Financial Guard LLC
Legal Name: FINANCIAL GUARD, LLC
Full Contact Details
Financial Guard LLC
1952 EAST FORT UNION BLVD, SUITE 200, SALT LAKE CITY, UT
614-973-6999
Other Info
Financial Guard LLC, officially known as FINANCIAL GUARD, LLC, is a Delaware-based Limited Liability Company with a team of 19 employees, 13 of which are advisors. The firm has been granted SEC approval since June 27, 2013, and currently caters to 34 clients.
Financial Guard As of November 30, 2022, Financial Guard is no longer offering advisory services. If you are a former client and you have any questions, please contact us at: Financial Guard, LLC. 47 West 200 South, Suite 200 Salt Lake City, UT 84101 Email: [email protected] Phone: (203) 703-65…
Direct Owners
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CARY PORTER JENKINS
DIRECTOR AND CHIEF INNOVATION OFFICER owns more than 10% but less than 25%
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CRAIG N GRIMM
DIRECTOR AND VICE PRESIDENT OF PLATFORM ANALYTICS owns less than 5%
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DAVID GARTH WILLIAMS
PLATFORM MANAGER owns less than 5%
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KENNETH DAVID CIEPRISZ
CHIEF COMPLIANCE OFFICER owns less than 5%
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KRISTOPHER RYAN SMITH
DIRECTOR owns less than 5%
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LEGG MASON, INC.
MAJORITY MEMBER owns 75% or more
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ROGER PARADISO
CHAIRMAN OF BOARD AND NOMINATED EXECUTIVE owns less than 5%
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SENTHIL VELAN SUBRAMANYAM
CHIEF TECHNOLOGY OFFICER owns less than 5%
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TERRENCE ANDREW JOHNSON
DIRECTOR owns less than 5%