JOSEPH FRANCIS HELMER
PRESIDENT owns more than 5% but less than 10%
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JOSEPH MICHAEL DUCOTE
SENIOR MANAGING DIRECTOR owns less than 5%
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MARI ALLEN
MANAGING DIRECTOR owns less than 5%
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MARY DOLORES HELMER
FOUNDER, TRUSTEE owns less than 5%
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SUSAN DIANE METCALF
MANAGING DIRECTOR owns less than 5%
Indirect Owners
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JOHN CALDWELL HELMER
TRUSTEE owns more than 25% but less than 50%
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MARY DOLORES HELMER
TRUSTEE owns more than 25% but less than 50%