Nationwide Securities LLC

Nationwide Securities LLC, trading as NATIONWIDE SECURITIES, LLC, is a Delaware-based Limited Liability Company with 156 employees. With an experienced team of 127 advisors, the firm serves over 800 clients. The Securities and Exchange Commission lists Nationwide Securities LLC as approved, granting it registration status on July 9, 2008.

• CRAIG ALAN HAWLEY

  BOARD MANAGER owns less than 5%

• EWAN THEODORE ROSWELL

  AVP, FINANCE CONTROLLERSHIP-NF AND FINOP owns less than 5%

• JAMES JAY RABENSTINE

  VICE PRESIDENT, CHIEF COMPLIANCE OFFICER owns less than 5%

• JOHN LAUGHLIN CARTER

  BOARD MANAGER owns less than 5%

• JONATHAN ADAM BARIE

  VICE PRESIDENT owns less than 5%

• JOSEPH D SPRAGUE

  BOARD MANAGER owns less than 5%

• MICHAEL SCOTT SPANGLER

  BOARD MANAGER owns less than 5%

• NFS DISTRIBUTORS, INC.

  MANAGING MEMBER owns 75% or more

• STEVEN A. GINNAN

  BOARD MANAGER owns less than 5%

• STEVEN CHARLES POWER

  PRESIDENT owns less than 5%

• THOMAS FORD HOULE

  VICE PRESIDENT owns less than 5%

• TINA MARIE AMBROZY

  BOARD MANAGER owns less than 5%

• NATIONWIDE CORPORATION

  SHAREHOLDER owns 75% or more

• NATIONWIDE FINANCIAL SERVICES, INC.

  SHAREHOLDER owns 75% or more

• NATIONWIDE MUTUAL INSURANCE COMPANY

  SHAREHOLDER owns 75% or more

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