NATIONAL PRIVATE SHARES, INC.

National Private Shares, Inc. is an advisory firm operating in Washington state, with a team of 8 employees who provide professional financial services. While the number of clients served by the firm remains unknown, its status with the U.S. Securities and Exchange Commission is listed as approved and it was registered on February 19th, 2019.

• DANIEL ORTEGA

  CHIEF SUPERVISORY OFFICER owns less than 5%

• DONALD KENNETH RUNKLE

  CHIEF REGULATORY OFFICER owns less than 5%

• GLENN CHARLES WORMAN

  DIRECTOR owns less than 5%

• HAROLD GERARD CHAFFEE

  CHIEF COMPLIANCE OFFICER owns less than 5%

• HENRY EDWARD KAPLAN

  PRESIDENT & CHIEF OPERATING OFFICER owns less than 5%

• JOHN A KOENIGSBERG

  DIRECTOR OF OPERATIONS owns less than 5%

• JOHN CHARLES DESENA

  SECRETARY owns less than 5%

• MICHAEL ANTHONY MULLEN

  DIRECTOR, EXECUTIVE CHAIRMAN owns less than 5%

• NATALIA TOVAR WATSON

  TREASURER owns less than 5%

• NATIONAL HOLDINGS CORPORATION

  PARENT COMPANY owns 75% or more

• THOMAS DAVID KOWALCZYK

  CHIEF EXECUTIVE OFFICER, DIRECTOR owns less than 5%

• WILLIAM LAWRENCE GROENEVELD

  VICE PRESIDENT owns less than 5%

• B.RILEY FINANCIAL, INC

  SHAREHOLDER ( COMMON STOCK) owns more than 25% but less than 50%

• NHC HOLDINGS LLC

  SHAREHOLDER (COMMON STOCK) owns more than 25% but less than 50%

• NATIONAL SECURITIES CORPORATION
  United States

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