Cetera Advisor Networks LLC
Legal Name: CETERA ADVISOR NETWORKS LLC
Full Contact Details
Other Info
Cetera Advisor Networks LLC is legally known as CETERA ADVISOR NETWORKS LLC. It is a DE Limited Liability Company. This firm has 1767 employees, of which 1574 are employees in advisory roles. It serves 1947 clients. The firm's last reported SEC (U.S. Securities and Exchange Commission) status is listed as “Approved”, with a registration date of Aug 29, 1994.
Direct Owners
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ADAM NICHOLAS ANTONIADES
MANAGER owns less than 5%
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BARBARA JO KESTERSON
PRINCIPAL OPERATIONS OFFICER owns less than 5%
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BRETT LAMAR HARRISON
MANAGER owns less than 5%
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CATHERINE MCCORMACK BONNEAU
CHIEF OPERATING OFFICER owns less than 5%
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CETERA FINANCIAL GROUP, INC.
SOLE MEMBER owns 75% or more
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GREGORY ALAN OLSON
ASSISTANT SECRETARY owns less than 5%
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KRISTY MARIE HALEY
ADVISORY CHIEF COMPLIANCE OFFICER owns less than 5%
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MARK PAUL SHELSON
TREASURER AND PRINCIPAL FINANCIAL OFFICER owns less than 5%
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PATRICIA RUTHERFORD MCCALLOP
CHIEF COMPLIANCE OFFICER owns less than 5%
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RAMON RAMOS
MONEY LAUNDERING REPORTING OFFICER owns less than 5%
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STANLEY ROBERT SMILEY
VICE PRESIDENT owns less than 5%
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THOMAS BYRON TAYLOR
PRESIDENT AND MANAGER owns less than 5%
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TIMOTHY PATRICK STONE
SENIOR VICE PRESIDENT owns less than 5%
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JOSEPH DANIEL NEARY
MANAGER owns less than 5%
Indirect Owners
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ARETEC GROUP, INC.
SOLE MEMBER owns 75% or more
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CETERA FINANCIAL HOLDINGS, INC.
SHAREHOLDER; 100% OF COMMON STOCK owns 75% or more
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