Goodwin Capital Advisers Inc

Goodwin Capital Advisers, Inc. is a New York-based corporation that has been providing advisory services since 1971. Although the number of clients served by this firm is unknown, it has a team of nine employees, four of whom are in advisory roles. Goodwin Capital Advisers, Inc. is currently approved by the U.S. Securities and Exchange Commission, as confirmed by their registration date of December 14, 1971.

• CONNING & COMPANY

  OWNER owns 75% or more

• CYNTHIA ANNE BEAULIEU

  MANAGING DIRECTOR, SR. PORTFOLIO MANAGER owns less than 5%

• JUNG WON LEE

  CHIEF FINANCIAL OFFICER owns less than 5%

• LINWOOD EARLE BRADFORD

  CHIEF EXECUTIVE OFFICER & CHAIR OF THE BOARD owns less than 5%

• LYNN MARIE RYAN

  MANAGING DIRECTOR, SR. PORTFOLIO MANAGER owns less than 5%

• MICHAEL EDWARD HAYLON

  HEAD OF CONNING NORTH AMERICA owns less than 5%

• RICHARD LOUIS SEGA

  PRESIDENT AND GLOBAL CHIEF INVESTMENT STRATEGIST owns less than 5%

• ROBERT STEDMAN PEARCE

  CHIEF COMPLIANCE OFFICER owns less than 5%

• VI (VIOLA) SMALLEY

  CHIEF LEGAL OFFICER\CORPORATE SECRETARY owns less than 5%

• CATHAY FINANCIAL HOLDING CO., LTD.

  SHAREHOLDER owns 75% or more

• CATHAY LIFE INSURANCE CO., LTD.

  SHAREHOLDER owns 75% or more

• CONNING HOLDINGS CORP

  SHAREHOLDER owns 75% or more

• CONNING HOLDINGS LIMITED

  SHAREHOLDER owns 75% or more

• CONNING U.S. HOLDINGS, INC.

  SHAREHOLDER owns 75% or more

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