Independent Financial Group LLC

Independent Financial Group, LLC, a Delaware-based limited liability company, consists of 673 employees, including 407 advisors, and serves 594 clients. The company's SEC status is currently listed as approved, with a registration date of Jan 30, 2004.

• CONSTANCE COOK WAITMAN

  EVP/COO owns less than 5%

• DAVID ALLEN FISCHER

  MANAGING DIRECTOR owns less than 5%

• DOUGLAS CHRISTOPHER HALL

  CCO owns less than 5%

• INDEPENDENT FINANCIAL GROUP, INC.

  OWNER owns 75% or more

• JOE JR MILLER

  MANAGING DIRECTOR/CHIEF EXECUTIVE OFFICER owns less than 5%

• SARAH JILL KREISMAN

  CHIEF LEGAL COUNSEL/VP, COMPLIANCE, owns less than 5%

• SCOTT ALLEN HEISING

  MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER/FINOP owns less than 5%

• TROY DALE PEARSON

  ROSFP owns less than 5%

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