Merganser Capital Management LLC

Merganser Capital Management LLC, a Delaware-based Limited Liability Company, is an SEC-approved firm that has been providing financial advisory services since October 2013. With a team of 25 employees, including 9 advisors, the number of clients served remains undisclosed.

• ANDREW M SMOCK

  CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, DIRECTOR (CHAIRMAN) owns less than 5%

• JEFFREY CHARLES ADDIS

  CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER AND EXECUTIVE VICE PRESIDENT owns less than 5%

• JOHN CLARKE CLAVIN

  EXECUTIVE VICE PRESIDENT, CHIEF SALES & MARKETING OFFICER, DIRECTOR owns less than 5%

• MARC GERALD PUGLIA

  DIRECTOR owns less than 5%

• PROVIDENCE EQUITY CAPITAL MARKETS MERGANSER LLC

  MEMBER owns 75% or more

• THOMAS JAMES GAHAN

  DIRECTOR owns less than 5%

• FUND MANAGEMENT INC.

  NON-MANAGING MEMBER owns more than 25% but less than 50%

• JONATHAN MILTON NELSON

  SHAREHOLDER owns 75% or more

• PROVIDENCE EQUITY GLOBAL GROUP L.L.C.

  NON-MANAGING MEMBER owns more than 25% but less than 50%

• PROVIDENCE EQUITY PARTNERS L.L.C.

  MEMBER owns more than 50% but less than 75%

• BANK OF NEW YORK MELLON
  United States

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