CION MANAGEMENT, LLC

CION Management, LLC is a Delaware-based Limited Liability Company with 17 employees, including 10 advisors. While the exact number of clients they serve is unknown, they were recently approved by the U.S. Securities and Exchange Commission and registered on March 12, 2019.

• CION INVESTMENT GROUP, LLC

  MEMBER owns 75% or more

• GREGG ALAN BRESNER

  CHIEF INVESTMENT OFFICER owns less than 5%

• GREGORY MICHAEL SCHILL

  MANAGING DIRECTOR owns less than 5%

• KEITH SCOTT FRANZ

  CHIEF FINANCIAL OFFICER owns less than 5%

• MARK GATTO

  CO-CEO, DIRECTOR owns less than 5%

• MICHAEL ADAM REISNER

  CO-CEO, DIRECTOR owns less than 5%

• STEPHEN ROMAN

  CHIEF COMPLIANCE OFFICER owns less than 5%

• MARK GATTO

  MEMBER SERIES B owns more than 25% but less than 50%

• MARK GATTO

  SHAREHOLDER owns more than 25% but less than 50%

• MICHAEL ADAM REISNER

  MEMBER SERIES B owns more than 25% but less than 50%

• MICHAEL ADAM REISNER

  SHAREHOLDER owns more than 25% but less than 50%

• WARRENTON CAPITAL CORP.

  MEMBER SERIES A owns 75% or more

• Highbridge Capital Management LLC
• Cramer Rosenthal Mcglynn LLC
• Waterfall Asset Management LLC
• Lyrical Asset Management LP
• Family CFO LLC
• Worth Venture Partners LLC
• RIVA Ridge Capital Management LP
• Cantillon Capital Management LLC
• Boston Partners Global Investors Inc
• Oakcliff Partners LLC