Merrill Lynch Pierce Fenner & Smith Incorporated

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Merrill Lynch Pierce Fenner & Smith Incorporated

ONE BRYANT PARK, NEW YORK, NY

800-637-7455

980-233-7021

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Merrill Lynch Pierce Fenner & Smith Incorporated, also known as Merrill Lynch, is a Delaware-based corporation that employs over 41,000 individuals to provide advisory services to 13,498 clients. As of Dec 8, 1978, the SEC has approved their registration status. Of the total employees, 25,576 serve in advisory roles.

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Direct Owners

ANDREW MASON SIEG
DIRECTOR; CHIEF EXECUTIVE OFFICER; STATE DESIGNATED PRINCIPAL owns less than 5%
ARON DANIEL LEVINE
DIRECTOR owns less than 5%
BAC NORTH AMERICA HOLDING COMPANY
SHAREHOLDER owns 75% or more
GLORIA REGINA GRECO
CHIEF COMPLIANCE OFFICER owns less than 5%
JOSEPH JR GUARDINO
CHIEF OPERATIONS OFFICER & FINOP owns less than 5%
KEITH THOMAS BANKS
DIRECTOR owns less than 5%
KIRSTIN NILSSON HILL
STATE DESIGNATED PRINCIPAL owns less than 5%
LINDSAY DENARDO HANS
STATE DESIGNATED PRINCIPAL owns less than 5%
LIZBETH NELLE APPLEBAUM
CHIEF FINANCIAL OFFICER owns less than 5%
LORNA ROSE SABBIA
DIRECTOR owns less than 5%
ROBERT S HENDERSON
CHIEF LEGAL OFFICER owns less than 5%
DAVID JR HEATON
CHIEF LEGAL OFFICER owns less than 5%
SYED FARUQE ALAM
CHIEF FINANCIAL OFFICER owns less than 5%