Cetera Investment Management LLC
Legal Name: CETERA INVESTMENT MANAGEMENT LLC
Full Contact Details
Cetera Investment Management LLC
200 N. PACIFIC COAST HIGHWAY, SUITE 1200, EL SEGUNDO, CA
866-489-3100
877-338-2161
Other Info
Cetera Investment Management LLC is a DE Limited Liability Company, with a team of 14 employees, seven of whom hold advisory roles, and seven clients. The firm is SEC Approved and has been registered since January 3, 2013.
Cetera Financial Group | Home | Cetera
Main navigation Business Models Financial Advisors Holistic support for all your ambitions Producer Groups Lose the constraints, keep the control Financial Institutions Partnership devoted to your mission Registered Investment Advisers More scalable and frictionless growth Tax Professionals Growth f…
Direct Owners
-
ADAM NICHOLAS ANTONIADES
MANAGER owns less than 5%
-
ALLAN KEITH SHORES
TREASURER owns less than 5%
-
CETERA FINANCIAL GROUP, INC.
SOLE MEMBER owns 75% or more
-
GENE FITZGERALD GOLDMAN
CHIEF INVESTMENT OFFICER & DIRECTOR OF RESEARCH owns less than 5%
-
GREGORY EDWARD OLSON
ASSISTANT SECRETARY owns less than 5%
-
JOSE L RODRIGUEZ
CHIEF COMPLIANCE OFFICER & SECRETARY owns less than 5%
-
STANLEY ROBERT SMILEY
VICE PRESIDENT owns less than 5%
-
JOSEPH DANIEL NEARY
MANAGER/DIRECTOR owns less than 5%
Indirect Owners
-
ARETEC GROUP, INC.
SOLE MEMBER owns 75% or more
-
CETERA FINANCIAL HOLDINGS, INC.
SHAREHOLDER owns 75% or more
-
RCS CAPITAL HOLDINGS, LLC
OWNER owns 75% or more