Merrill Lynch Pierce Fenner & Smith Incorporated

Merrill Lynch Pierce Fenner & Smith Incorporated, also known as Merrill Lynch, is a Delaware-based corporation that employs over 41,000 individuals to provide advisory services to 13,498 clients. As of Dec 8, 1978, the SEC has approved their registration status. Of the total employees, 25,576 serve in advisory roles.

• ANDREW MASON SIEG

  DIRECTOR; CHIEF EXECUTIVE OFFICER; STATE DESIGNATED PRINCIPAL owns less than 5%

• ARON DANIEL LEVINE

  DIRECTOR owns less than 5%

• BAC NORTH AMERICA HOLDING COMPANY

  SHAREHOLDER owns 75% or more

• GLORIA REGINA GRECO

  CHIEF COMPLIANCE OFFICER owns less than 5%

• JOSEPH JR GUARDINO

  CHIEF OPERATIONS OFFICER & FINOP owns less than 5%

• KEITH THOMAS BANKS

  DIRECTOR owns less than 5%

• KIRSTIN NILSSON HILL

  STATE DESIGNATED PRINCIPAL owns less than 5%

• LINDSAY DENARDO HANS

  STATE DESIGNATED PRINCIPAL owns less than 5%

• LIZBETH NELLE APPLEBAUM

  CHIEF FINANCIAL OFFICER owns less than 5%

• LORNA ROSE SABBIA

  DIRECTOR owns less than 5%

• ROBERT S HENDERSON

  CHIEF LEGAL OFFICER owns less than 5%

• DAVID JR HEATON

  CHIEF LEGAL OFFICER owns less than 5%

• SYED FARUQE ALAM

  CHIEF FINANCIAL OFFICER owns less than 5%

• BANK OF AMERICA CORPORATION

  SHAREHOLDER owns 75% or more

• NB HOLDINGS CORPORATION

  SHAREHOLDER owns 75% or more

• Cooper Investment Partners LLC
• Leucadia Asset Management LLC
• Transatlantique Private Wealth LLC
• Nexthera Capital LP
• General Atlantic Service Company LP
• Hemisphere Partners LLC
• Square Advisors LLC
• Manor ROAD Capital Partners LLC
• Light SKY Macro LP
• OLD FARM Partners LP

• Merrill Lynch on track to add 47,000 households in 2019