Cetera Investment Management LLC
Legal Name: CETERA INVESTMENT MANAGEMENT LLC
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Cetera Investment Management LLC is legally known as CETERA INVESTMENT MANAGEMENT LLC. It is a DE Limited Liability Company. This firm has 14 employees, of which 7 are employees in advisory roles. It serves 7 clients. The firm's last reported SEC (U.S. Securities and Exchange Commission) status is listed as “Approved”, with a registration date of Jan 3, 2013.
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Direct Owners
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ADAM NICHOLAS ANTONIADES
MANAGER owns less than 5%
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ALLAN KEITH SHORES
TREASURER owns less than 5%
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CETERA FINANCIAL GROUP, INC.
SOLE MEMBER owns 75% or more
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GENE FITZGERALD GOLDMAN
CHIEF INVESTMENT OFFICER & DIRECTOR OF RESEARCH owns less than 5%
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GREGORY EDWARD OLSON
ASSISTANT SECRETARY owns less than 5%
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JOSE L RODRIGUEZ
CHIEF COMPLIANCE OFFICER & SECRETARY owns less than 5%
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STANLEY ROBERT SMILEY
VICE PRESIDENT owns less than 5%
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JOSEPH DANIEL NEARY
MANAGER/DIRECTOR owns less than 5%
Indirect Owners
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ARETEC GROUP, INC.
SOLE MEMBER owns 75% or more
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CETERA FINANCIAL HOLDINGS, INC.
SHAREHOLDER owns 75% or more
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RCS CAPITAL HOLDINGS, LLC
OWNER owns 75% or more