LPL Financial LLC

Legal Name: LPL FINANCIAL LLC

75 STATE STREET, 22ND FLOOR, BOSTON, MA

617-423-3644

https://www.youtube.com/user/lplfinancialllc

Frequently Asked Questions (FAQ)

Full Contact Details

LPL Financial LLC

75 STATE STREET, 22ND FLOOR, BOSTON, MA

617-423-3644

617-526-8589

Other Info

LPL Financial LLC is legally known as LPL FINANCIAL LLC. It is a CA Limited Liability Company. This firm has 22790 employees, of which 15717 are employees in advisory roles. It serves 357223 clients. The firm's last reported SEC (U.S. Securities and Exchange Commission) status is listed as “Approved”, with a registration date of Aug 25, 1975.

Join LPL | Independent Broker Dealer, Financial Services Technology, Financial Advisor and Institution Resources

Join LPL Financial, a leading independent broker-dealer. We provide the technology, services and support for Individual Financial Advisors, Brokers or Independent Financial Institutions.

LPL Financial | Investment & Wealth Management Nationwide

As the leading provider of investment and business solutions for independent financial advisors across the nation, LPL has the tools, technology and resources to help you and your clients succeed. Learn more now.

Home | Worksite Financial Solutions | LPL Financial

Worksite Financial Solutions is a guidance-based, beginning-to-end retirement solution designed to help you create confidence in your financial life. Call today.

LPL Financial - Homepage

SharePoint Sign In To navigate through the Ribbon, use standard browser navigation keys. To skip between groups, use Ctrl+LEFT or Ctrl+RIGHT. To jump to the first Ribbon tab use Ctrl+[. To jump to the last selected command use Ctrl+]. To activate a command, use Enter.BrowseTab 1 of 3.PageTab 2 of 3.…

Direct Owners

DAN JR ARNOLD
PRESIDENT, CHIEF EXECUTIVE OFFICER AND DIRECTOR owns less than 5%
DAYTON JOHN SEMERJIAN
MANAGING DIRECTOR, CHIEF CUSTOMER CARE OFFICER owns less than 5%
GEORGE BURTON WHITE
MANAGING DIRECTOR, INVESTOR & INVESTMENT SOLUTIONS owns less than 5%
JOHN ANDREW KALBAUGH
MANAGING DIRECTOR AND DIVISIONAL PRESIDENT, NATIONAL SALES & CONSULTING owns less than 5%
JOHN HUGH O'NEILL
SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, BROKERAGE owns less than 5%
KATHERINE DAILEY RING
SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, ADVISORY owns less than 5%
LPL HOLDINGS, INC.
MANAGING MEMBER owns 75% or more
MATTHEW J PECHULIS
SENIOR VICE PRESIDENT, ACCOUNTING AND PRINCIPAL FINANCIAL OFFICER owns less than 5%
MATTHEW JON AUDETTE
MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER AND DIRECTOR owns less than 5%
MICHELLE OROSCHAKOFF
MANAGING DIRECTOR, CHIEF LEGAL OFFICER AND DIRECTOR owns less than 5%
RICHARD C STEINMEIER
MANAGING DIRECTOR AND DIVISIONAL PRESIDENT, BUSINESS DEVELOPMENT owns less than 5%
SALLIE REBECCA LARSEN
MANAGING DIRECTOR, CHIEF HUMAN CAPITAL OFFICER owns less than 5%
SCOTT ALAN SEESE
MANAGING DIRECTOR, CHIEF INFORMATION OFFICER owns less than 5%
TRACY ELLEN CALDER
MANAGING DIRECTOR, CHIEF RISK OFFICER owns less than 5%
WILLIAM E WALCHER
SENIOR VICE PRESIDENT, TRADING AND PRINCIPAL OPERATIONS OFFICER owns less than 5%

Indirect Owners

LPL FINANCIAL HOLDINGS INC.
PARENT COMPANY owns 75% or more

Firms Located Nearby

All Firms Located Nearby