First Southwest Asset Management LLC

Hilltop Securities Asset Management, LLC, previously known as First Southwest Asset Management LLC, is a registered DE Limited Liability Company and has been approved by the US Securities and Exchange Commission since December 1991. With a team of 25 employees, including four advisors, the firm serves 48 clients in providing professional financial management services.

• DAVID KING MEDANICH

  PRESIDENT owns less than 5%

• FIRST SOUTHWEST HOLDING, L.L.C.

  PARENT COMPANY owns 75% or more

• HILLEL ARNOLD FEINBERG

  CHAIRMAN, BOARD OF DIRECTORS owns less than 5%

• JOSEPH MICHAEL EDGE

  CHEIF FINANCIAL OFFICER owns less than 5%

• MARTIN BRADLEY WINGES

  CEO owns less than 5%

• MICHAEL ANTHONY COGLIANO

  CHIEF COMPLIANCE OFFICER owns less than 5%

• MICHAEL JOHN MARZ

  DIRECTOR owns less than 5%

• BRIAN LANE WITTNEBEN

  SECRETARY/GENERAL COUNSEL owns less than 5%

• HILLTOP HOLDINGS INC.

  PARENT owns 75% or more

• HILLTOP SECURITIES HOLDING, LLC

  PARENT owns 75% or more

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