LPL Financial LLC
Legal Name: LPL FINANCIAL LLC
Full Contact Details
LPL Financial LLC
75 STATE STREET, 22ND FLOOR, BOSTON, MA
617-423-3644
617-526-8589
Other Info
LPL Financial LLC is legally known as LPL FINANCIAL LLC. It is a CA Limited Liability Company. This firm has 22790 employees, of which 15717 are employees in advisory roles. It serves 357223 clients. The firm's last reported SEC (U.S. Securities and Exchange Commission) status is listed as “Approved”, with a registration date of Aug 25, 1975.



![LPL Financial - Homepage- SharePoint Sign In To navigate through the Ribbon, use standard browser navigation keys. To skip between groups, use Ctrl+LEFT or Ctrl+RIGHT. To jump to the first Ribbon tab use Ctrl+[. To jump to the last selected command use Ctrl+]. To activate a command, use Enter.BrowseTab 1 of 3.PageTab 2 of 3.… LPL Financial - Homepage](https://investingreview.org/storage/109828/conversions/lplgovernmentrelations.com-1574093352-webp.webp)
LPL Financial - Homepage
SharePoint Sign In To navigate through the Ribbon, use standard browser navigation keys. To skip between groups, use Ctrl+LEFT or Ctrl+RIGHT. To jump to the first Ribbon tab use Ctrl+[. To jump to the last selected command use Ctrl+]. To activate a command, use Enter.BrowseTab 1 of 3.PageTab 2 of 3.…
Direct Owners
-
DAN JR ARNOLD
PRESIDENT, CHIEF EXECUTIVE OFFICER AND DIRECTOR owns less than 5%
-
DAYTON JOHN SEMERJIAN
MANAGING DIRECTOR, CHIEF CUSTOMER CARE OFFICER owns less than 5%
-
GEORGE BURTON WHITE
MANAGING DIRECTOR, INVESTOR & INVESTMENT SOLUTIONS owns less than 5%
-
JOHN ANDREW KALBAUGH
MANAGING DIRECTOR AND DIVISIONAL PRESIDENT, NATIONAL SALES & CONSULTING owns less than 5%
-
JOHN HUGH O'NEILL
SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, BROKERAGE owns less than 5%
-
KATHERINE DAILEY RING
SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, ADVISORY owns less than 5%
-
LPL HOLDINGS, INC.
MANAGING MEMBER owns 75% or more
-
MATTHEW J PECHULIS
SENIOR VICE PRESIDENT, ACCOUNTING AND PRINCIPAL FINANCIAL OFFICER owns less than 5%
-
MATTHEW JON AUDETTE
MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER AND DIRECTOR owns less than 5%
-
MICHELLE OROSCHAKOFF
MANAGING DIRECTOR, CHIEF LEGAL OFFICER AND DIRECTOR owns less than 5%
-
RICHARD C STEINMEIER
MANAGING DIRECTOR AND DIVISIONAL PRESIDENT, BUSINESS DEVELOPMENT owns less than 5%
-
SALLIE REBECCA LARSEN
MANAGING DIRECTOR, CHIEF HUMAN CAPITAL OFFICER owns less than 5%
-
SCOTT ALAN SEESE
MANAGING DIRECTOR, CHIEF INFORMATION OFFICER owns less than 5%
-
TRACY ELLEN CALDER
MANAGING DIRECTOR, CHIEF RISK OFFICER owns less than 5%
-
WILLIAM E WALCHER
SENIOR VICE PRESIDENT, TRADING AND PRINCIPAL OPERATIONS OFFICER owns less than 5%
Indirect Owners
-
LPL FINANCIAL HOLDINGS INC.
PARENT COMPANY owns 75% or more