HSBC Securities USA Inc

HSBC Securities (USA) Inc., a DE Corporation, is a reputable financial services firm with a team of 1017 employees, 216 of which are in advisory roles. Although the number of clients served by the firm is unknown, its last reported SEC status is Approved, with a registration date of Aug 30, 2005, indicating its compliance with regulatory requirements.

• ANDRE GUILHERME BRANDAO

  PRESIDENT/CEO/DIRECTOR owns less than 5%

• BLAIR C SELBER

  DIRECTOR owns less than 5%

• FRANK JOSEPH WEIGAND

  GENERAL COUNSEL owns less than 5%

• GREGORY TERRALL PIERCE

  DIRECTOR/REGIONAL BUSINESS HEAD owns less than 5%

• HSBC MARKETS (USA), INC.

  PARENT owns 75% or more

• JOHN HENRY RUGGIERO

  CHIEF COMPLIANCE OFFICER - INVESTMENT ADVISER owns less than 5%

• MATTHEW III FLANIGAN

  HEAD OF OPERATIONS/CHIEF OPERATING OFFICER/PRINCIPAL OPERATIONS OFFICER owns less than 5%

• NICHOLAS MITCHELL SAHADI

  CHIEF COMPLIANCE OFFICER - BD owns less than 5%

• SHAUN MICHAEL MCDOUGALL

  DIRECTOR AND OFFICER owns less than 5%

• STEVEN NICHOLAS LOMBARDO

  CHIEF FINANCIAL OFFICER/PRINCIPAL FINANCIAL OFFICER owns less than 5%

• SUZANNA MAUD CARR

  DIRECTOR owns less than 5%

• HSBC HOLDINGS PLC

  ULTIMATE PARENT COMPANY owns 75% or more

• HSBC INVESTMENTS (NORTH AMERICA) INC.

  HOLDING COMPANY owns 75% or more

• HSBC NORTH AMERICA HOLDINGS INC.

  HOLDING COMPANY owns 75% or more

• HSBC OVERSEAS HOLDINGS (UK) LIMITED

  HOLDING COMPANY owns 75% or more

• HSBC BANK (USA), N.A.
  United States
• HSBC BANK USA, N.A
  United States
• HSBC BANK USA, N.A.
  United States
• HSBC BANK USA,, N.A.
  United States

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• Park Avenue Institutional Advisers LLC
• Intermediate Capital Group Inc
• AXAR Capital Management LP
• The Roosevelt Investment Group Inc
• Financial Decisions LLC
• SAGE ROCK CAPITAL MANAGEMENT LP

• HSBC Survey Reveals Extra Income and Improved Quality of Life in the U.S. Drives Expat Job Seekers
• HSBC Bank Announces Partnership Expansion to US with Women’s Network, AllBright
• HSBC Bank USA, N.A. and Affiliates Lower Prime and Reference Rate