Caldwell Sutter Capital Inc
Legal Name: CALDWELL SUTTER CAPITAL, INC.
Full Contact Details
Caldwell Sutter Capital Inc
30 LIBERTY SHIP WAY #3225, SAUSALITO, CA
415-962-2526
415-332-1838
Other Info
Based in California, Caldwell Sutter Capital Inc is a Corporation that employs 16 people, including 2 advisors. It is registered with the SEC, with an approved status and a registration date of February 8, 2006. Although the number of clients served is not public information, the firm is committed to providing financial services that meet the needs of its clients.
Caldwell Sutter Capital
What We Do Our Team Insights My Account Contact Back Investment Management Investment Banking Brokerage Services What We Do Investment Management Investment Banking Brokerage Services Our TeamInsightsMy AccountContact Scroll caldwell sutter capital provides investment advisory, brokerage and investm…
Direct Owners
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CHRISTOPHER WILLIAM ANDERSON
CHIEF COMPLIANCE OFFICER owns less than 5%
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CHRISTOPHER WILLIAM ANDERSON
FINANCIAL AND OPERATIONS PRINCIPAL owns less than 5%
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CHRISTOPHER WILLIAM ANDERSON
CHIEF FINANCIAL OFFICER owns less than 5%
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JOHN AND JINX HELMER REVOCABLE TRUST DATED JANUARY 4, 2005
SHAREHOLDER owns 75% or more
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JOHN CALDWELL HELMER
FOUNDER, TRUSTEE owns less than 5%
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JOSEPH FRANCIS HELMER
PRESIDENT owns more than 5% but less than 10%
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JOSEPH MICHAEL DUCOTE
SENIOR MANAGING DIRECTOR owns less than 5%
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MARI ALLEN
MANAGING DIRECTOR owns less than 5%
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MARY DOLORES HELMER
FOUNDER, TRUSTEE owns less than 5%
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SUSAN DIANE METCALF
MANAGING DIRECTOR owns less than 5%
Indirect Owners
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JOHN CALDWELL HELMER
TRUSTEE owns more than 25% but less than 50%
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MARY DOLORES HELMER
TRUSTEE owns more than 25% but less than 50%