Main Management LLC
Legal Name: MAIN MANAGEMENT, LLC
Full Contact Details
Main Management LLC
601 CALIFORNIA STREET, SUITE 620, SAN FRANCISCO, CA
415-217-5800
415-217-5809
Other Info
Main Management LLC, legally known as MAIN MANAGEMENT, LLC, is a CA Limited Liability Company that serves five clients with the aid of its ten employees in advisory positions. The firm's SEC status is currently approved, having been granted on April 30, 2002. With a registered team of 12, MAIN MANAGEMENT, LLC provides professional financial advice in compliance with regulatory standards.
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Direct Owners
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BLAINE DOCKER
CHIEF OPERATIONS OFFICER owns more than 10% but less than 25%
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FREDERICKS INVESTMENTS, LP
MEMBER owns more than 5% but less than 10%
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HAFEEZ AKBER ESMAIL
CHIEF COMPLIANCE OFFICER owns less than 5%
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JAMES WESLEY CONCIDINE
MANAGING MEMBER owns more than 10% but less than 25%
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KIM DAVID ARTHUR
MANAGING MEMBER, CEO AND PRESIDENT owns more than 25% but less than 50%
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LUKE WILLIAM KING
MANAGING DIRECTOR owns more than 5% but less than 10%
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MARY MINER
MEMBER owns more than 10% but less than 25%
Indirect Owners
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JOHN RICHARD FREDERICKS
MEMBER owns 75% or more
Custodians
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TD AMERITRADE, INC.
United States