Carroll Financial Associates Inc
Legal Name: CARROLL FINANCIAL ASSOCIATES INC
Full Contact Details
Carroll Financial Associates Inc
4201 CONGRESS STREET, STE 210, CHARLOTTE, NC
704-553-8006
704-553-9610
Other Info
Carroll Financial Associates Inc, a NC Corporation with 46 employees, 38 of whom have advisory roles, serves 7 clients and is registered under the SEC since September 19, 1980, with an approved status.
Adaptive Wealth Strategies
Adaptive Wealth Strategies was founded in 2018. We build low cost, tax efficient, and alpha-generating strategies with your clients' best interest in mind.
Carroll Financial – Financial Advisors Trusted Since 1980
Carroll Financial is one of the Charlotte region’s oldest and largest independent comprehensive financial planning and wealth management firms. Our 23 financial advisors offer many years of experience and provide customized financial planning to our clients.
Direct Owners
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BENJAMIN KELLY GRAVES
EXECUTIVE VICE PRESIDENT owns less than 5%
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JOHN ANDREW PATTERSON
EXECUTIVE VICE PRESIDENT owns less than 5%
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KRISTOPHER WAYNE CARROLL
CHIEF OPERATIONS OFFICER/CHIEF COMPLIANCE OFFICER owns 75% or more
-
LARRY WAYNE CARROLL
PRESIDENT/CEO owns less than 5%
Firms Located Nearby
Top Holdings
- Amazon.com Inc $2,963k
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- INVESCO FRONTIER MARKETS ETF $173k
- GLOBAL PAYMENTS INC $156k
- ULTA BEAUTY INC $120k
- PRUDENTIAL FINL $110k
- ISHARES SHORT MATURITY MUNICIPAL BOND ETF $72k
- HSBC HLDGS PLC $50k
- ISHARES TR $29k
- CBS CORPORATION $27k