CRI Securities LLC

CRI Securities LLC, also known as CRI SECURITIES, LLC, is a Minnesota-based Limited Liability Company, registered with the SEC. With 265 employees, including 180 working as advisors, the firm provides top-notch financial advisory services to 1811 clients. Their latest SEC status reported as Approved, was registered back in 2003.

• ANTHONY JOSEPH MARTINS

  MEMBER OF BOARD OF GOVERNORS owns less than 5%

• DAVID NMN VASOS

  SR VICE PRESIDENT, MEMBER OF THE BOARD OF GOVERNORS owns less than 5%

• EDWARD GEORGE DEUTSCHLANDER

  MEMBER OF BOARD OF GOVERNORS owns less than 5%

• GEORGE IGNATIUS CONNOLLY

  PRESIDENT, CHIEF EXECUTIVE OFFICER & MEMBER OF BOARD OF GOVERNORS owns less than 5%

• KERI SUE O'BRIEN

  SECRETARY owns less than 5%

• KIMBERLY KAY CARPENTER

  SENIOR VICE PRESIDENT & CHIEF COMPLIANCE OFFICER & ANTI-MONEY LAUNDERING COMPLIANCE OFFICER owns less than 5%

• KJIRSTEN GARETH ZELLMER

  VICE PRESIDENT, PRINCIPAL OPERATIONS OFFICER - FINOP owns less than 5%

• KRISTIN MARY FERGUSON

  VICE PRESIDENT, TREASURER, CHIEF FINANCIAL OFFICER & FINOP owns less than 5%

• MINNESOTA LIFE INSURANCE COMPANY

  SHAREHOLDER owns more than 50% but less than 75%

• PETER GORDON BERLUTE

  MEMBER OF THE BOARD OF GOVERNORS owns less than 5%

• PHILLIP C. RICHARDS AND SUSAN B. RICHARDS JOINT LIVING TRUST

  SHAREHOLDER owns more than 50% but less than 75%

• PHILLIP CROCE RICHARDS

  CHAIRMAN OF THE BOARD OF GOVERNORS owns less than 5%

• MINNESOTA MUTUAL COMPANIES, INC.

  SHAREHOLDER owns 75% or more

• SECURIAN FINANCIAL GROUP, INC.

  SHAREHOLDER owns 75% or more

• SECURIAN HOLDING COMPANY

  SHAREHOLDER owns 75% or more

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