Lighthouse Investment Partners LLC

Lighthouse Investment Partners, LLC, a Delaware Limited Liability Company, boasts a team of 134 employees, including 34 advisory role employees. The number of clients served is not specified, but their most recent SEC status, granted on November 29, 2005, is listed as approved, rendering this firm a reliable choice for investment management services.

• CESAR DANIEL ALVAREZ

  CHIEF COMPLIANCE OFFICER owns less than 5%

• DAVID GREGORY POLLOK

  GENERAL COUNSEL owns less than 5%

• HFA LIGHTHOUSE HOLDINGS CORP.

  MEMBER owns more than 10% but less than 25%

• JON SCOTT PERKINS

  VICE PRESIDENT AND EXECUTIVE MANAGING DIRECTOR owns less than 5%

• KELLY ROSS PERKINS

  CO-CHIEF INVESTMENT OFFICER owns less than 5%

• LHP INVESTMENTS, LLC

  MEMBER owns 75% or more

• ROBERT PATTERSON SWAN

  VICE PRESIDENT AND CHIEF OPERATING OFFICER owns less than 5%

• SEAN GERARD MCGOULD

  PRESIDENT, CO-CHIEF INVESTMENT OFFICER AND DIRECTOR owns less than 5%

• HFA LIGHTHOUSE HOLDINGS CORP.

  MEMBER owns 75% or more

• NAVIGATOR GLOBAL INVESTMENTS LIMITED

  SHAREHOLDER owns 75% or more

• CITCO FUND ADMINISTRATION
  Cayman Islands
• CITCO FUND ADMINISTRATION (CAYMAN ISLANDS) LIMITED
  Cayman Islands
• GLOBEOP FINANCIAL SERVICES (CAYMAN) LIMITED
  Cayman Islands
• GLOBEOP FINANCIAL SERVICES (IRELAND) LIMITED
  Ireland
• GLOBEOP FINANCIAL SERVICES, LLC
  United States
• NORTHERN TRUST GLOBAL FUND SERVICES CAYMAN LIMITED
  Cayman Islands
• THE BANK OF NEW YORK MELLON
  United States

• ERNST & YOUNG LLP
  United States
• ERNST & YOUNG LTD
  Cayman Islands
• GRANT THORNTON
  Cayman Islands
• GRANT THORNTON
  United States
• GRANT THORNTON LLP
  United States
• GRANT THRONTON LLP
  United States
• PRICEWATERHOUSECOOPERS
  Cayman Islands
• PRICEWATERHOUSECOOPERS
  Ireland
• PRICEWATERHOUSECOOPERS LLP
  United States

• BANK OF AMERICA N.A.
  United States
• BANK OF AMERICA NA
  United States
• BANK OF AMERICA, N.A.
  United States
• BANK OF AMERICA, NA
  United States
• BANK OF MONTREAL
  Canada
• BARCLAYS BANK PLC
  United States
• BARCLAYS BANK, PLC
  United Kingdom
• BARCLAYS CAPITAL INC.
  United States
• BMO CAPITAL MARKETS
  Canada
• BMO HARRIS BANK NA
  United States
• BMO HARRIS FINANCIAL ADVISORS, INC.
  United States
• BNP PARIBAS
  France
• BNP PARIBAS SECURITIES CORP.
  United States
• BNY MELLON TRUST COMPANY (IRELAND) LIMITED
  Ireland
• BOFA SECURITIES, INC.
  United States
• CICC FINANCIAL TRADING LIMITED
  Hong Kong
• CITCO BANK CANADA
  Canada
• CITIBANK N.A.
  United States
• CITIBANK NA
  United States
• CITIBANK, N.A.
  United States
• CITIGROUP GLOBAL MARKETS INC.
  United States
• CITIGROUP GLOBAL MARKETS INC.
  United States
• CITIGROUP GLOBAL MARKETS INC.
  United States
• CITIGROUP GLOBAL MARKETS LIMITED
  United Kingdom
• COMMERZ MARKETS LLC
  United States
• CREDIT SUISSE AG
  Switzerland
• CREDIT SUISSE AG DUBLIN BRANCH
  Ireland
• CREDIT SUISSE INTERNATIONAL
  United Kingdom
• CREDIT SUISSE SECURITIES (EUROPE) LIMITED
  United Kingdom
• CREDIT SUISSE SECURITIES (EUROPE) LTD
  United Kingdom
• CREDIT SUISSE SECURITIES (USA) LLC
  United States
• DEUTSCHE BANK AG
  Germany
• DEUTSCHE BANK AG
  United Kingdom
• DEUTSCHE BANK AG
  United Kingdom
• DEUTSCHE BANK SECURITIES INC.
  United States
• GOLDMAN SACHS & CO. LLC
  United States
• GOLDMAN SACHS INTERNATIONAL
  United Kingdom
• HSBC BANK PLC
  United Kingdom
• J.P. MORGAN CHANSE BANK, NA
  United States
• J.P. MORGAN SECURITIES INC.
  United States
• J.P. MORGAN SECURITIES LLC
  United States
• J.P. MORGAN SECURITIES PLC
  United Kingdom
• JEFFERIES INTERNATIONAL LIMITED
  United Kingdom
• JP MORGAN CHASE BANK NA
  United States
• JP MORGAN CHASE BANK, NA
  United States
• JP MORGAN SECURITIES PLC
  United Kingdom
• JPMORGAN CHASE BANK, N.A.
  United States
• MACQUARIE BANK INTERNATIONAL LIMITED
  United Kingdom
• MACQUARIE BANK LIMITED
  United Kingdom
• MERRILL LYNCH INTERNATIONAL
  United Kingdom
• MERRILL LYNCH INTERNATIONAL BANK LIMITED
  Ireland
• MERRILL LYNCH PROFESSIONAL CLEARING CORP.
  United States
• MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
  United States
• MIZUHO INTERNATIONAL PLC
  United Kingdom
• MORGAN STANLEY & CO INTERNATIONAL PLC
  United Kingdom
• MORGAN STANLEY & CO. INTERNATIONAL PLC
  United Kingdom
• MORGAN STANLEY & CO. LLC
  United States
• MORGAN STANLEY CAPITAL SERVICES
  United States
• MORGAN STANLEY CAPITAL SERVICES LLC
  United States
• MORGAN STANLEY CAPITAL SERVICES, LLC
  United States
• MORGAN STANLEY INTERNATIONAL
  United Kingdom
• NOMURA GLOBAL FINANCIAL PRODUCTS INC.
  United States
• NOMURA GLOBAL FINANCIAL PRODUCTS INC.
  United States
• NOMURA INTERNATIONAL PLC
  United Kingdom
• RBC CAPITAL MARKETS, LLC
  United States
• ROYAL BANK OF SCOTLAND PLC
  United Kingdom
• SG AMERICAS SECURITIES, LLC
  United States
• SOCIETE GENERALE
  United States
• SOCIETE GENERALE INTERNATIONAL LIMITED
  United Kingdom
• SOCIETE GENERALE
  France
• STANDARD CHARTERED BANK
  United Kingdom
• THE BANK OF NEW YORK MELLON
  United States
• THE BANK OF NEW YORK MELLON CORP.
  United States
• THE NORTHERN TRUST COMPANY
  United States
• UBS AG
  Switzerland
• UBS SECURITIES LLC
  United States
• UBS SECURITIES LLC
  United States
• WELLS FARGO BANK NA
  United States
• WELLS FARGO SECURITIES, LLC
  United States

• BANK JULIUS BAER & CO. LTD.
  Switzerland
• BANK LOMBARD ODIER & CO. LTD.
  Switzerland
• CAIGIN INTERNATIONAL LTD
  Hong Kong
• CAPITAL STRATEGIES PARTNERS A.V., S.A.
  Spain
• CIBC PRIVATE WEALTH ADVISORS, INC.
  United States
• CREDIT SUISSE AG
  Switzerland
• DAISHIN SECURITIES CO., LTD
  Korea, South
• DAISHIN SECURITIES CO., LTD.
  Korea, South
• DEUTSCHE BANK SECURITIES INC.
  United States
• DEUTSCHE BANK TRUST COMPANY AMERICAS
  United States
• FORESIDE FUND SERVICES, LLC
  United States
• GORNTAZY GROUP LTD.
  Monaco
• MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
  United States
• MESIROW FINANCIAL, INC.
  United States
• MITSUI & CO. ALTERNATIVE INVESTMENTS LIMITED
  Japan
• MORGAN STANLEY
  United States
• MORGAN STANLEY
  United States
• RAYMOND JAMES FINANCIAL SERVICES, INC.
  United States
• RAYMOND JAMES FINANCIAL SERVICES, INC.
  United States
• STIFEL, NICOLAUS & COMPANY, INCORPORATED
  United States
• STIFEL, NICOLAUS & COMPANY, INCORPORATED
  United States
• SUNTRUST BANKS, INC.
  United States
• UBS AG, LONDON BRANCH
  United Kingdom

• BARCLAYS CAPITAL INC.
  United States
• BNP PARIBAS SECURITIES CORP.
  United States
• CITIGROUP GLOBAL MARKETS INC.
  United States
• CITIGROUP GLOBAL MARKETS INC.
  United States
• CITIGROUP GLOBAL MARKETS LIMITED
  United Kingdom
• COMMERZ MARKETS LLC
  United States
• CREDIT SUISSE AG DUBLIN BRANCH
  Ireland
• CREDIT SUISSE INTERNATIONAL
  United Kingdom
• CREDIT SUISSE SECURITIES (EUROPE) LTD
  United Kingdom
• CREDIT SUISSE SECURITIES (USA) LLC
  United States
• DEUTSCHE BANK AG
  Germany
• DEUTSCHE BANK SECURITIES INC.
  United States
• GOLDMAN SACHS & CO. LLC
  United States
• GOLDMAN SACHS INTERNATIONAL
  United Kingdom
• J.P. MORGAN SECURITIES LLC
  United States
• J.P. MORGAN SECURITIES PLC
  United Kingdom
• MERRILL LYNCH INTERNATIONAL
  United Kingdom
• MERRILL LYNCH PROFESSIONAL CLEARING CORP.
  United States
• MERRILL LYNCH PROFESSIONAL CLEARING CORP.
  United States
• MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
  United States
• MORGAN STANLEY & CO INTERNATIONAL PLC
  United Kingdom
• MORGAN STANLEY & CO. INTERNATIONAL PLC
  United Kingdom
• MORGAN STANLEY & CO. LLC
  United States
• SG AMERICAS SECURITIES, LLC
  United States
• UBS AG
  Switzerland
• UBS SECURITIES LLC
  United States
• UBS SECURITIES LLC
  United States
• WELLS FARGO SECURITIES, LLC
  United States
• WELLS FARGO SECURITIES, LLC
  United States

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